© 1999 Lang Baker
Mozon v State991 S.W.2d 841April 28, 1999 No. 380-98 Majority opinion by Judge Holland Link to dissenting opinion by Judge Keller IN THE COURT OF CRIMINAL APPEALS OF TEXAS NO. 380-98 Cecola Jean MOZON, APPELLANT v. THE STATE OF TEXAS ON APPELLANTS PETITION FOR DISCRETIONARY REVIEW FROM THE TENTH COURT OF APPEALS HILL COUNTY Holland, J., delivered the opinion of the Court, in which Meyers, Mansfield, Price, Womack, and Johnson, JJ. joined. Keller, J., delivered a dissenting opinion, in which McCormick, P.J. and Keasler, J., joined. O P I N I O N Appellant Cecola Jean Mozon was charged with aggravated assault with a deadly weapon. Tex. Penal Code § 22.02 (1998). The jury convicted appellant of aggravated assault and assessed her punishment at five years imprisonment and recommended community supervision. The Tenth Court of Appeals affirmed in an unpublished opinion. Mozon v. State, 10-96-00276-CR (Tex. App.-- Waco Dec. 17, 1997). I. The undisputed testimony established that on Monday, Sept. 25, 1995, before leaving for Hillsboro High School, appellant purchased thirty cents worth of gasoline. During her lunch break, appellant went to the school cafeteria and sat down at a table. Rodrick Brown, the victim, sat at the table with appellant. After sitting with Brown while he ate his lunch, appellant threw a cup of gasoline on him, lit a piece of paper with a lighter, and tossed the lit paper on him. Brown was taken to the hospital where he was treated for burns on his face, arm, and upper body. At trial, appellant testified that she was afraid of Brown because he had repeatedly threatened and harassed her. During the two weeks leading up to the instant offense, she claimed Brown would pull her hair and breast and call her vulgar names. On the Friday night prior to the offense, appellant claimed Brown ordered her to take her dead shirt off because it was the color of a rival gang and hit her in the back with rocks. Later that night Brown stated he intended to beat [appellants] ass Monday morning and beat the baby out of her.1 Appellant testified she saw Brown the following day and he again stated he planned to beat her ass and the baby out of her Monday at school. Appellant testified she feared Brown and believed he would carry out his threats on Monday. She admitted she did not share her fears with a teacher or a police officer because she believed they would not protect her. Appellant testified she believed she needed to protect herself and her baby from Brown. She testified that she considered using a gun or knife but decided to set Browns shirt on fire because she didnt want to hurt him. Appellant testified that after purchasing the gasoline on Monday morning, she went back to her house where she poured some of the gas into a spray bottle and placed it in her backpack. She put the remaining gas in a baby cup which she put in her front pocket. She then proceeded to school. Appellant claimed when she saw Brown in the hallway, he told her he was going to show her how tough he was. At lunch, appellant went to the school cafeteria and took her ususal seat. Brown took the seat next to her and stated he was going to show her how tough [he was] when [he] finished eating. Though Brown normally sat at the same table that she did, appellant explained it was unusual for him to sit next to her. Appellant admitted she had the opportunity to leave the table but chose not to because [she was] tired of running from Brown. Appellant also admitted that during lunch Brown was saying things that made her mad and upset. Appellant testified that as Brown ate his lunch she got the gas out of [her] pocket, put it between [her] legs, and started playing with the lighter. She testified she became more frightened when Bo Posey, Browns friend, got up from their table and walked to the front of the cafeteria as though he were watching for teachers. Appellant testified that she believed Browns act of pushing his tray aside meant that he was about to carry out his threats and she had to defend herself. Appellant admitted she threw the cup of gasoline on Brown and lit it with a piece of paper. She denied any intent to hurt Brown and claimed she only wanted to scare him away. Outside the presence of the jury, appellant sought to testify as to three prior violent incidents involving Brown which she was aware of at the time of instant offense. Specifically, she wanted to testify that she was aware that Brown had put his cousins eye out; knocked a girls tooth out during an argument, and hit another student with a board during a fight at school. She maintained this testimony went to the reasonableness of her