© 1999 Lang Baker
Guidry v State9 S.W.3d 133December 15, 1999 No. 72,775 Majority opinion by Judge Meyers Link to Concurring opinion by Judge Holland IN THE COURT OF CRIMINAL APPEALS OF TEXAS NO. 72,775 HOWARD PAUL GUIDRY, Appellant v. THE STATE OF TEXAS ON DIRECT APPEAL FROM HARRIS COUNTY MEYERS, J., delivered the opinion of the Court, joined by Mansfield, Price, Womack, and Keasler, J.J.. Johnson, J., concurred in points of error thirteen and fourteen, and otherwise joined the opinion. McCormick, P.J., and Keller, J., concurred. Holland, J., filed a concurring opinion. O P I N I O N Appellant was convicted of capital murder. Tex. Penal Code Ann. §19.03(a). Pursuant to the jurys answers to the special issues set forth in Texas Code of Criminal Procedure article 37.071 §§2(b) and 2(e), the trial judge sentenced appellant to death. Article 37.071 §2(g).1 Direct appeal to this Court is automatic. Article 37.071 §2(h). Appellant raises twenty-three points of error. We affirm. In his first point of error, appellant claims the visiting judge trying the case, Judge Robert Burdette, had no authority to conduct the proceedings because his order of assignment began after the trial was in progress. Appellant also argues, in his second point of error, the evidence was insufficient to support his conviction because there was no evidence of guilt presented after the effective date of the allegedly untimely assignment. Appellant relies on an order of assignment inadvertently included in the record, assigning Judge Burdette to preside in the 262nd District Court of Harris County, Texas, (appellant was tried in the 230th District Court of Harris County, Texas) beginning Monday, March 31, 1997, for a period of one week. The State has since provided the proper order of assignment in the supplemental clerks record. Under the proper order, Judge Burdette was assigned to preside in the 230th District Court of Harris County, Texas, for a period of six weeks beginning Monday, February 17, 1997, and ending Friday, March 28, 1997. Pretrial motions were heard on February 19, 1997, and the trial concluded with the entry of the judgment on March 26, 1997. As each of these dates fell within the six week term beginning February 17, 1997, the order of assignment was timely. Appellants first and second points of error are overruled. In his third point of error, appellant claims he was denied effective assistance of counsel due to his trial counsels failure to object to remarks made by the trial judge during voir dire, allegedly authorizing the jury to discriminate against appellant on account of his gender when deliberating on the mitigation special issue. Specifically, appellant points to the following three statements as objectionable:2 [Trial Judge:] Sometimes people think gender is a mitigating circumstance. Sometimes people dont. [Trial Judge:] Sometimes people think gender is a mitigating circumstance. Sometimes others dont. Weve got 450 people on death row, half a dozen are female. Someone thinks gender is a mitigating circumstance. [Trial Judge:] Sometimes people think gender is a mitigating circumstance. Got 450 people on death row. Six of them are females. Obviously, gender makes a difference somewhere, to somebody. Whether it does or doesnt in a particular case, thats up to the jury. The trial judge preceded these remarks by telling the prospective jurors that he could not identify for them what he believed to be mitigating circumstances. He explained that it was a term, the meaning of which they would each have to decide for themselves, and further that what might be mitigating in ones persons view, might not be mitigating in the view of another person.3 Similar comments were addressed recently in Fuentes v. State, 991 S.W.2d 267 (Tex. Crim. App. 1999), petition for cert. filed (U.S. July 23, 1999), where the trial court explained that mitigation was a personal, well reasoned, moral response to the evidence and offered as an example, that some people may or may not find youth to be mitigating. He also stated, Lots of times some folks might think that in some cases youthfulness might be a mitigating circumstance; others might not. Some folks might in some cases think that gender might be a mitigating circumstance. We held such comments did not violate the defendants right to equal protection:
Id. at 275-76 (emphasis in original). In an effort to provide veniremembers with an understanding of the mitigation special issue, the trial judge in the instant case pointed to examples of evidence that had possibly been viewed as mitigating by other jurors, such as mental retardation, age, youth, and gender. The trial judge did not tell the venirepersons that gender could or should be relied on as a mitigating factor, but stated that it possibly had been relied on as a factor. Even if these comments could be construed as authorizing the jury to consider female gender as a mitigating factor, they do not suggest that male gender could or should be considered an aggravating factor. Thus, the trial judges comments were not objectionable, and appellants trial counsel did not fall below the standard of reasonable competency by not objecting.4 Appellants third point of error is overruled. In his fourth point of error, appellant complains of the trial courts failure to specifically address, in its findings of fact and conclusions of law concerning the voluntariness of appellants confessions, certain conflicts in the evidence. Appellant seeks to have this appeal abated for the entry of additional findings in this regard. Appellant points to the following inconsistencies in the evidence:
When a question is raised as to the voluntariness of a statement of an accused, the trial court is required to make an independent finding, out of the presence of the jury, as to whether the statement was made under voluntary conditions. Tex. Code Crim. Proc. art. 38.22 § 6. If the statement is determined to have been voluntarily made, the court is further required to enter an order stating its conclusion as to whether or not the statement was voluntarily made, along with the specific finding of facts upon which the conclusion was based. Id. The findings must be sufficiently detailed to enable the appellate court to determine the basis for the trial courts ruling and to assist the appellate court in determining the sufficiency of the evidence to support whatever unstated findings of fact were made by the fact finder. Hester v. State, 535 S.W.2d 354, 356 (Tex. Crim. App. 1976). Nothing in section six requires the trial court to make specific findings about why conflicting testimony does not render the defendants statement involuntary. Rather, the trial court need only state in its findings the reasons for its conclusion that the