© 1999 Lang Baker
Marx v State987 S.W.2d 577February 3, 1999 No. 994-97 Majority opinion by Judge Mansfield Links to other opinions in this case: Dissenting opinion by Judge Keller Concurring & Dissenting opinion by Judge Holland IN THE COURT OF CRIMINAL APPEALS OF TEXAS NO. 994-97 JEFFREY STEVEN MARX, Appellant v. THE STATE OF TEXAS ON APPELLANTS PETITION FOR DISCRETIONARY REVIEW FROM THE THIRD COURT OF APPEALS BURNET COUNTY
O P I N I O N At appellants trial for aggravated sexual assault of a child, two child witnesses testified via two-way closed circuit television, outside appellants physical presence and over his objection. We granted appellants petition for discretionary review to determine whether the admission of the child witnesses testimony violated his rights under the Sixth and Fourteenth Amendments to the United States Constitution and Article 38.071 of the Texas Code of Criminal Procedure. The Relevant Facts In August 1994, a Burnet County grand jury indicted appellant on three counts of aggravated sexual assault of a child. See Tex. Penal Code § 22.021(a)(1)(B)(i) & (2)(B). The named victim in each count was a thirteen-year-old girl, B.J. In April 1995, shortly before the case went to trial in the 33rd District Court of Burnet County, the State filed written motions in that court asking that B.J. and another girl, six-year-old J.M., an alleged witness to the offenses, be allowed to testify via two- way closed circuit television, outside appellants presence. The State argued in the motions that the two girls, if forced to testify in the presence and sight of the defendant, would suffer serious emotional and physical distress. The State argued further that the girls closed circuit television testimony would be admissible under the Sixth Amendment, as interpreted in Maryland v. Craig, 110 S.Ct. 3157 (1990), and Article 38.071.1 The District Court held a pretrial hearing on the States motions, at which hearing four witnesses testified. Pat Fluitt, B.J.s teacher at Burnet Middle School, testified that B.J. had learning disabilities and read at a six-year-olds level. She testified further that B.J. had been dreading the possibility of testifying in appellants presence and had cried a couple of times about it in class. Fluitt also testified that B.J. was quite fearful and that requiring her to testify in appellants presence would be a traumatic situation for her. Barney Raines, B.J.s grandfather, testified that B.J. was sixty percent mentally retarded. He also testified that she had shown fear and had told him that appellant had threatened her. Raines testified further that he believed B.J. would suffer emotionally and perhaps physically if required to testify in appellants presence. Crystal Hayden, J.M.s mother, testified that J.M. was afraid of appellant but was nevertheless ready to testify in his presence. Hayden also testified, however, that J.M. was real scared and that she would probably be traumatized if required to testify in appellants presence, even if her testimony related only to what appellant had done to B.J. Finally, Dr. Anita Calvert, a licensed mental health therapist, testified that she had been counseling J.M. for an extended period of time because of appellants many sexual assaults on her. Calvert testified further that J.M. was a wreck, that she had had nightmares, and that she had suffered serious psychological damage, all because of what appellant had done to her. Calvert also testified that J.M. had demonstrated extreme sexual knowledge and had inappropriately advanced males in [Calverts] office, again because of what appellant had done to her. Finally, Calvert testified that, although J.M. was a very strong little girl and would probably testify okay in appellants presence, she could not be certain of that. Appellant objected to the use of closed circuit television testimony on both constitutional and statutory grounds. He argued first that use of such testimony would deny him his Sixth Amendment right to confront the witnesses against him. He argued second that use of such testimony would violate Article 38.071 because [that statute] applies only to a victim of the offense for which the defendant is on trial, and the victim of that offense [must be] under [thirteen] years of age. Appellant pointed out that B.J. was thirteen years old and that J.M. was not the alleged victim of the offense for which he was being tried. At the conclusion of the hearing, the District Court found, as a matter of fact, that both B.J. and J.M. would be traumatized by being required to testify in the defendants presence and that the emotional distress ... would be more than a minimum. The court then rejected appellants legal arguments without explanation and granted the States motions for closed circuit testimony. Shortly before B.J. and J.M. testified at the guilt/innocence stage of trial, appellant reiterated his previous objections to the use of closed circuit testimony and also argued, for the first time, that use of such testimony would impair his Fourteenth Amendment right to the presumption of innocence because for a child to be presumed to be harmed [by testifying in his presence], then [one must] presume that this offense did, in fact, occur. The District Court rejected all of appellants arguments, however, and, shortly thereafter, instructed the jury as follows:
