© 2000 Lang Baker
Ovalle v State13 S.W.3d 774March 8, 2000 No. 73,095 Majority opinion Per Curiam Link to Dissenting opinion by Judge Keller IN THE COURT OF CRIMINAL APPEALS OF TEXAS NO. 73,095 DAVID D. OVALLE, Appellant v. THE STATE OF TEXAS ON DIRECT APPEAL FROM NAVARRO COUNTY Per Curiam. McCormick, P.J., concurs. Keller, J., filed a dissenting opinion. The appellant was convicted in April 1998 of capital murder.1 Pursuant to the jurys answers to the statutory special issues,2 the trial judge sentenced the appellant to death.3 Direct appeal to this Court is automatic.4 The appellant raises eleven points of error. We shall affirm the judgment of conviction, reverse the judgment of death, and remand the case to the district court. I. Guilt-innocence Stage A. Legal Sufficiency In point of error four, the appellant contends that the evidence is legally insufficient to show a kidnapping, the underlying offense that aggravates this murder into a capital murder. The appellant confessed the following facts to police officers: The victim, Larry Nelson, made sexual remarks concerning the appellants cousins, Jennifer and Lynnette Ovalle.5 The appellant, Nelson, and the girls then went into Alfredo Chavezs house. After Nelson commented that he intended to have sexual intercourse with the appellants cousins, a fight ensued. Nelson punched the appellant; the appellant punched Nelson. The appellant dragged Nelson outside, kicked him in the head three or four times, helped drag him into a truck, and drove away in the truck with Jennifer. The appellant and Jennifer stopped at the appellants house, where he retrieved a knife. They then drove to Lake Halbert, where the appellant pulled Nelson out of the truck and stabbed him several times, and Jennifer ran over Nelson with the truck. The appellants cousin Lynnette testified that, before arriving at Chavezs house, she had told the appellant that Nelson had been flirting with her. Inside the house, Nelson asked Lynnette if she thought he had a chance with Jennifer because he was going to ask her out. The appellant punched Nelson in the face, and he fell to the ground. Lynette later saw the appellant outside the house stomping Nelson. Nelson was unconscious at that point. The appellant and Chavez loaded Nelson into the truck, and the appellant and Jennifer drove the truck away. Jamie Rendon testified that he saw Nelson on the ground, and he saw the appellant drag the victim outside. Chavez tried to restrain the appellant, who was hitting Nelson. The appellant, Jennifer, and Chavez loaded Nelson into the truck, and the appellant and Jennifer got into the truck and drove away. Chavez testified that the appellant punched Nelson, who fell to the floor, and the appellant stepped on him. Then the appellant pulled Nelson outside and started kicking him. Chavez attempted to restrain the appellant and eventually succeeded in persuading the appellant to stop hurting Nelson. The appellant and Chavez loaded Nelson into Nelsons truck, and the appellant and Jennifer got into the truck and drove away. Nancy Rodriguez, a close friend whom the appellant called Mom, testified that the appellant and Jennifer appeared at Rodriguezs house on the morning of the murder. The appellant told Rodriguez that he had killed someone and that he had used a knife to slit the persons throat. Rodriguez noticed blood on the appellants hands. Finally, a medical examiner testified that Nelson was stabbed with an instrument that was consistent with a knife, that he was alive at the time the stab wounds were inflicted, and that the stab wounds were lethal. In evaluating legal sufficiency, we view the evidence in the light most favorable to the verdict and determine whether any rational trier of fact could have found the elements of the offense beyond a reasonable doubt.6 The question here is whether a rational jury could have concluded that the appellant kidnapped Nelson. The evidence shows that the appellant beat Nelson into unconsciousness, loaded him into the truck, and drove away with him. Instead of driving Nelson to a hospital for medical treatment, the appellant drove him to a lake and slit his throat. The evidence is sufficient to show that the appellant kidnapped Nelson. Point of error four is overruled. B. Grand Jury Selection In point of error one, the appellant contends that the trial court erred in refusing to grant his motion to set aside the indictment due to the composition of the grand jury. The appellant contended before the trial court, as he does on appeal, that persons of Hispanic origin have been systematically excluded from grand juries in Navarro County in violation of the Equal Protection Clause of the Fourteenth Amendment. He relies heavily upon Castaneda v. Partida, 430 U.S. 482 (1977). In Partida, the Supreme Court held that an equal protection violation occurs when the government purposefully excludes certain identifiable groups from serving on a grand jury.7 A rebuttable presumption of purposeful discrimination arises if the defendant makes out a prima facie case, which consists of showing: (1) that a particular group constitutes a recognizable, distinct class, singled out for different treatment under the laws, as written or as applied, (2) the degree of underrepresentation by comparing the proportion of the group in the total population to the proportion called to served as grand jurors, over a significant period of time, and (3) a selection procedure that is susceptible of abuse or is not racially neutral.8 Once a prima facie case has been made, the burden shifts to the State to rebut that case.9 We will assume, without deciding, that persons of Hispanic descent constitute a recognizable, distinct class singled out for different treatment.10 Texas law permits grand jurors to be selected using either a commissioner-based, key-man system or the random selection system used to