belief that Browns furtive act of pushing the tray aside constituted a threat which she believed he was about to carry out. The State objected to admitting this evidence on several grounds. The State maintained the evidence was inadmissible because the issue of self-defense was not raised. Even if self-defense were raised, the State claimed appellants testimony was not relevant because she could not testify as to whether Brown committed the acts intentionally. The State also objected on grounds that the evidence was vague and remote because appellant could not testify as to the time the acts allegedly occurred. Finally, the State claimed the evidence was irrelevant because it did not justify the use of deadly force. The trial court ruled the evidence was relevant to appellants claim of self-defense but determined it inadmissible pursuant to Rule 403 of the Texas Rules of Criminal Evidence. On appeal, citing Gonzales v. State, 838 S.W.2d 848, 862 (Tex. App.- - Houston [1st] 1992), pet. dism'd, improvidently granted, 864 S.W.2d 522 (Tex. Crim. App. 1993), appellant claimed the trial court abused its discretion because evidence supporting her claim of self-defense could not be excluded under Rule 403. The Tenth Court of Appeals agreed the evidence of Browns extraneous acts of violence were relevant to appellants defensive theory. The court, however, declined to find the trial court abused its discretion in subjecting the evidence to Rule 403 or in determining the evidences probative value was substantially outweighed by the dangers mentioned in the rule. Mozon, slip op. at 4. In concluding the trial courts decision to exclude the evidence was not outside the zone of reasonable disagreement, the Court of Appeals cited the fact that appellant did not know when the extraneous acts occurred and whether they were committed intentionally. Mozon, slip op. at 5. Additionally, the court observed the trial judge admitted evidence of Browns threats of violence toward appellant through her testimony and the testimony of several other witnesses. The Court noted there was also other evidence of Browns violent character through the witnesses testimony that Brown was in the alternative school and did not have a reputation in the community as a peaceful, law-abiding citizen. Id. We granted appellants petition for discretionary review to determine whether evidence which supports a relevant defensive theory is subject to Rule 403 and, if so, whether the trial courts balancing test determination is to be reviewed by the standard set out in Montgomery v. State, 810 S.W.2d 372 (Tex. Crim. App. 1991) (op. on rehg). II. Appellant claims the Tenth Court of Appeals erred in holding her testimony regarding the victims extraneous acts of violence could be excluded under Rule 403.2 Appellant contends Rule 403's balancing test does not apply to this evidence because it supports her theory of self-defense, and thus, any prejudice arising from its admission is not unfair to the State. Citing the limitations on the admissibility of a victims character for violence under the common law and now codified in Rule 404(a)(2), appellant claims this evidence is admissible only where the courts have already determined the State suffers no unfair prejudice. We begin our analysis by addressing appellants contention that a balancing determination is unnecessary because the common law and Rule 404(a)(2) incorporate Rule 403's concept of prejudice. The common law on which appellant relies is the Dempsey line of cases. In these cases, we held a defendant could admit evidence of the deceaseds character for violence if there was some evidence of an act of aggression by the deceased that raised an issue as to whether the defendant justifiably acted in self-defense. See e.g., Gutierrez v. State, 764 S.W.2d 796, 798 (Tex. Crim. App. 1989); Thompson v. State, 659 S.W.2d 649, 653 (Tex. Crim. App. 1983); Lowe v. State, 612 S.W.2d 579, 580 (Tex. Crim. App. 1981); Dempsey v. State, 159 Tex. Crim. 602, 266 S.W.2d 875, 877 (1954). We recognized two theories for admitting evidence of the deceaseds character for violence: (1) to show the defendant reasonably believed the force she used was immediately necessary to protect herself from the deceased; and (2) to show the deceased was the first aggressor. See e.g., Tate v. State, 981 S.W.2d 189, 192 (Tex. Crim. App. 1998) (citing Gutierrez, 764 S.W.2d at 798 and Thompson, 659 S.W.2d at 653-54). The relevant theory typically turned on whether a defendants claim of self-defense rested on a danger that was actual or perceived. If the defendants claim rested on a perceived danger, then she could present evidence