statement was voluntary. The trial courts Findings of Fact and Conclusions of Law are eight pages in length and consist of seven sections. The first five sections generally set out the testimony of various witnesses at the suppression hearing. In Section VI, the trial court rendered its Findings of Fact which include findings that appellant was informed five times of his rights in compliance with article 38.22, that appellant stated unequivocally that he understood what his rights were, that at no time did he ask to remain silent or have an attorney present, that appellant intelligently and knowingly waived his rights, and that no force, threats or promises were made to induce appellants confession. In Section VII, the trial court made certain conclusions of law that are virtually the same as the findings of fact set out in the previous section. The trial courts findings of law and fact address all of the issues raised in connection with the alleged conflicts in the evidence--the first two items identified by appellant concern the invocation of appellants Fifth and Sixth Amendment rights to counsel, the third and fourth items pertain to alleged deception on the part of the State in obtaining appellants confession, and the fifth item pertains to alleged promises made by the State in inducing appellants confession. Moreover, testimony pertaining to all but one of the alleged inconsistencies is discussed or mentioned in the first five sections of the trial courts Findings. While the trial court did not acknowledge or set out conflicts or inconsistencies in the testimony regarding these issues, the States testimony concerning the facts surrounding these matters is discussed.6 As stated previously, the trial court is required to set forth the facts which support its conclusions, but need not outline the testimony which does not support its conclusions. Testimony pertaining to incident four of the above alleged factual inconsistencies does not appear in the trial courts outline of the testimony. See n.5, supra. Although the trial court did not refer to testimony involving that incident, that testimony was directed to the issue of whether appellant had asked to talk to his attorney and, if so, what officers Roberts and Hoffman told him in response to such request. In its findings, the court recognized that [a]t no time did [appellant] ever request to have his attorney present during the course of the interview with Hoffman and Roberts. Further, the trial court found at no time did [appellant] state he wanted to have an attorney present prior to or during any questioning; at no time did he indicate he wanted an attorney present to advise him. We hold the trial courts findings were sufficiently detailed to enable this Court to determine the basis of its ruling. Point of error four is overruled. In his fifth and sixth points of error, appellant claims the trial court erred in admitting his confessions on the ground the statements were taken in violation of his Fifth and Sixth Amendment rights to counsel. Appellant was in custody for aggravated robbery when questioned by police about the instant capital offense. Appellant maintains he was entitled, under the Sixth Amendment, to have his attorney in the robbery case present at his interrogation concerning the capital offense, and also claims he invoked his Fifth Amendment right to counsel during that interrogation. The Sixth Amendment right to counsel guarantees that in all criminal prosecutions, the accused shall enjoy the right . . . to have the assistance of counsel for his defense. It is viewed as being offense specific and attaches only at the initiation of a formal adversarial criminal proceeding. United States v. Gouveia, 467 U.S. 180, 188 (1984). Before a criminal proceeding is initiated, a suspect in a criminal investigation has no constitutional right to the assistance of counsel. Davis v. United States, 512 U.S. 452 (1994). In Green v. State, 934 S.W.2d 92 (Tex. Crim. App. 1996), cert. denied, 520 U.S. 1200 (1997), the defendant was arrested for aggravated robbery, while a suspect in an unrelated murder. The defendant was charged with the aggravated robbery and appointed an attorney to represent him in that case. Subsequently, officials determined that the gun recovered from the aggravated robbery was also the gun used in the murder. The defendant was read his rights and questioned in connection with the murder, but his attorney in the robbery case was not informed. During questioning, the defendant incriminated himself in the murder. We held there was no Sixth Amendment right to counsel violation because adversarial criminal proceedings had not yet been initiated against the defendant for the murder. Id. at 98. As stated by the United States Supreme Court in McNeil v. Wisconsin, 501 U.S. 171, 175 (1991), because the Sixth Amendment is offense specific it cannot be invoked once for all future prosecutions, for it does not attach until a prosecution is commenced. In the instant case, when appellant was charged with aggravated robbery, his Sixth Amendment right to counsel attached with respect to that offense. Appellants invocation of his Sixth Amendment right to counsel with respect to the robbery offense did not extend to the capital offense. No Sixth Amendment right to counsel had attached to the capital murder offense at the time of appellants interrogation concerning it. Green, 934 S.W.2d at 99; McNeil, supra. Appellant acknowledges the Sixth Amendment right to counsel is offense specific, but argues it nonetheless applied here for two reasons. First, he argues, the matters inquired into by police as to the capital murder are intertwined with the matters involved in the aggravated robbery case. Appellant says the two cases were closely related because the attorney representing him in the robbery case was also the attorney representing him in the capital case and would necessarily need to know about any extraneous unadjudicated offenses for purposes of punishment evidence and because the weapon recovered from appellant when he was arrested for the robbery was alleged to be the weapon used in the murder case. The fact that the same attorney appointed to represent appellant in the robbery might also represent appellant in the capital case is of no moment for Sixth Amendment purposes since appellant had not yet been charged in the capital case. Further, appellants attorney in the robbery case would have access to information about the States intentions to introduce evidence of appellants involvement in extraneous acts pursuant to article 37.07 § 3(g), which requires that the State, upon request by the defendant, give notice of its intent to introduce evidence of unadjudicated acts. Second, appellant argues, the credible