select civil trial juries.11 Navarro County uses the commissioner- based system. The Supreme Court has held that the commissioner-based system, while facially constitutional, is susceptible to abuse.12 We focus, then, on the second element of the prima facie case the degree of underrepresentation, determined by comparing the proportion of the population composed by the group to the proportion called to serve as grand jurors over a significant period of time. In Partida, the Supreme Court characterized the disparity as a 40% difference.13 The Court found this difference to be greater than that in many other cases in which disparities were found to be significant.14 The Supreme Court also conducted a statistical analysis, using statistical decision theory, to explain why the disparity gave rise to an inference of discrimination.15 The Court explained that if the difference between the expected value and the observed number is greater than two or three standard deviations, then the hypothesis that the jury drawing was random would be suspect to a social scientist.16 The Court found that the result in its case exceeded 29 standard deviations a far greater variation than what would be expected by chance.17 The Court concluded that the defendant had established a prima facie case of discrimination against Mexican-Americans in Hidalgo County.18 The appellant in this case contends that no person of Hispanic origin served on the grand jury that indicted him and that only eight persons of Hispanic origin have served on grand juries in Navarro County during the past ten years. In support of his position that systematic discrimination occurred, he submitted to the trial court: (1) United States Census Bureau statistics from the 1990 Census showing the percentage of persons of Hispanic origin in Navarro County and (2) 41 grand jury lists, including the grand jury that indicted him and the preceding 40 grand juries (encompassing a ten-year period). The Census figures show that persons of Hispanic origin composed 7.2% of Navarro county (at the time of the 1990 Census).19 The appellant has made no effort to show what percentage of persons eligible for grand jury service are of Hispanic origin. The appellant does not explain how he arrives at his number of eight Hispanic persons. During trial, the prosecutor and the trial judge discussed which persons might be Hispanic. The prosecutor remembered that Mr. Gillen was Hispanic, even though his surname did not appear to be of Hispanic origin. Noting surnames, the trial court listed Andy Garcia, Thomas Averia,20 Ricardo Ferrer, Emmitt Gonzales, and Edmond Flores as probably Hispanic and Glenda Ruiz as either Hispanic or married to a Hispanic. The trial court also listed the following as people who might be Hispanic: David Commiato, Billy Flores, Kenneth Uresti, and Joe Alan Honea. But except for Mr. Gillen, the trial courts only basis for determining possible Hispanic origin was the persons surname. The court commented that although Spanish surnames could give one an indication of whether a person was of Hispanic origin, it could not do so with finality. The court also questioned what Hispanic meant, noting that he had heard that in some countries where Spanish was the language, some of the residents spoke an Indian language rather than Spanish. The prosecutor then testified that he had presented every case to the grand jury since 1975 and that surnames were not always a reliable indicator of whether a person was of Hispanic origin:
The trial court overruled the appellants motion to quash. We observe initially that use of general population figures and Spanish surnames involves a degree of uncertainty. The population of persons eligible to serve on grand juries is a better baseline figure from which to gauge discrimination than the general population.21 Using general population figures requires making the assumption that they are similar enough to the eligible population figures to yield an accurate comparison. In essence, one must assume that groups ineligible for jury service, such as children and resident aliens, do not compose a disproportionate percentage of the Hispanic population as compared to the non- Hispanic population. Given that Texas borders on Mexico, however, there is at least some reason to believe that Census figures for Hispanics may include more resident aliens than would be true of non-Hispanics, causing the figures for Hispanic population to overstate the percentage of the population that is actually available for grand jury service. Whether such is the case in Navarro County is unknown to us since the statistics in that regard have not been presented. Uncertainty also inheres in the use of Spanish surnames to determine Hispanic origin.22 Thus, the inquiry that the appellant wishes us to make is filled with uncertainty. We are not faced with an established proportion of Hispanic persons serving on grand juries and the mere problem of attempting to determine whether that proportion could likely have occurred by chance. We are faced with the additional problem of determining just how many Hispanic persons actually served and how many we should expect to have served. What surnames are Hispanic? To what degree do Hispanic surnames identify persons who actually are Hispanic? What proportion of the eligible population is Hispanic? In Partida, the Supreme Court accepted the legitimacy of using general population statistics and Spanish surnames to establish a prima facie case of discrimination. That acceptance must be considered, however, in light of the facts of that case a county with a very high population of Hispanic persons and a very large disparity between the percentage of Hispanic persons in the population and the percentage of Spanish surnamed individuals serving on grand juries. At the time Partida was litigated, one would have expected, based