© 1999 Lang Baker
Ex parte Hawkins6 S.W.3d 554December 8, 1999 No. 73,548 Majority opinion by Judge Womack Links to other opinions in this case: Concurring opinion by Judge Meyers Concurring opinion by Judge Johnson IN THE COURT OF CRIMINAL APPEALS OF TEXAS NO. 73,548 EX PARTE MARK ANTHONY HAWKINS, Applicant ON APPLICATION FOR A WRIT OF HABEAS CORPUS FROM DALLAS COUNTY Womack, J., delivered the opinion of the Court, in which McCormick, P.J., and Mansfield, Keller, Price, Holland, and Keasler, JJ., joined. Meyers, J., filed a concurring opinion. Johnson, J., filed a concurring opinion. In this case we revisit the question, how many robbery prosecutions may be brought when an actor assaults more than one person in the course of stealing one item of property. In January, 1993 a grand jury presented an indictment that alleged that the applicant committed aggravated robbery of Gilberto Trevino, III on or about January 3, 1993.1 In July another grand jury presented an indictment that alleged that he committed aggravated robbery of Chris Shipman on the same date.2 On September 9 the applicant pleaded guilty to both indictments and was sentenced to two concurrent life terms. There was no plea-bargain agreement. The judgments were affirmed on appeal. The applicant now seeks habeas corpus relief. He claims, among other things, that the Double Jeopardy Clause of the Fifth Amendment was violated by the two convictions.3 He alleges, Gilberto Trevino III, took the defendant, Mark Anthony Hawkins, to his manager once not twice. You can not take money then turn around and take the same money again when you have the initial money already. Applicant was convicted in a single trial in two counts for the same offense of aggravated robbery. The judge of the convicting court has found, The facts of this case indicate that Appli cant held a gun to the head of Gilbert Trevino and led him to the cashier, Chris Shipman and pointed the gun at both of them as the bag was filled. The applicants claim is supported by a line of three of our cases, which we shall reexamine. We shall look first at their treatment of the Double Jeopardy Clause. We shall find that, when the applicable law of jeopardy is correctly understood, the constitu tional protection depends on the legislatures choice of the allowable unit of prosecution. When we turn to our holdings on that legislative choice, we shall find that the line of three cases conflicts with another line of our cases. The leading case in the line that supports the applicant is Ex parte Crosby, 703 S.W.2d 683 (Tex. Cr. App. 1986). Crosby and an accomplice broke into a residence, caused serious bodily injury to the husband and wife who lived there, and took a wallet from the person of the husband. They each pleaded guilty to two aggravated robberies for two concurrent life sentences. Then each sought habeas relief from the second conviction on double jeopardy grounds. As to double jeopardy law, the Crosby Court rejected the Blockburger test because two distinct statutory provisions were not involved.4 It relied on Brown v. Ohio, 432 U.S. 161, 169 (1977), for the rule that prosecutors could not avoid the Double Jeopardy Clause by dividing a single crime into a series of temporal of spatial units [sic].5 The Court was correct that the Blockburger test was irrelevant, but it was not quite right in its citation to Brown v. Ohio. Brown was convicted under two statutes for offenses that were continuous, and one of which was a lesser included offense of the other.6 So the state was trying to divide one offense into two. This is not true of Crosby, in which only one statute was involved and, as everyone agrees, two offenses were committed. The Crosby problem is that each offense was proved in part by the same evidence. The jeopardy concept that applies is the allowable unit of prosecution, which ultimately is determined by penal statutes. The concept of the allowable unit of prosecution was set out in Sanabria v. United States, 437 U.S. 54, 6970 (1978):
This passage from Sanabria tells us several things: The Double Jeopardy Clause is offended if a defendant is successively prosecuted for the same offense. The legisla ture defines whether offenses are the same. It does so by prescribing the allowable unit of prosecution, which is a distinguishable discrete act that is a separate violation of the statute. And the discovery of the allowable unit of prosecution is a task of statutory construction.7 Our line of cases got off on the wrong foot when the Crosby Court identified the double jeopardy question as the one addressed in Brown v. Ohio rather than the one that is resolved by finding the allowable unit of prosecution. The next case in the line, Simmons v. State, 745 S.W.2d 348 (Tex. Cr. App. 1987), went another step off the correct constitutional path. Simmons was convicted in two trials under two indictments for aggravated robberies of a man and a woman during the course of committing theft from the man. The court of appeals used the Blockburger test to overrule his double jeopardy claim. Id. at 350. This Court began by holding that Crosby controls. As to the double-jeopardy law, the Simmons Court