evidence in the motion to suppress hearing shows the officers were making inquiries about the aggravated robbery case and the trial courts findings to the contrary are not supported by the record. We also reject this contention. Despite the trial courts apparent misstatement of the record in its summary of appellants testimony,7 there was nonetheless evidence in the record to support the trial courts findings. The interrogating officers testimony that they did not discuss the robbery case during appellants interrogation is sufficient support for the trial courts findings. Appellant relies on Edwards v. Arizona, 451 U.S. 477 (1981), in support of his Fifth Amendment right to counsel claim. In Edwards, the United States Supreme Court held that once a suspect invokes his Fifth Amendment right to counsel, he cannot be further interrogated by the police until counsel has been provided for him, or unless the suspect himself reinitiates the interrogation. Id. at 484-85. Invocation of an accuseds Fifth Amendment right to counsel requires, at a minimum, some statement that can be reasonably construed to be an expression of a desire for the assistance of an attorney in dealing with custodial interrogation by the police. Green, 934 S.W.2d at 97 (citing, McNeil, 501 U.S. at 178). There was conflicting testimony as to whether appellant requested his attorney during the interrogation. The interrogating officers testified that appellant did not ask to speak to an attorney; appellant testified that he requested to talk to his attorney. The trial court found that appellant was fully aware of his rights, including the rights to remain silent and to seek the assistance of counsel. The trial court further concluded that appellant knowingly, intelligently, and voluntarily waived his rights. There is evidence in the record supporting these findings. Because the trial court is in the best position to evaluate the credibility of the witnesses and their testimony, we defer to the trial courts findings. Appellants fifth and sixth points of error are overruled. In points of error seven through ten, appellant claims the trial court erred in excluding the testimony of four prospective witnesses before the jury. Appellant contends the testimony of Duer, Gottleib, Scott, and Yarborough, see n.5, supra, was relevant and admissible for purposes of the jurys evaluation of both the credibility of the investigating officers and, ultimately, the voluntariness of appellants confessions. Appellant argues the events surrounding appellants custodial statements are relevant as impacting the reliability of the statements. Appellant claims the trial courts exclusion of the testimony violated his due process right to present a defense. The prospective witnesses would have testified about a conversation that allegedly took place in a judges chambers concerning how the officers elicited appellants confessions. Specifically, three of the witnesses would have testified to overhearing the interrogating officers say that they had contacted appellants lawyer (Duer) and received permission from him to question appellant outside of his presence concerning the instant capital murder. The fourth witness, Duer, would have testified that he was, in fact, never contacted by the officers. Both of the investigating officers denied any such conversation. The trial court sustained the States objection to the testimony of the four prospective witnesses on the ground that no issue had been raised before the jury regarding the voluntariness of appellants confession. The United States Supreme Court addressed a similar issue in Crane v. Kentucky, 476 U.S. 683 (1986). In Crane, the petitioner sought to introduce testimony concerning the length of his interrogation and the manner in which it was conducted, in an effort to demonstrate the confession was not reliable. Crane, 476 U.S. at 684. The trial court excluded the testimony on the ground that it was relevant only to the issue of voluntariness, which was not before the jury. The Supreme Court disagreed, holding that exclusion of the evidence deprived the petitioner of his due process right to a fair opportunity to present his defense in that case. Id. at 691. The high Court explained that its holding in Jackson v. Denno, 378 U.S. 368 (1967) (that a defendant was entitled to a determination of the voluntariness of a confession outside the presence of the jury), did not undercut the defendants traditional prerogative to challenge the confessions reliability during the course of trial. Id. at 688. The Court drew a clear distinction between the voluntariness of a confession, a legal issue, and the separate question of its reliability, a factual question:
Crane, 476 U.S. at 688-89 (emphasis in original). But a defendants case may not always stand or fall on the credibility of his confession. The circumstances surrounding the petitioners confession in Crane were intrinsically connected to his defense which was a claim of innocence. There, a liquor store clerk was shot during the course of a robbery. There was no physical evidence connecting anyone to the crime. A week later the petitioner, then sixteen, was arrested for suspected participation in an unrelated service station holdup. Police testified at the suppression hearing that just out of the clear blue sky, petitioner began to confess to a host of local crimes, including shooting a police officer, robbing a hardware store, and robbing several individuals at a bowling alley. . . . After initially denying any involvement in the Keg Liquors shooting, petitioner eventually confessed to that crime as well. Id. at 684. At a suppression hearing, the petitioner testified he had been detained in a windowless room for a protracted period of time, that he had been surrounded by as many as six police officers during the interrogation, that he had repeatedly requested and had been denied permission to telephone his mother, and that he had been badgered into making a false confession. Id. at 685. In concluding the state court erred in holding the evidence regarding the circumstances of the petitioners confession inadmissible, the Supreme Court emphasized the importance of those facts in the context of the petitioners defense:
Id. at 691 (emphasis added). The instant case is distinguishable from Crane. In Crane, the petitioners defense was that he was innocent of the allegations, but was coerced into making a false confession. In the instant case, the reliability of appellants confessions were not central to and did not bear on the presentation of any defense appellant asserted. While appellant argued his confessions were involuntary because he claims he requested a lawyer, he never suggested they were false or otherwise unreliable. Moreover, the facts contained in appellants confessions are consistent with other evidence presented in the case.8 Appellant argues the excluded testimony was relevant to the credibility of the interrogating officers. Even assuming the testimony had impeachment value and was relevant in that limited respect, relevant evidence may be excluded if its probative weight is substantially outweighed by the danger of undue prejudice, confusion of the issues, or misleading the jury, or by considerations of undue delay or needless presentation of cumulative evidence. Tex. R. Crim. Evid. 403. Given its limited relevance in the scope of this case, it would not be unreasonable to conclude such evidence would be a greater source of confusion than insight to the jury, and consequently have little probative value. We hold Crane does not compel introduction of the excluded testimony on due process grounds. Points of error seven, eight, nine and ten are overruled. In his eleventh point of error, appellant claims the trial court erred in denying the admission of his former testimony under Texas Rule of Evidence 804(b). Appellant sought to introduce before the jury his testimony from the suppression hearing. He argues that, under Rule 804, if a person has testified in another hearing of the same proceeding and both parties have had an opportunity to direct or cross-examine the witness and the witness invokes his Fifth Amendment right not to testify, then his prior testimony should be admitted. Appellant invoked his Fifth Amendment right not to testify and claims that by invoking this right he is considered unavailable within the meaning of Rule 804. Rule 804 provides, in part, that a declarant is not unavailable if his exemption from testifying is procured by the party offering the declarants testimony: A declarant is not unavailable as a witness if his exemption, refusal, claim of lack of memory, inability, or absence is due to the procurement or wrongdoing of the proponent of his statement for the purposes of preventing the witness from attending or testifying. TEX. R. CRIM. EVID. 804(a). This issue has been decided adversely to appellant. In Davis v. State, 961 S.W.2d 156, 157 (Tex. Crim. App. 1998), we held that a defendant who invokes his Fifth Amendment right not to testify is not unavailable for purposes of Rule 804 when he seeks to introduce his own prior testimony. A declarant is not unavailable if his exemption from testifying is procured by the party offering the declarants testimony. Id. at 156. As in Davis, appellant is the proponent of his prior testimony. Point of error eleven is overruled. In his twelfth point of error, appellant contends the trial court erred in allowing the admission of States Exhibit No. 1, which appellant claims is inadmissible hearsay. The State argues the document is admissible under the hearsay exception provided in Texas Rule of Criminal Evidence 803(15), Statements in Documents Affecting an Interest in Property. States Exhibit No. 1, entitled Trial Inventory and Appraisement of Robert A. Fratta, reflects that it was filed in the 308th District Court of Harris County, Texas, in the Matter of the Marriage of Farah Fratta and Robert Alan Fratta. Listed among the Community Estate of the Parties is a 1980 Jeep CJ-7 in the possession of Robert Fratta.9 The document reflects the existence of a lien on the vehicle with a balance of $4,500, and a net equity of $3,500. The document was filed in Frattas divorce as evidence of his and the deceaseds respective interests in various property. The document was executed under oath by Robert Fratta. Rule 803(15), provides that there is no hearsay bar to the introduction of:
Tex. R. Crim. Evid. 803(15). In Madden v. State, 799 S.W.2d 683 (Tex. Crim. App. 1990), cert. denied, 499 U.S. 954 (1991), the trial court admitted a handwritten list of the victims weapons with corresponding serial numbers, which was found among the victims personal papers after his death. Although hearsay, we held the document was admissible under Rule 803(15), as a document affecting an interest in property. We reached this conclusion by looking to the rationale behind the exception and noting the general reliability of such documents. Further noting that hearsay exceptions should be liberally construed and not mechanistically applied, we held the document was admissible as a statement affecting an interest in property, although it was not a legally executed document such as a mortgage:
Id. at 698. Appellant correctly views States Exhibit No. 1 as hearsay. It is an out-of-court statement offered for the truth of the matter asserted (that Fratta had a property interest in a Jeep). The document falls within the parameters of the hearsay exception provided in Rule 803(15), however. Like the document at issue in Madden, States Exhibit No. 1 does not establish or affect an interest in property in the sense of a deed or mortgage, but reflects Frattas nterest in the property listed there and it bears more than an adequate indicia of reliability. The document at issue in this case bears an even greater indicia of reliability than the document in Madden. Here, the document was executed under oath and filed in a district court in connection with a matter that would ultimately affect the property interests listed in the document. The trial court did not err in admitting the document. Madden, supra. Appellants twelfth point of error is overruled. In his thirteenth and fourteenth points of error, appellant contends the trial court erred in admitting the testimony of Mary Gipp, girlfriend of co-defendant Joseph Prystash. Gipp testified to statements made to her by Prystash about his and appellants roles in the instant murder. Appellant claims the statements are hearsay and not subject to an exception. The State concedes the statements are hearsay by arguing that they were properly admitted because they fall within an exception to the hearsay rule. Appellant also claims the statements violated his rights under the Sixth Amendments Confrontation Clause. Appellant identifies three issues presented in this context: (1) whether the statements were made during the course and in furtherance of the conspiracy so as to qualify as statements by a party-opponent under Texas Rule of Criminal Evidence 801(e)(2); (2) whether the statements qualify as statements against penal interest under Texas Rule of Criminal Evidence 803(24); and (3) whether, even if admissible under the Texas Rules of Criminal Evidence, the statements are nonetheless barred by the Confrontation Clause. Rule 801(e)(2)(E) provides that a statement by a co-conspirator is not hearsay if the statement is offered against a party and is a statement by a co-conspirator of a party during the course and in furtherance of the conspiracy. TEX. R. CRIM. EVID. 801(e)(2)(E). In order to satisfy this exception, the State must show that a conspiracy existed in which the co-conspirator was a member of or later participated in the conspiracy, and that the statements made were the object and purpose of the conspiracy. Ward v. State, 657 S.W.2d 133 (Tex. Crim. App. 1983). The evidence reflects the existence of a conspiracy to murder Farah Fratta, in which appellant, Robert Fratta, and Prystash participated. The statements made by Prystash to Gipp were made during the time the murder was being planned, immediately preceding the murder, and after the murder in connection with collecting the remuneration. These statements were made during the conspiracy. The further question is whether the statements were also made in furtherance of the conspiracy:
Williams v. State, 790 S.W.2d 643 (Tex. Crim. App. 1990). A statement made in furtherance of a conspiracy is made in an effort to advance the cause of the conspiracy or serve . . . to facilitate the conspiracy. Deeb v. State, 815 S.W.2d 692, 697 (Tex. Crim. App. 1991), cert. denied, 505 U.S. 1223 (1992). Prystashs statements to Gipp did nothing to advance the cause of or facilitate the conspiracy. The statements were not made in an effort to enlist Gipps assistance or cooperation, elicit information that could be used in the conspiracy, or do anything other than report the status of the conspiracy to Gipp. Prystash was merely describing to Gipp what was occurring or what had occurred. Because the conspiracy was not furthered by Prystashs conversations with Gipp, the statements were not admissible under Rule 801(e)(2)(E). The next question is whether the statements were admissible under Rule of Criminal Evidence 803(24), which provides that a statement against the declarants interest may be admissible if corroborating circumstances clearly indicate the statements trustworthiness.10 Appellant points out that a number of Prystashs statements to Gipp incriminated appellant, as well as Prystash. Appellant argues that to qualify as a statement against interest under Rule 803(24), the statement must be against the declarants interest. Thus, appellant maintains, the portions of Prystashs statements that implicated appellant were not admissible as statements against Prystashs interest. We agree. We have recognized that Rule 803(24) provides for an exception to the hearsay rule for a statement against the declarants interest[, but] . . . does not provide a hearsay rule exception for a declarants statement which is against someone elses interest, e.g. a third- party, a co-actor, or a co-defendant. Cofield v. State, 891 S.W.2d 952, 955 (Tex. Crim. App. 1994). That is, unless the statement against the third partys interest is also sufficiently against the declarants interest as to be reliable. For example, in Dewberry v. State, No. 72,640 slip op. at 13 (Tex. Crim. App. Oct. 20, 1999), statements in which the declarant (Chris) incriminated both himself and the defendant, jointly, were held sufficiently reliable:
The statements made by Prystash in the instant case are not so equally against both Prystashs and appellants interests as reach this level of reliability. While some of Prystashs statements refer to we, meaning both himself and appellant, on the critical issue of who killed the victim, Prystashs statements inculpate appellant alone as the triggerman and describe with specificity how appellant killed the victim. Prystash told Gipp he just dropped appellant off at the victims residence and picked him up after appellant had committed the murder. Granted both driver and triggerman bear potentially equal criminal liability, but the driver might be in a better bargaining position should he decide to cooperate with the State, and the driver might have a better chance at gaining sympathy from the jury. Because Prystashs statements so clearly delineate his and appellants roles on the critical issue of who killed the victim, we hold the statements made by Prystash which were against appellants interest were not admissible under Rule 803(24). Thus, Gipps testimony in which she described Prystashs statements against his own interest was admissible under the Rules of Evidence, while the testimony relating Prystashs statements against appellants interest was not admissible under the Rules.11 Appellant argues, despite admissibility under the Rules of Evidence, all of the statements were inadmissible under the Confrontation Clause. We will address the Confrontation Clause implications as to both of these groups of statements. Admission of hearsay evidence against a criminal defendant implicates the Confrontation Clause of the Sixth Amendment because the defendant is not afforded the opportunity to confront the out-of-court declarant. Ohio v. Roberts, 448 U.S. 56, 63 (1980). Nonetheless, a hearsay statement may be introduced against a defendant if the statements bears sufficient indicia of reliability. Id. at 66. A hearsay statement is per se reliable under the Confrontation Clause if it falls within a firmly rooted exception to the hearsay rule.12 White v. Illinois, 502 U.S. 346, 356 (1992)(where proffered hearsay has sufficient guarantees of reliability to come within a firmly rooted exception to the hearsay rule, the Confrontation Clause is satisfied); Idaho v. Wright, 497 U.S. 805, 817 (1990)(admission under firmly rooted exception satisfies constitutional requirement of reliability because of weight of longstanding judicial and legislative experience in assessing trustworthiness of certain types of out-of-court statements). A statement against penal interest is a firmly rooted exception. Dewberry v. State, No. 72,640 slip op. at 32-33 (Tex. Crim. App. Oct. 20, 1999); see also United States v. Barone, 114 F.3d 1284, 1302 (1st Cir.)(Confrontation Clause not violated by admission of co-conspirators statements as statements against penal interest because exception firmly rooted), cert. denied, 118 S.Ct. 614 (1997); Neuman v. Rivers, 125 F.3d 315, 318 (6th Cir.)