B.J. and J.M. then testified via two-way closed circuit television. The jury later convicted appellant of one count of aggravated sexual assault and assessed his punishment at imprisonment for 23 years. On appeal, appellant reiterated the constitutional and statutory arguments discussed previously. The Third Court of Appeals, in a rather elaborate analysis, considered and rejected all of appellants arguments and affirmed the District Courts judgment. Marx v. State, 953 S.W.2d 321 (Tex.App.--Austin 1997). We granted appellants petition for discretionary review to determine whether the Court of Appeals had erred. See Tex. R. App. Proc. 66.3(b) & (e). The Right to Confrontation We turn first to appellants argument under the Sixth Amendment. That amendment provides, in relevant part, that [i]n all criminal prosecutions, the accused shall enjoy the right ... to be confronted with the witnesses against him. This right to confrontation was made applicable to the states by the Due Process Clause of the Fourteenth Amendment. Pointer v. Texas, 85 S.Ct. 1065, 1068 (1965). The central concern of the Confrontation Clause is to ensure the reliability of the evidence against a criminal defendant by subjecting it to rigorous testing in the context of an adversary proceeding before the trier of fact. Maryland v. Craig, 110 S.Ct. at 3163. The Confrontation Clause reflects a preference for face-to-face confrontation at trial, but that preference must occasionally give way to considerations of public policy and the necessities of the case. Id. at 3165. Still, a defendants right to confront accusatory witnesses may be satisfied absent a physical, face-to- face confrontation at trial only when denial of such confrontation is necessary to further an important public policy and the reliability of the testimony is otherwise assured. Id. at 3166. In particular, if the State makes an adequate showing of necessity, the state interest in protecting child witnesses from the trauma of testifying in a child abuse case is sufficiently important to justify the use of a special procedure that permits a child witness in such cases to testify at trial against a defendant in the absence of face-to-face confrontation with the defendant. Id. at 3169. The requisite necessity to justify the use of such a special testimonial procedure in a child abuse case may be shown if the trial court determines that use of the procedure is necessary to prevent significant emotional trauma to the child witness caused by the defendants presence. Ibid. The requisite reliability of the child witness testimony may be assured absent a face-to-face encounter through the combined effect of the witness testimony under oath (or other admonishment, appropriate to the childs age and maturity, to testify truthfully), subject to cross-examination, and the factfinders ability to observe the witness demeanor, even if only on a video monitor. Id. at 3170. See Lively v. State, 968 S.W.2d 363, 366-367 (Tex.Crim.App. 1998); Hightower v. State, 822 S.W.2d 48, 51 (Tex.Crim.App. 1991); Gonzales v. State, 818 S.W.2d 756, 760-762 (Tex.Crim.App. 1991). Applying these settled principles to the case at bar, we discern no Sixth Amendment violation in the District Courts admission of the two-way closed circuit television testimony of B.J. and J.M. The District Court explicitly found, as a matter of fact, that the special procedure was necessary to protect both B.J. and J.M. from the significant emotional trauma of having to testify in appellants physical presence, and the record evidence, discussed previously, reasonably supports that fact- finding.2 See Guzman v. State, 955 S.W.2d 85, 89 (Tex.Crim.App. 1997). Furthermore, the requisite reliability of the childrens testimony was assured because they testified after promising to do so truthfully, they were subject to cross-examination, and the jury was able to observe their demeanor. The Presumption of Innocence We turn next to appellants argument under the Fourteenth Amendment. Appellant claims that the admission of the closed circuit television testimony impaired his presumption of innocence. Specifically, appellant argues that [t]he only reasonable inference that the finder of fact can draw from the [trial] court allowing a witness to testify in this manner, is that the person on trial has abused the witness to such a degree, that to allow the witness to testify in the ordinary manner, would traumatize the witness even further. The Fourteenth Amendment provides, in relevant part, that [n]o State shall ... deprive any person of life, liberty, or property, without due process of law. The right to due process of law includes within it the right to a fair trial, and basic to a fair trial is the presumption of the defendants innocence. Holbrook v. Flynn, 106 S.Ct. 1340, 1345 (1986); Estelle v. Williams, 96 S.Ct. 1691, 1692 (1976); Homan v. State, 662 S.W.2d 372, 374 (Tex.Crim.App. 1984) .