said a second basis for reversal was found in January v. State, 695 S.W.2d 215 (Tex. App. Corpus Christi, 1985), affirmed on States petition for discretionary review in January v. State, 732 S.W.2d 632 (Tex. Cr. App. 1987). Simmons v. State, 745 S.W.2d at 351. We recog nize now that the issue in January was not the same as that in Simmons. In January, convictions in one trial for kidnapping and attempted capital murder in the course of kidnapping were held to violate the Double Jeopardy Clause. The Thir teenth Court of Appeals correctly looked to In re Nielsen, 131 U.S. 176 (1889), in which it was held to be double jeopardy to convict a man for bigamy and then prosecute him for committing adultery, a continuous offense, with the same wife on the next day after the end of the bigamy offense. In Nielsen the Supreme Court held that the adultery was a necessary part of, and a lesser included offense of, the bigamy. Similarly, Januarys continuous kidnapping was a necessary part of the attempted capital murder of the same victim. The Simmons Court misapplied January by saying that, just as the same adultery could not be prosecuted twice in Nielsen, and the same kidnapping could not be prose cuted twice in January, the same theft could not be used for two robberies. The differ ence between the cases is that Nielsen and January were prosecutions under different statutes, and one prosecution was for a continuous offense that functionally included the other offense, while Simmons was prosecuted for repeated offenses of the same statute, under which the question was the allowable unit of prosecution.8 In the third case in the line, Cook v. State, 840 S.W.2d 384 (Tex. Cr. App. 1992), the Court turned directly to double-jeopardy law. Cook was convicted of two aggravated robberies on evidence that he committed aggravated assault of two police officers in immediate flight after the commission of a single theft. The Cook Court identified the issue by saying, We are concerned here with the protection against multiple punishments for the same offense. Id. at 389. But there really was no independent double-jeopardy issue in Cook. There was no issue of successive prosecutions because the defendant was convicted of two offenses in one trial.9 And the issue of multiple punishments in one trial is entirely a question of legislative intent. See Missouri v. Hunter, 459 U.S. 359 (1983). Cf. Sanabria v. United States, supra. So the determinative issue was one of state law: whether the legislature intended a person to be convicted for two robberies when he tried to injure two persons, but property was stolen only from one. If this issue of state law were resolved in Cooks favor, the Court would never reach a constitutional issue. If it were resolved against him, the double-jeopardy issue would likewise be resolved against him. Also the statement that the Court was concerned with multiple punishments for the same offense assumed the answer to the actual issue that was before the court: whether the defendants acts were the same offense. The Cook Court also erred by relying on January as authority for the proposition that the Double Jeopardy Clause would be violated by using the same theft in two robbery prosecutions. As we have said above, the issue in January is different from the one in these robbery cases. After reexamining the line of cases which support the applicants claim, in the light of the controlling precedents in double-jeopardy law, we conclude that the double- jeopardy question depends on the allowable unit of prosecution for robbery which is determined by construing the robbery statutes. Therefore we shall review the construc tion given the statutes in the same line of cases. As to state law, this Court said in the leading case, Ex parte Crosby, 703 S.W.2d at 685:
This holding made theft the allowable unit of prosecution for robbery. In Simmons v. State, 745 S.W.2d 348 (Tex. Cr. App. 1987), the second case in the line, we made no new holding as to state law. In the third case, Cook v. State, 840 S.W.2d 384, 387 (Tex. Cr. App. 1992), we said that the State asked us to revisit Crosby and Simmons. But the Court didnt reconsider state law at all. It recapitulated the facts and holdings of those cases, and found Cooks situation identical to the situations in both Crosby and Simmons. Id. at 388. So the Court has never reconsidered its decision in Crosby that theft is the allow able unit of prosecution for robbery. As we seemed to recognize in Cook, such a reconsideration is in order; indeed, it is compelled because of the conflict between this line of cases and our several holdings that robbery is an assaultive offense. The Crosby Court chose theft as the allowable unit of prosecution because, The Penal Code makes it clear that theft is an integral part of the offense of aggravated robbery. Ibid. This statement ignored crucial changes in the law of robbery that were made in the Penal Code of 1974. It also ignored decisions of this Court to the contrary. Theft was an integral part of robbery in the Penal Code of 1925. But the Penal Code of 1974 makes it clear that theft only has to be attempted.10 For that reason, this Court held that under the new penal code robbery is a form of assault:
Ex parte Lucas, 574 S.W.2d 162, 16364 (Tex. Cr. App. 1978) (citations omitted). Accord, Crank v. State, 761 S.W.2d 328, 350 (Tex. Cr. App. 1988) (because the gravamen of robbery is the assaultive conduct and not the theft, fact that manager of store may have consented to theft was no defense to robbery of employee); Hightower v. State, 629 S.W.2d 920, 922 (Tex. Cr. App. 1981); Rohlfing v. State, 612 S.W.2d 598, 602 (Tex. Cr. App. 1981) ( The current penal code robbery offenses are assaultive in nature and are not aggravated forms of theft); Evans v. State, 606 S.W.2d 880, 882 (Tex. Cr. App. 1980) (under the new Penal Code, robbery is an assaultive offense and no longer an aggravated form of theft); Smallwood v. State, 607 S.W.2d 911, 912 (Tex. Cr. App. 1979). So the theft is only the underlying offense for the robbery. Linville v. State, 620 S.W.2d 130, 131 (Tex. Cr. App. 1981). Robbery is a form of assault. Hightower, 629 S.W.2d at 922. The concurrence argues that robbery should not be considered a form of assault because it appears in Title 7 of the Penal Code with theft and other offenses against property, while assault appears in Title 5. Post at 3. A similar argument was made and rejected in another context in Chestnut v. State, 567 S.W.2d 1, 2 (Tex. Cr. App. 1978).
The placement of robbery in Title 7, even though it is essentially a form of assault, allowed the joinder of repeated robberies under the original statutes for the joinder of offenses which allowed the joinder of only Title 7 offenses.11 This may be relevant to the legislative decision. Since the present robbery offense is no longer a form of theft, the allowable unit of prosecution should not be one theft of one person, as Crosby held. Since robbery is a form of assault, the allowable unit of prosecution for robbery should be the same as that for an assault. And in Texas the allowable unit of prosecution for an assaultive offense is each victim. See Phillips v. State, 787 S.W.2d 391, 39495 (Tex. Cr. App. 1990) (assault); Ex parte Rathmell, 717 S.W.2d 33, 36 (Tex. Cr. App. 1986) (voluntary man slaughter). Because the Crosby definition of the allowable unit of prosecution for robbery was contrary to the statutory and decisional law of this state, that case was incorrectly decided and is in conflict with our other decisions. Although we have been asked to reconsider this point, we never have actually done so before today. The holding of Crosby, that the Double Jeopardy Clause is violated by multiple prosecutions for robbery when multiple assaults are committed in the course of only one theft, is overruled, as are Simmons and Cook, which followed it, and which were mistaken as to double-jeopardy law. The concurrence maintains that the Court should deny the applicants claim of being twice prosecuted for the same offense because the States pleadings in his prosecu tions alleged different owners of property in the two robberies, while the pleadings in Crosby, Cook, and Simmons alleged the same owner of property in the two robberies. See post at 35.12 The concurrence does not explain why the Fifth Amendment right of the applicant to be free from a second conviction for one robbery should be defeated by this difference in pleadings. To paraphrase the concurrence, post at 4, Simply alleging that a different person [was the owner] cannot turn one property offense into two. Cf. Ladner v. United States, 358 U.S. 169 (1958) (single shotgun blast at multiple federal law enforcement agents is a single assault, even though different victim was alleged in each count). If there was only one theft, which we understand to be the fact from the trial courts findings, the issue presented in Crosby, Cook, and Simmons is squarely before us. Prosecuting the applicant twice for robbery did not violate the Double Jeopardy Clause of the Fifth Amendment because the allowable unit of prosecution for robbery is each victim, and he assaulted two victims in the course of committing a theft. Relief is denied on the findings of the trial court. En banc.
9This feature of Cooks is different from that of Crosby and Simmons. 10 § 29.01. Definitions In this chapter: (1) In the course of committing theft means conduct that occurs in an attempt to commit, during the commission, or in immediate flight after the attempt or commission of theft. (2) Property means: (A) tangible or intangible personal property including anything severed from land; or (B) a document, including money, that represents or embodies anything of value. § 29.02. Robbery This information is made available as a free public service for your personal, non-commercial use. While every effort has been made to provide accurate material at this site, it is provided "as is" and no representations are made that it is free of mistakes or inaccuracies. This file was derived from the text posted on the web site of the Texas Court of Criminal Appeals, by the automatic operation of conversion software, and may contain errors. Baker's Legal Pages are a public service of Freelance Enterprises, Inc.
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