upon general population figures, that a grand jury in Hidalgo County would contain, on average, nine Hispanic persons out of the total of the twelve that serve.23 Even if the eligibility figures were different from the general population figures and even if surnames underrepresented the Hispanics that served on the grand juries, those differences were unlikely to account for the massive 40% gap that was observed. For Navarro County, however, one would not expect that any particular grand jury contain even a single Hispanic person because the average expected number of Hispanic persons per grand jury, based upon general population figures, is less than one.24 In such a county, even small variances produced by the uncertainties mentioned earlier could significantly affect the observed disparity between the proportion of Hispanics in the population and the proportion that served on grand juries. We must take into account not only the statistical probability that an unequal distribution could have occurred by chance, but we must also consider the potential inaccuracy of the statistics we are using as a basis for comparison. With the above observations in mind, we turn to the question of whether the appellant has made a sufficient showing of statistical disparity to satisfy the prima-facie-case requirement under Partida. We begin with determining the appropriate size of the grand jury sample. The appellant claims that we should use the 500 names provided. An examination shows, however, that every grand jury list is typed and contains twelve names except for the list relating to the appellants indictment which list is handwritten and contains twenty names. But a statute has required, during the entire ten-year period in question, that the commissioners select fifteen to twenty persons to be summoned as grand jurors.25 From that number, the first twelve qualified persons are impaneled on the grand jury.26 We will assume that the usual practice was followed, and that more jurors were summoned on the first forty lists, but only the jurors who served were included in the typewritten lists. It follows also that eight of the twenty names on the handwritten list relating to the appellants indictment did not in fact serve on the grand jury. Because we have no record for any of the prior forty grand juries of the persons who were summoned but did not serve, consistency dictates that we disregard the last eight names on the list for the appellants grand jury. Striking those eight names brings the total sample size to 492 names.27 Using the general population figures, one would expect about thirty-five Hispanic persons to have served on the forty-one grand juries for which lists were provided.28 The standard deviation is approximately six.29 If the discrepancy between the expected number and the actual number of Hispanics serving on Navarro County grand juries is less than three standard deviations, as Partida suggests, the appellant fails to establish a prima facie case. That is, if the actual number of Hispanics who served on grand juries is eighteen or more, the appellant has failed to establish a prima-facie case of purposeful discrimination.30 We find at least nineteen grand jurors who were probably Hispanic.31 The difference between that figure and the expected value of thirty-five is less than three standard deviations. The appellant has failed to establish a prima-facie case of purposeful discrimination. Point of error one is overruled. C. Impeachment In point of error two, the appellant contends that the trial court erred in denying his motion for mistrial after the State improperly impeached the appellants mother. The State questioned the appellants mother concerning a prior theft conviction, but she had been placed on probation for the theft and had successfully completed her probation:
Further questioning outside the presence of the jury revealed that the appellants mother had been placed on probation, that her probation had been completed, and that her probation was never revoked. The trial court sustained the appellants objection on the basis of Rule of Evidence 609(c)(2). The court gave the jury an instruction to disregard:
The trial court denied the appellants motion for mistrial. The State concedes that the question was improper but contends that the trial court did not err in denying the appellants motion for mistrial because the States error in asking the improper question was harmless. We agree that the trial court did not abuse its discretion by refusing to grant a mistrial. Ordinarily, a prompt instruction to disregard will cure error associated with an improper question and answer, even one regarding extraneous offenses.32 In a case similar to the present one, in which the State improperly impeached a witness with a crime for which probation had expired, we held that a trial courts instruction to disregard, coupled with other circumstances, rendered the improper impeachment harmless.33 In the present case, the trial court promptly instructed the jury to disregard the States question and even told the jury that the States information was incorrect. Moreover, other circumstances support the conclusion that the improper impeachment was harmless. The only disputed issue in the appellants mothers testimony was her statement that the appellant had requested an attorney before signing his written confession. If the appellant had requested an attorney, and the State failed to honor that request, then the confession might have been inadmissible. Two police officers testified at trial that the appellant shook his head no when he was asked if he wanted an attorney. The appellants father and another relative testified that, while the appellants family urged him not to sign the statement and the appellants mother told officers that he had an attorney, the appellant said nothing during the discussions except