(Confrontation Clause not violated by admission of hearsay statements as statements against penal interest because exception firmly rooted), cert. denied, 118 S.Ct. 631 (1997). Even if a hearsay statement does not fall within a firmly rooted exception, it may nonetheless be sufficiently reliable for Confrontation Clause purposes if it has particularized guarantees of trustworthiness.13 Wright, 497 U.S. at 816; Roberts, 448 U.S. at 66. The trustworthiness of hearsay evidence must be evaluated in light of the totality of the circumstances with a court considering only those [circumstances] that surround the making of the statement and that render the declarant particularly worthy of belief. Wright, 497 U.S. at 819. Other evidence admitted at trial that may corroborate the hearsay cannot be considered in determining trustworthiness. Id. at 822. The trustworthiness requirement is satisfied if it can be concluded that cross-examination would be of only marginal utility. Id. at 819. Put another way, there must be an affirmative reason arising from the circumstances in which the statement was made which provides a basis for rebutting the presumption that a hearsay statement is not reliable. Id. As previously discussed, Gipps testimony as to statements made by Prystash that were against his own penal interest was admissible. Those statements were per se reliable and thus admissible under the Confrontation Clause, as statements falling within a firmly rooted hearsay exception. As previously explained, Gipps testimony as to statements made by Prystash against appellants interest, however, does not fall within a hearsay exception. Moreover, it is doubtful these statements possessed particularized guarantees of trustworthiness sufficient to overcome the presumption of hearsay unreliability. We decline to debate the trustworthiness of the statements, however, as any error in their admission did not contribute to appellants conviction or punishment.14 Tex. R. App. Proc. 44.2(a). Gipps testimony as to Prystashs statements against appellants interest were a small part of a much larger and more comprehensive picture of the evidence. Appellant gave two lengthy written statements detailing his participation in the offense. Many of the details in these statements were consistent with and corroborated admissible portions of Gipps testimony, as well as other evidence. In addition to the written confessions, appellant cooperated in a videotaped statement and walk-through of the crime scene in which he again confessed to the killing and demonstrated how and where the crime was committed.15 While the portions of Gipps testimony pertaining to statements against appellants interest may have been admitted in violation of the Confrontation Clause, most of her testimony was admissible and much of it implicated appellant. Gipp testified that appellant lived in the apartment next to her; she and appellant shared a staircase and landing. Gipp also testified that Prystash was her boyfriend and that he stayed at her apartment most of the time. According to Gipp, she observed Prystash and appellant talking with each other on numerous occasions and that their conversations became more frequent in the month before the murder. Gipp testified that Prystash told her he was planning the murder and explained that the date selected would provide Robert Fratta with the alibi of being at church with his children. On the day of the murder, when Gipp arrived home at 4:00 or 4:30 p.m., appellant was sitting on the staircase landing and told her he was waiting for Prystash. Prystash arrived about 30 minutes later, changed clothes and left. Gipp testified that Prystash got back about 8:30 p.m., and she saw appellant enter his own apartment at the same time. Prystash went into the bedroom and unloaded a gun. He told Gipp he had gotten the gun from Robert Fratta. Gipp testified that Prystash left the apartment an hour later to meet Robert Fratta. After he left, Gipp said she recovered the bullet casings from the trash and wrote down the name and make of the gun.16 Gipp noticed the gun was gone the next day. Neighbors who lived across the street from the deceased testified to hearing a gunshot about 8:00 p.m.. While dialing 911, one of the neighbors testified to seeing a black man, dressed in black, in the decedents garage. She then saw the man get into a silver car that pulled up and drove away. Her husband also testified to seeing a man of the same description. Gipp had testified that both appellant and Prystash were wearing black. Officers testified that a gun found in appellants possession when he was arrested matched Gipps written notes describing the gun Prystash unloaded the night of the murder. Ballistics experts determined this was the gun used to commit the offense. Gipps admissible testimony, the testimony of the victims neighbors, appellants two written confessions, appellants videotaped statement and walk-through of the crime scene, and the discovery of the murder weapon in appellants possession all rendered the inadmissible portions of Gipps testimony relatively insignificant. We conclude beyond a reasonable doubt, in light of this evidence, that admission of Prystashs statements regarding appellants participation in the offense did not contribute to his conviction or punishment. Points of error thirteen and fourteen are overruled. In his fifteenth point of error, appellant claims the trial court erred in overruling his hearsay objection to testimony by Detective Valero that Gipps name and phone number were listed in the address book belonging to Robert Fratta. Hearsay is a statement, other than one made by the declarant while testifying at the trial or hearing, offered in evidence to prove the truth of the matter asserted. TEX. R. CRIM. EVID. 801(d). Thus, a statement which is not offered to prove the truth of the matter asserted, but is offered for some other reason, is not hearsay. Jones v. State, 843 S.W.2d 487, 499 (Tex. Crim. App. 1992), cert. denied, 507 U.S. 1035 (1993). Valeros testimony was not offered for the purpose of proving that the phone number was actually Gipps. Rather, Valeros testimony was admissible as circumstantial evidence of the link between Gipps boyfriend, Prystash and Robert Fratta, the conspiracy which ultimately involved appellant. In Dinkins v. State, 894 S.W.2d 330, 347 (Tex. Crim. App.), cert. denied, 516 U.S. 832 (1995), the State offered into evidence an appointment book containing a name similar to the defendants and a patient application form listing his name. We held these items were not hearsay, explaining that [a]n extrajudicial statement or writing which is offered for the purpose of showing what was said rather than for the truth of the matter stated therein does not constitute hearsay. That reasoning applies here. The trial court did not err in overruling appellants hearsay objection to Valeros testimony regarding the address book. Appellants fifteenth point of error is overruled. In his sixteenth point of error, appellant claims the trial court erred in overruling his objection to the admission of States Exhibit No. 60, a firearm recovered by Deputy Moore from a backpack belonging to appellant. Appellant argues the identification of the Exhibit was based on hearsay because Moore relied in part on a serial number recorded in an out-of-court report prepared by another officer. Appellants objection at trial does not comport with his complaint on appeal. Appellant objected to the admission of