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Floyd v State

983 S.W.2d 273
December 16, 1998
Nos. 397-96 & 398-96
Majority opinion by Presiding Judge McCormick
Links to other opinions in this case:
Concurring opinion by Judge Meyers
Dissenting opinion by Judge Baird


IN THE COURT OF CRIMINAL APPEALS

OF TEXAS

NOS. 397-96 and 398-96

RANDALL J. FLOYD, Appellant

v.

THE STATE OF TEXAS

ON STATE’S PETITION FOR DISCRETIONARY REVIEW

FROM THE SIXTH COURT OF APPEALS

DALLAS COUNTY

McCormick, P.J., delivered the opinion of the Court, joined by Mansfield, Keller, Holland and Womack, JJ.; Meyers, J., filed a concurring opinion joined by Price, J.; Baird, J., filed a dissenting opinion; Overstreet, J., dissents.

O P I N I O N

Appellant was separately indicted with violating the Texas Securities Act.1 Floyd v. State, 914 S.W.2d 656, 657 (Tex.App.-Texarkana 1996)(Cause No. 06-95-00069-CR); Floyd v. State, No. 06-95-00070-CR, slip op. (Tex.App.-Texarkana, delivered January 5, 1996)(not published). Appellant entered into a plea bargain agreement in each case where he pled nolo contendere to the charges and agreed to a term of probation for ten years and a fine of $300.00. The trial court found sufficient evidence to substantiate appellant’s guilt, deferred an adjudication of guilt and placed appellant on community supervision for ten years with a fine of $800.00 in both cases.

Appellant complained for the first time in his Amended Motion for New Trial that the evidence was insufficient to support the trial court’s finding of guilt because the prosecution was barred by the statute of limitations. Specifically, appellant alleges that the State failed to prove the offenses occurred within the statutory five year period. The Court of Appeals relied upon this Court’s holding in Lemell v. State, 915 S.W.2d 486 (Tex.Cr.App. 1995), and agreed with appellant that limitations had run barring prosecution. In Lemell, this Court held that the failure timely to object to the indictment waived a claim of a limitations defect in the indictment; however, it did not waive a claim that the evidence was insufficient to support the conviction because it showed that the statue of limitations had expired. Id. at 489-90. Lemell has been overruled by Proctor v. State, 967 S.W.2d 840 (Tex.Cr.App. 1998).

In Proctor, we held that a statute of limitations claim is a defense and that the defendant will forfeit this defense if it is not asserted at or before guilt/innocence stage of trial. Id. at 844. In this case, appellant failed to raise the statute of limitations defense before trial or during the presentation of evidence on his pleas of nolo contendere. Therefore, appellant forfeited this defense under Proctor.

Accordingly, the Court of Appeals erred in ordering the trial court to acquit. The decisions of the Court of Appeals are reversed and these cases are remanded to that court to address appellant’s remaining points of error.

McCormick, Presiding Judge

(Delivered December 16, 1998)
En Banc
Publish

Overstreet, J., dissents
1
Tex.Rev.Civ.Stat.Ann. art. 581-29, Act of May 30, 1983, 68th Leg., ch. 465, section 1, 1983 Tex.Gen.Laws 2688, amended by Act of May 22, 1989, 71st Leg., ch. 733, section 9, 1989 Tex.Gen.Laws 3292, amended by Act of May 23, 1991, 72nd Leg., ch. 565, section 9, 1991 Tex.Gen.Laws 2005, amended by Acts of May 15, 1995, 74th Leg., ch. 228, section 16, 1995 Tex.Gen.Laws 1996.


This information is made available as a free public service for your personal, non-commercial use. While every effort has been made to provide accurate material at this site, it is provided "as is" and no representations are made that it is free of mistakes or inaccuracies. This file was derived from the text posted on the web site of the Texas Court of Criminal Appeals, by the automatic operation of conversion software, and may contain errors.

Baker's Legal Pages are a public service of Freelance Enterprises, Inc.
Casenotes Listing Table of Recent Opinions
Send your comments or suggestions to lbaker@igg-tx.net
© 1999 Lang Baker