of the deceaseds violent character to show she reasonably believed force was necessary to protect herself from the deceased. Thompson, 659 S.W.2d at 653; Dempsey, 266 S.W.2d at 877. The evidence was admissible because it showed why the defendant considered the deceaseds furtive gesture to be a threat of violence. Horbach v. State, 43 Tex. 242, 251 (1875). Because the evidence was intended to show the defendants state of mind it was relevant only if the defendant was aware of it. When a defendants claim, however, was that the deceased was the first aggressor, evidence of the deceaseds violent character was relevant to support the inference that the deceased acted in conformity with his character. Thompson, 659 S.W.2d at 653-54; Dempsey, 266 S.W.2d at 877-78. Because the purpose of the evidence under this theory was to show the deceased acted in conformity with her violent character, not the defendants state of mind, the evidence was relevant even if the defendant was unaware of the deceaseds violent character. The Texas Rules of Criminal Evidence superceded the Dempsey line of cases. Under the evidentiary rules evidence of other crimes, wrongs, or acts are inadmissible to prove character conformity. Tex. R. Crim. Evid. 404(a). As an exception to this general ban on character evidence, however, a defendant may offer evidence of a victims character or pertinent character trait. Tex. R. Crim. Evid. 404(a)(2).3 Consequently, evidence of a victims character for violence remains admissible to show the victim was the first aggressor. A victims extraneous acts of violence also remain admissible to show the defendants state of mind. Tex. R. Crim. Evid. 404(b).4 Though Rule 404(a) prohibits the use of extraneous acts to prove character conformity, such evidence may be admissible for purposes other than proving character assuming the purpose for which the evidence is proffered is relevant.5 In the instant case, appellant wanted to show she reasonably believed she was in danger when the victim pushed his tray aside and the force she used against him was immediately necessary to protect herself. Tex. R. Crim. Evid. 404(b). Because appellants purpose in offering the victims extraneous acts of violence was to show her state of mind, the evidence was admissible under Rule 404(b). Appellant claims because Rule 404 is absolute, the trial judge was prohibited from excluding the evidence under Rule 403. We disagree. Rule 404 was promulgated as a specific balancing application of Rule 403's more general balancing test due to the inherent prejudice associated with admitting character evidence. Hence, as appellant suggests Rule 404 does incorporate, at least to some extent, Rule 403's concept of prejudice. The plain language of Rule 403, however, states all relevant evidence is subject to its general balancing determination. Tex. R. Crim. Evid. 403. There is no exception for evidence relevant to a defensive theory. Consequently, while evidence may be admissible under Rule 404 the trial court may nevertheless exclude the same evidence if it determines, within its discretion, that the probative value of such evidence is substantially outweighed by its unfair prejudice.6 Because appellant properly made a Rule 403 objection, the trial court was required to balance probativeness and prejudice of the evidence. We hold the Court of Appeals did not err in upholding the trial judges application of Rule 403. III. In her second ground for review, appellant claims if the trial courts application of Rule 403 was proper, the Tenth Court of Appeals erred in failing to follow the reviewing framework established by this Court in Montgomery v. State, 810 S.W.2d 372 (Tex. Crim. App. 1991) (op. on rehg). Appellant also claims both the trial court and the court of appeals failed to address how the evidence was prejudicial, much less why it was so prejudicial that it had to be excluded. We agree. A trial judge has broad discretion in admitting or excluding evidence. A trial judge, however, may exercise her discretion in excluding evidence only when its probative value is substantially outweighed by the danger of unfair prejudice, confusion of the issues, misleading the jury, by considerations of undue delay, or needless presentation of cumulative evidence. Tex. R. Crim. Evid. 403; see also Gilbert v. State, 808 S.W.2d 467, 471-72 (Tex. Crim. App. 1991); Crank v. State, 761 S.W.2d 328, 342 n.5 (Tex. Crim. App. 1988). In reviewing the trial courts balancing test determination, a reviewing court is to reverse the trial courts judgment rarely and only after a clear abuse of discretion. Montgomery, 810 S.W.2d at 389. The reviewing court, however, cannot simply conclude "the trial judge did in fact conduct the required balancing and did not rule arbitrarily or capriciously. Id. at 392. The trial court's ruling must be measured against the relevant criteria by which a Rule 403 decision is made. Id. In other words, the reviewing court must look at the proponents need for the evidence in addition to determining the relevance of the evidence. Id. at 392-93. The relevant criteria in determining whether the prejudice of an extraneous offense outweighs its probative value include:
Santellan v. State, 939 S.W.2d 155, 169 (Tex. Crim. App. 1997) (citing Montgomery, 810 S.W.2d at 389-90). In the instant case, the Court of Appeals evaluated some of the criteria set out in Montgomery. The court concluded the evidence was not specifically compelling because appellant did not know when the victim committed the extraneous violent acts and whether they were intentional. Mozon, slip op. at 5. Also, the court emphasized there was other compelling evidence supporting appellants claim of self-defense. Absent from the Court of Appealss examination, however, is a discussion of the unfair prejudice the admission of this evidence would have caused the State. A discussion of the evidences prejudice is necessary because Rule 403 creates a presumption of admissibility of all relevant evidence and authorizes a trial judge to exclude such evidence only when there is a clear disparity between the degree of prejudice of the offered evidence and its probative value.7 Additionally, the Court of Appeals failed to address how this unfair prejudice caused the evidences probative value to be substantially outweighed. We conclude such a discussion was particulary necessary in light of the prejudice concerns raised by this evidence and because this was the only evidence appellant proffered to show her state of mind; that is, to show she reasonably believed the victim intended to carry out his threats of violence when he pushed his lunch tray aside. Accordingly, we vacate this portion of the Court of Appeals opinion and remand for the court to properly address the Rule 403 issue as required by Montgomery. HOLLAND, J. Delivered: April 28, 1999 1 Appellant was pregnant throughout these events. 2 Rule 403 provides:
Tex. R. Crim. Evid. 403 (now Tex. R. Evid 403). Effective March 1, 1998, the Texas Rules of Criminal Evidence and Texas Rules of Civil Evidence were merged into the new Texas Rules of Evidence. Rule 403 of the Rules of Evidence is the same as former Rule 403 of the Rules of Criminal Evidence. Thus, the scope and application of the new rule would be the same as under the old one. Because this case was tried before the effective date of the new rules, however, we will apply the former Texas Rules of Criminal Evidence. 3 Rule 404 reads, in pertinent part:
Tex. R. Crim. Evid. 404(a)(2) (now Tex. R. Evid. 404(a)(2)). Though the unified version of Rule 404 contains some new language, no substantive changes were made to Rule 404(a)(2). 6 The trial court need not engage in this balancing test unless the opponent of the evidence further objects based upon Rule 403, that the probative value of the evidence is substantially outweighed by the danger of unfair prejudice, confusion of the issues, or misleading the jury, or by considerations of undue delay, or needless presentation of cumulative evidence. Montgomery, 810 S.W.2d at 398. Once a Rule 403 objection is raised, however, the trial court has no discretion as to whether or not to engage in the balancing process. 7 See e.g., Joiner v. State, 825 S.W.2d 701, 708 (Tex. Crim. App. 1992); McFarland v. State, 845 S.W.2d 824, 837 (Tex. Crim. App. 1992), cert. denied, 508 U.S. 963 (1993); Green v. State, 840 S.W.2d 394, 410 (Tex. Crim. App. 1992). Evidence will be considered unfairly prejudicial when it has an undue tendency to suggest that a decision be made on an improper basis, commonly an emotional one. See Montgomery, 810 S.W.2d at 389 (citing Advisory Committees Note to Federal Rule of Evidence 403). The author acknowledges Judge Meyers input concerning this portion of the opinion. This information is made available as a free public service for your personal, non-commercial use. While every effort has been made to provide accurate material at this site, it is provided "as is" and no representations are made that it is free of mistakes or inaccuracies. This file was derived from the text posted on the web site of the Texas Court of Criminal Appeals, by the automatic operation of conversion software, and may contain errors. Baker's Legal Pages are a public service of Freelance Enterprises, Inc.
© 1999 Lang Baker |