the Exhibit in that [Moore] has no independent way of identifying the same. While not completely clear, this objection appears to implicate Rule of Criminal Evidence 901(a), regarding authentication and proper predicate. But appellant does not cite to or make any argument under Rule 901 in his brief. Although the basis for his argument in his brief is not abundantly clear, it is not based on Rule 901.17 Appellants sixteenth point of error is overruled. In his seventeenth and eighteenth points of error, appellant claims the trial court erred in sustaining the States hearsay objections to two questions posed to Deputy Billingsley on cross- examination.18 Appellant argues the trial court should have allowed the witness to answer the questions for various reasons.19 Error in the exclusion of evidence may not by urged unless the proponent perfected an offer of proof or a bill of exceptions. See Green v. State, 840 S.W.2d 394, 407 (Tex. Crim. App. 1992), cert. denied, 507 U.S. 1020 (1993). The record in this case does not indicate what the excluded testimony would have been. Absent a showing of what such testimony would have been, or an offer of a statement concerning what the excluded evidence would show, nothing is presented for review. Stewart v. State, 686 S.W.2d 118 (Tex. Crim. App. 1984), cert. denied, 474 U.S. 866 (1985). Points of error seventeen and eighteen are overruled. In his nineteenth point of error, appellant claims the State failed to provide him with proper notice of certain extraneous offenses it offered against him at the punishment stage. Appellant contends he was entitled to notice of the extraneous offenses pursuant to Texas Code of Criminal Procedure Article 37.07 § 3(g), and Texas Rule of Criminal Evidence 404(b). Texas Rule of Criminal Evidence 404(b), which contains a notice provision, explicitly governs character evidence and extraneous offenses at the guilt/innocence phase of trial. Rule 404(c), which does not provide a notice provision, governs character evidence and extraneous offenses at punishment. In deciding questions concerning the admissibility of character and extraneous offense evidence at the punishment stage of trial, the governing statute is Rule 404(c). Vuong v. State, 830 S.W.2d 929, 942 (Tex. Crim. App.), cert. denied, 506 U.S. 997 (1992). Similarly, Texas Code of Criminal Procedure article 37.07 does not apply to punishment procedure in capital cases. The appropriate procedure for punishment in capital cases is founded in article 37.071. Neither Rule 404(c) nor article 37.071 requires notice concerning the use of extraneous offense evidence at punishment. Appellants nineteenth point of error is overruled. Adanandus v. State, 866 S.W.2d 210, 233 (Tex. Crim. App. 1993), cert. denied, 510 U.S. 1215 (1994); Vuong, 830 S.W.2d at 942. In points of error twenty and twenty-one, appellant claims the prosecutor argued outside the record when he stated that a co-defendant in the case had received the death penalty. Appellant claims the prosecutors jury argument was improper and as a result, the trial court erred in not entering a mistrial or granting his motion for new trial. Appellant contends the prosecutor intentionally injected this new fact into evidence during closing argument at punishment. He further claims that because the prosecutors statement prejudiced his defense, the conviction should be reversed and a new trial ordered on punishment. During the States closing argument at punishment, the following transpired: (emphasis added). Appellant asserts the prosecutors statement that the father is on death row is improper because it informed the jury of a fact not in evidence. He further argues the statement was not cured by the trial courts instruction to disregard, and therefore, the trial court erred in not granting a mistrial or his motion for a new trial. A proper jury argument must fall within one of four general areas: (1) summation of the evidence; (2) reasonable deduction from the evidence; (3) answer to argument of opposing counsel; and, (4) plea for law enforcement. Cannon v. State, 668 S.W.2d 401, 404 (Tex. Crim. App. 1984). Error exists when facts not supported by the record are interjected in the argument, but such error is not reversible unless, in light of the record, the argument is extreme or manifestly improper. Allridge v. State, 762 S.W.2d 146, 155 (Tex. Crim. App. 1988), cert. denied, 489 U.S. 1040 (1989). Even assuming there is no evidence in the record that mentions the co-defendants case and/or sentence, the instruction given to the jury to disregard the prosecutors statement was prompt and sufficient to cure the error. Kinnamon v. State, 791 S.W.2d 84, 89 (Tex. Crim. App. 1990). Appellants twentieth and twenty-first points of error are overruled. In his twenty-second and twenty-third points of error, appellant challenges the trial courts decision to permit the jury to continue deliberating after they twice indicated an inability to reach a unanimous verdict on Special Issue No. 2. The jury began deliberating on the special issues on March 25, 1997, at 11:30 a.m.. After deliberating for just over two and one-half hours (3:05 p.m.), the jury sent out the following note:
The trial court informed counsel of the note, denied appellants motion for an automatic life sentence, and instructed the jurors to continue deliberating. The jury continued deliberating until 5:15 p.m., at which point they sent out a second note:
Appellant once again requested an automatic life sentence. The trial court denied the request and ordered that the jurors be sequestered for the night. The following morning, March 26, 1997, at 9:53 a.m., after deliberating for an hour, the jurors returned a verdict resulting in the death sentence. Appellant contends the trial court erred in requiring the jurors to continue deliberations and urges this Court to remand this case to the trial court for an order to reform the punishment to a life sentence. The Texas Code of Criminal Procedure compels a trial court to enter a life sentence if the jury is unable to answer any special issue. TEX. CODE CRIM. PROC. Art. 37.071 § 2(g). However, the trial court is not constrained to enter a life sentence at the first sign of impasse. Howard v. State, 941 S.W.2d 102, 121 (Tex. Crim. App. 1996). Rather, the court may do so if it determines, in its discretion, that the jury has been kept together for such a time as to render it altogether improbable that it can agree. Id. There are no time limits on the amount of time a jury may deliberate. TEX. CODE CRIM. PROC. Art. 36.31; Green, 840 S.W.2d at 407. The length of time a jury may be held for deliberation in a criminal case rests in the sound discretion of the trial judge, who will not be reversed on appeal absent a showing by appellant that discretion was abused. Id; Montoya v. State, 810 S.W.2d 160, 166 (Tex. Crim. App. 1989), cert. denied, 502 U.S. 961 (1991). Considering the 176 exhibits and 40 witnesses presented at trial, sending the jury back for further deliberations after they had deliberated for two and a half hours, and again when they had deliberated for just under six hours was well within reason. The trial court did not abuse its discretion in requiring the jury to continue deliberating. Appellants twenty-second and twenty-third points of error are overruled. The judgment of the trial court is affirmed. MEYERS, J. Delivered December 15, 1999