Estelle v. Williams, 96 S.Ct. at 1693 (citations omitted). If a particular practice tends to brand the defendant with an unmistakable mark of guilt, it impairs the presumption of innocence and violates the Fourteenth Amendments guarantee of due process of law, unless it furthers an essential state interest. Holbrook v. Flynn, 106 S.Ct. at 1347. If, on the other hand, the challenged practice need not be interpreted by jurors as a sign that the defendant is particularly dangerous or culpable, it is not inherently prejudicial and does not deny due process. Based on reason, principle, and common human experience, we discern no due process violation in the District Courts admission of the closed circuit testimony of B.J. and J.M. Before B.J. and J.M. testified, the District Court carefully instructed the jury that the closed circuit television procedure about to be employed was authorized by statute in these types of cases. As the Court of Appeals noted, that instruction likely conveyed to the jury the states general desire to protect children from the intimidating courtroom environment rather than implying that the procedure was necessary because of the defendants guilt. See Marx v. State, 953 S.W.2d at 332. Even in the absence of such an instruction, the use of a closed circuit television procedure would probably be viewed by the jury as suggesting that the witness was fearful of testifying in the courtroom setting rather than fearful of testifying while looking at the defendant. W. LaFave & J. Israel, Criminal Procedure § 24.3 at 1015 (2nd ed. 1992). Thus, we do not think it likely that the use of the closed circuit television procedure had a subconscious effect on the jurys attitude toward appellant. In other words, we do not believe that the challenged practice tended to brand appellant with an unmistakable mark of guilt. Article 38.071 We turn finally to appellants argument under Article 38.071.3 As we noted before, appellant argues that the admission of the closed circuit television testimony of B.J. and J.M. violated Article 38.071 because that statute authorizes special testimonial procedures only for victims who are twelve years of age or younger. B.J. was thirteen years old at the time of the offense and at the time of trial, and J.M., although only six years old, was not the victim of the offense for which appellant was on trial. Article 38.071, § 1, provides, in relevant part:
We must determine whether that statutory language prohibits the use of closed circuit television testimony in circumstances not enumerated in the statute. When we interpret statutes, we necessarily focus our attention on the literal text of the statute in question. Boykin v. State, 818 S.W.2d 782, 785 (Tex.Crim.App. 1991). If the meaning of the statutory text, when read using the established canons of construction relating to such text, should have been plain to the legislators who voted on it, we give effect to that plain meaning, unless doing so would lead to absurd consequences that the legislators could not possibly have intended. Ibid. Section one of Article 38.071 states that the article applies only to the statements or testimony of a witness if certain circumstances, specified in section one, exist. That is, the article, read literally, does not apply to the testimony of a witness in circumstances not specified in section one, nor does the article, read literally, prohibit the use of special testimonial procedures in circumstances not specified in section one. Would it, then, lead to absurd consequences that the legislators could not possibly have intended if we were to give effect to the plain meaning of the statute? We do not believe so. That this statute does not cover all the circumstances that it might have covered cannot reasonably be deemed an absurd result that the legislators could not possibly have intended. Indeed, it is quite possible that the intent of the legislators who voted for Article 38.071 was simply to enact a narrow statute that would both facilitate the prosecution of certain serious child abuse cases and survive an inevitable Confrontation Clause challenge. We also think it likely that those legislators would have made their intent clear if they actually intended to prohibit, except under the enumerated circumstances, special testimonial procedures that, like the one used in this case, are constitutional. In short, we agree with the concurring opinion of Judge Benavides, joined by Judges Campbell and Overstreet, in Gonzales v. State, 818 S.W.2d 756:
Id. at 768. We hold, therefore, that Article 38.071 did not prohibit the admission of the closed circuit television testimony of B.J. and J.M. We affirm the judgment of the Court of Appeals. DELIVERED FEBRUARY 3, 1999 1 Article 38.071 provides that, in certain specified circumstances, a child witness testimony may be taken via videotape or closed circuit television, outside the defendants presence. See generally 3 F. Maloney (ed.), et al., Texas Criminal Practice Guide § 73B.02[5][d] (1997). This information is made available as a free public service for your personal, non-commercial use. While every effort has been made to provide accurate material at this site, it is provided "as is" and no representations are made that it is free of mistakes or inaccuracies. This file was derived from the text posted on the web site of the Texas Court of Criminal Appeals, by the automatic operation of conversion software, and may contain errors. Baker's Legal Pages are a public service of Freelance Enterprises, Inc.
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