to ask whether he should sign the statement. The trial court admitted the appellants written confession, but a jury issue concerning its legality was submitted. The jury was instructed that it should disregard the confession if it found that the appellant had not been given one of the required warnings (including the right to counsel) or if it found that the appellant had not knowingly, intelligently, and voluntarily waived his rights. Because the trial court sustained the appellants objection, we will presume the inadmissible impeachment did not influence the trial courts decision to admit the evidence.34 Of course, the jury was free to believe or disbelieve any of the conflicting evidence presented concerning the confessions admissibility. For several reasons, we think it unlikely that the impeachment had any impact upon the jurys decision in that regard. First, to the extent that the jury was informed that Mrs. Ovalle had committed a crime, they were also informed that she had been placed on probation and the probation had been completed. The discussion of this offense was brief, the details of the offense were not given, and the trial court instructed the jury not only to disregard the States question, but also that the States information had been incorrect. The impeachment evidence does not seem so inflammatory that the jury could not have followed the trial courts instruction to disregard. Second, given the evidence, Mrs. Ovalles testimony was comparatively weak. She was the only witness who testified that the appellant asked for an attorney, and as his mother, she was a very interested witness at that. The State also impeached Mrs. Ovalle by showing that, at the time the police were attempting to persuade the appellant to sign the confession, she was angry with the authorities and walked out of the room when things were not going the way she wanted. And, the appellants other two relatives to testify on the matter both defense witnesses, including the appellants father contradicted Mrs. Ovalles version of the events. A witnesss testimony may be found to have negligible impact upon the trier of fact when it is found to be inconsistent with most of the other evidence, including evidence from the defense, and there are other reasons to doubt the witness credibility. Burks v. State, 876 S.W.2d 877, 906 (Tex. Cr. App. 1994), cert. denied, 513 U.S. 1114 (1995) (proposed defense witness testimony would have had negligible impact upon the trier of fact given inconsistencies with the testimony of other witnesses and the statements of the defendant, as well as questionable credibility of the declarant who was drunk at the time statements were made). Finally, even if the jury had concluded that the appellants confession should be disregarded, the appellants guilt was supported by evidence that was so overwhelming that we can conclude that the jurys verdict would not have been affected. We have previously held that a defendants confession to a relative who was emotionally close to the defendant, coupled with strong physical evidence, could be so overwhelming as to render harmless beyond a reasonable doubt a confession to law enforcement authorities that was erroneously admitted.35 In the present case, three eyewitnesses, including one of the appellants relatives, testified that the appellant beat the victim into unconsciousness and then drove away with him in a truck. The appellant confessed to a friend so close to him that he called her Mom that he had killed the victim with a knife. During this confession the appellant had blood on his hands. He was with Jennifer, who had accompanied him as he drove away with the victim. Furthermore, the medical examiners testimony showed that the victim was killed by stab wounds from an instrument that could have been a knife. And here the jury was entitled to hear the confession. Since the jury would have heard the appellants confession regardless of the mothers testimony, any inflammatory effect the confession might have had on the jury would not have been avoided even if the erroneous impeachment had never occurred. Point of error two is overruled. II. Punishment Stage In point of error three, the appellant contends that the trial court erroneously refused a requested punishment charge concerning the consideration of evidence as it relates to the future dangerousness special issue.36 The jury charge provided:
At trial, defense counsel objected to the instruction as being incomplete:
The trial court overruled the objection. The appellant contends that the jury instruction in question did not conform to the requirements of the relevant portion of the statute that provides:
The appellant is correct; the trial court erred by leaving out the italicized portion of the statutory instruction. The appellants requested phrase the entire trial was an adequate synonym for the statutory language and would have corrected the error in the charge. We find that the appellants objection, coupled with his suggested revision in the charge, was sufficient to place the trial court on notice of the error. We next must ask if the error was harmless. Our standard is set, by act of the legislature, in the first sentence of Article 36.19 of the Code of Criminal Procedure:
This sentence was explained in Almanza v. State, 686 S.W.2d 157, 171 (Tex. Cr. App. 1984):