4In order to prove an ineffective assistance of counsel claim, a defendant must establish that (1) counsels performance fell below the standards of reasonable competency, and (2) there is a reasonable probability that the deficient performance prejudiced his defense thus depriving him of a fair trial. Strickland v. Washington, 466 U.S. 668, 687 (1984); Hernandez v. State, 726 S.W.2d 53 (Tex. Crim. App. 1986). 5 During the hearing on appellants motion to suppress, appellant testified he told the interrogating officers, Detectives Roberts and Hoffman, that he would like to talk to his lawyer, Layton Duer, who had been appointed to represent him in an unrelated robbery case. He stated that Hoffman had told him that he had contacted Duer and received Duers permission to talk with appellant about the instant case. Appellant claims this news of permission from Duer was the main thing that made him decide to go ahead and give the officers a confession. Roberts and Hoffman both testified that appellant never requested, during their interrogation of him, to talk to his lawyer. A local attorney, Deborah Gottlieb, testified that she was in the trial courts chambers when she overheard Roberts and Hoffman talking about having contacted appellants lawyer on the robbery case and receiving his permission to talk to appellant before interviewing him in connection with the instant case. Two of appellants prior lawyers, Sylvia Yarborough and Robert Scott, also testified to being present in the courts chambers and overhearing Roberts say he had contacted appellants lawyer in the robbery case and was given permission to talk to appellant. Appellants lawyer in the robbery case, Layton Duer, testified that he was never contacted by law enforcement about whether they could talk to appellant. Roberts testified that he did not contact Duer to ask permission to talk to appellant about the instant offense. 6 For example, the trial court outlined the testimony of the interrogating officers to the effect that they did not ask appellant questions about the unrelated robbery charge and their testimony that appellant never asked to speak to his lawyer from that robbery case. The trial court did not, however, set out the testimony offered by appellant to the contrary. See n.5, infra. 7 In summarizing appellants testimony, the trial court stated that appellant did not suggest or infer that Hoffman, Roberts, or any other officer discussed the robbery offense during the interrogation on the capital case. Appellant points to testimony in which he did, in fact, aver that the robbery was discussed during his interrogation. 8 In Crane, the petitioner intended to introduce evidence that the details in petitioners confession were at odds with the facts of the offense:
Crane, 476 U.S. at 685.
TEX. R. CRIM. EVID. 803(24). 11 For reasons explained below, we conclude admission of the statements against appellants interest was harmless. 12 In Roberts, the Supreme Court required a showing that the declarant is unavailable before his out-of-court statement could be admitted. This requirement has since been limited to hearsay statements made in the course of a prior judicial proceeding:
White, 502 U.S. at 353-45. 13 Our opinion in Dewberry, supra, could be read as indicating that a reliability analysis must be conducted in addition to a determination of whether the challenged hearsay statements fall within a firmly rooted exception to the hearsay rule. Dewberry, slip op. at 31-32. This point needs clarification. If a hearsay statement falls within a firmly rooted hearsay exception, it is per se reliable. No additional analysis as to its reliability need be made. The reason for this was explained by the United States Supreme Court in Wright:
Wright, 497 U.S. at 817. Only if a hearsay statement does not fall within a firmly rooted exception, must it be subjected to a reliability analysis in which a showing of particularized guarantees of reliability is required. Id. at 816-18. 14 Although the statements were also inadmissible under the Rules of Evidence, we will not conduct a separate harm analysis under Rule of Appellate Procedure 44.2(b), since subsection (a) establishes a more stringent standard than subsection (b). 15 In his first written statement, appellant stated that he was the driver and Prystash was the gunman. In his second written statement appellant admitted to being the gunman and reported that Prystash was the driver. The videotaped confession and crime scene walk-through was consistent with appellants second statement. 16 There was also testimony that Gipp had written down the serial number of the gun, and that it matched the serial number of the gun later found in appellants possession. 17 In his brief appellant says the report on which Moore relies and in which the serial number was recorded is hearsay under Rule of Criminal Evidence 803(8), since that rule excludes police reports from admissibility. He then argues in a single conclusory statement, Therefore Moores purported identification of States Exhibit 60 was insufficient to establish the weapon was the same weapon recovered from Appellant and Appellants objection to the admission of the exhibit into evidence should have been sustained. 18 Appellant complains of the trial courts sustaining of the following objections: 19 He says the questions did not call for answers that were hearsay, he argues the answers would have been admissible under the rule of optional completeness, and he maintains the answers would have been admissions of a party-opponent. This information is made available as a free public service for your personal, non-commercial use. While every effort has been made to provide accurate material at this site, it is provided "as is" and no representations are made that it is free of mistakes or inaccuracies. This file was derived from the text posted on the web site of the Texas Court of Criminal Appeals, by the automatic operation of conversion software, and may contain errors. Baker's Legal Pages are a public service of Freelance Enterprises, Inc.
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