Accordingly, we look first at the entire jury charge. The first paragraph of the charge told the jury it was necessary to determine the answers to the special issues from all the evidence in the case. The erroneous paragraph told the jury that in answering the first special issue, it should consider all the evidence at the guilt or innocence stage of the trial. A subsequent paragraph of the charge told the jury that they would be considering all of the evidence before you in answering Special Issue No. 2. This instruction, which comports with the general statement in the introductory paragraph, creates a contrast between the instructions on the special issues. In answering issue number one the jury was to consider all of the evidence at the guilt or innocence stage of the trial, while in answering issue number two the jury would be considering all of the evidence before you. It would be reasonable to infer that the difference in language was significant. Next we consider the evidence. We have recited the facts of the offense above. We also consider the evidence at the punishment stage. The States punishment evidence was that the appellant was a known member of a gang called Vato Locos and had a gang tattoo that could signify a drive-by shooting or other things. The appellant, who was 21 years old at the time of trial, had three years previously been found in the bedroom of a 12-year old girl, who had had consensual sex with him. Two years previously he had broken into some cars and stolen some tapes and stereo equipment. The harmful effect of the error was not to exclude consideration of the States punishment evidence and arguments; it was to exclude consideration of the appellants punishment evidence. This included testimony from relatives and friends on his good traits of character. This evidence was in the form of opinion and specific acts of good conduct. The witnesses also gave evidence of the appellants low intelligence, epileptic seizures, background of poverty, and mistreatment at the hands of his father. We consider the arguments of counsel. The States jury argument that the appellant would be a continuing threat to society in the future (a reference to issue number one) was based almost entirely on the appellants past, that is, the crimes that had been proved at the punishment stage. The appellants argument as to issue number one was that the offense was not a death penalty case like more serious murders, the unadjudicated offenses were neither many nor violent, the appellant had no other record, and he would not be eligible for parole for forty years. We do not resolve the issue by asking whether the appellant met a burden of proof to persuade us that he suffered some actual harm, as the dissent would have it. No party should have a burden to prove harm from an error, and there ordinarily is no way to prove actual harm. Burdens and requirements of proving actual facts are appropriate in the law of evidence, but they have little meaning for the harmless-error decision.38
We do not agree with the dissent that the jury could not have been misled by the erroneous charge.40 The notion seems obviously false. If the jury read the charge and followed it, it is at least reasonably possible that the jury would have considered only the evidence from the guilt or innocence stage, which was all the Court told them to consider.41 The dissents speculation that the jury did not need to be told that it could consider the punishment-stage evidence, since it could well have used common sense,42 and relied on a general statement in the introductory paragraph, and been influenced by the States argument, and remembered what was said before and during voir dire is not impossible. But it is remarkably contrary to the established law on the function of the charge.43 The most the record supports is the possibility that, if the jury ignored the charge, or knew that the correct law was an unspoken given, or read the charge to say something that it did not, they might have considered the appellants punishment-stage evidence on special issue number one. Our law does not support a supposition that juries treat charges in such a fashion. After the Almanza analysis, we cannot say with confidence that the error did not cause some harm. The statutory standard for reviewing error in the charge requires us to set aside the sentence and remand the case for a new punishment hearing. Our disposition of this point of error makes it unnecessary for us to consider the appellants remaining points. The judgment of guilt is affirmed. The judgment assessing the death penalty is reversed, and the case is remanded to the district court. En banc. (rounding to two decimal places) = 12 (rounding to a whole number). JUROR A: What about the evidence at the punishment stage of the trial? Can we consider that? FOREMAN Well, the charge doesnt say we can, but we can take it as a given because this issue was submitted at the punishment stage. ALL: Okay. The dissent implies that something like the following could not have happened. JUROR A: What about the evidence at the punishment stage of the trial? Can we consider that? FOREMAN: Lets see. The charge says that in deliberating on Special Issue No. 1 we shall consider all the evidence at the guilt or innocence stage. But in deliberating on Special Issue No. 2 we consider all of the evidence before us. If the judge wanted us to consider all the evidence on Special Issue No. 1, surely he would have said so. It looks like we consider only the evidence at the guilt or innocence stage. ALL: That must be right.
The charge in Bollenbach, which was that the jury could rely on an untenable presumption, may have been worse than the one before us, which was only an omission of what was correct. But the Courts criticism of the governments argument is nonetheless relevant. This information is made available as a free public service for your personal, non-commercial use. While every effort has been made to provide accurate material at this site, it is provided "as is" and no representations are made that it is free of mistakes or inaccuracies. This file was derived from the text posted on the web site of the Texas Court of Criminal Appeals, by the automatic operation of conversion software, and may contain errors. Baker's Legal Pages are a public service of Freelance Enterprises, Inc.
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