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Tate v State981 S.W.2d 189December 9, 1998 No. 185-98 Majority opinion by Judge Mansfield Links to other opinions in this case: Concurring opinion by Judge Meyers Concurring opinion by Judge Keller IN THE COURT OF CRIMINAL APPEALS OF TEXAS NO. 185-98 CHRISTOPHER MICHAEL TATE, Appellant v. THE STATE OF TEXAS ON STATES PETITION FOR DISCRETIONARY REVIEW FROM THE THIRD COURT OF APPEALS BELL COUNTY Mansfield, J., delivered the opinion of the Court in which Baird, Overstreet, Price, Holland, & Womack, JJ., join. Meyers, J., concurred in the result with an opinion. Keller, J., concurred in the result with an opinion. McCormick, P.J., concurred in the result. O P I N I O N The issue presented is whether Texas Rule of Criminal Evidence 404(b)1 allows a defendant to present evidence of a victims threat against him in order to show that the victim was the aggressor and the defendant acted in self-defense. The Relevant Facts On September 11, 1996, a Bell County grand jury indicted appellant, Christopher Michael Tate, for murder under Texas Penal Code § 19.02(b)(2). At appellants trial, the evidence established that, on August 18, 1996, appellant stabbed his girlfriends father, Michael Neal Rackley, during an altercation at appellants home. Rackley died as a result of those wounds. Appellant took the stand in his defense and testified that Rackley was the aggressor in the altercation and that he (i.e., appellant) acted in self-defense. See Tex. Penal Code §§ 9.31(a) & 9.32(a). To help prove his claim of self-defense, appellant offered the testimony of his aunt, Brenda Turner Glen. She would have testified about a conversation that Rackley had with her a month or two before his death. The substance of the conversation was revealed during voir dire outside the presence of the jury:
GLEN: Yes, sir.
GLEN: When he made the threats, sir? DEFENSE COUNSEL: Yes. GLEN: Yes, sir. DEFENSE COUNSEL: And what did you hear?
* * * PROSECUTOR: And when was this threat made? GLEN: The threat was made in the early part of the summer. GLEN: In front of Christopher ? PROSECUTOR: Yes. GLEN: No, sir. * * *
DEFENSE COUNSEL: Same kind of threats or maybe not as seemingly serious? GLEN: A lot of boastful talking is the way I would describe it. DEFENSE COUNSEL: Okay. * * *
The jury subsequently convicted appellant of murder. The trial court assessed appellants punishment at imprisonment for sixty years. On appeal, appellant argued that the trial court had erred in excluding Glens testimony regarding Rackleys threat. The Third Court of Appeals affirmed appellants conviction, however, holding that Glens testimony was properly excluded, although for a different reason than that given by the trial court. Tate v. State, 956 S.W.2d 845 (Tex. App.-Austin 1997). In its analysis, the Court of Appeals reviewed this states case law on the admissibility of evidence of a homicide victims character in cases involving claims of self-defense. Id. at 847. Under the Dempsey line of cases, which we will review infra, specific acts of a victim were admissible to establish a defendants assertion that the victim was the aggressor. Ibid. The Court of Appeals reached the conclusion, however, that Dempsey and its progeny had been superseded by the Texas Rules of Criminal Evidence. Id. at 848. Under the rules, the Court of Appeals determined, character evidence of a victim in a homicide is admissible pursuant to Rule 404(a)(2),2 but the specific act of a threat made by the victim is generally inadmissible because, under most circumstances,3 character may only be established through reputation or opinion evidence. See Tex. R. Crim. Evid. 405(a). Since the uncommunicated threat was a specific act of the victim, evidence of it was, according to the Court of Appeals, inadmissible, and its exclusion by the trial court was not an abuse of discretion. We granted appellants petition for discretionary review to determine whether the Court of Appeals had misconstrued Rules 404 and 405. See Tex. R. App. Proc. 66.3. More specifically, the issue presented for our consideration is whether an uncommunicated threat is admissible under Rule 404(b) for purposes other than to show the victims character and his conformity therewith. In other words, was Glens testimony about Rackleys threat admissible to help demonstrate, not that Rackley acted in conformity with his character, but that he had the intent or motive to harm appellant on the night in question? Analysis In general, evidence of a persons character may not be used to prove that she behaved in a particular way at a given time.4 This rule exists despite the fact that, frequently, evidence of a persons disposition will be of obvious probative value with respect to her behavior on an occasion in issue. Goode, et al., Guide to the Texas Rules of Evidence: Civil and Criminal § 405.2 (2nd ed. 1993). This general ban on character evidence is not absolute, however. We specifically allow evidence concerning the pertinent character traits of the victim of a crime to be admitted. See Rule 404(a)(2). In this state, the general inclination favoring the admission of evidence concerning the character of a homicide victim has lengthy roots. In a line of pre-rules cases stretching back almost fifty years, we held that, in a homicide case, when there was some evidence of an act on the part of the deceased sufficient to raise an issue as to whether the defendant justifiably caused the death in self-defense, evidence of both the general reputation of the deceased for being of dangerous character, and prior specific acts of violent misconduct, was admissible. See Gutierrez v. State, 764 S.W.2d 796, 798 (Tex.Crim.App. 1989); Lowe v. State, 612 S.W.2d 579 (Tex.Crim.App. 1981); Beecham v. State, 580 S.W.2d 588 (Tex.Crim.App. 1979); Dempsey v. State, 266 S.W.2d 875 (Tex.Crim.App. 1954). These specific acts could include both actions and statements of the deceased. See Lowe v. State, 612 S.W.2d at 579. This type of evidence was admissible to show either the reasonableness of a defendants claim of apprehension of danger, or to show who was the aggressor at the time of the killing. Gutierrez v. State, 764 S.W.2d at 798; Thompson v. State, 659 S.W.2d 649, 653 (Tex.Crim.App. 1983). If the evidence was offered to show that the deceased was the aggressor, the defendant need not have had knowledge of the acts or statements at the time of the homicide. Lowe v. State, 612 S.W.2d at 581; Beecham v. State, 580 S.W.2d at 590. We agree with the Court of Appeals that if this case law were applied in the instant case, one would have to conclude that the trial court abused its discretion in excluding the evidence of the victims uncommunicated threat. We also agree that Rules 404(a) and 405(a) specifically disallow particular acts of the victim to demonstrate character. The Dempsey line of cases stands for the proposition that reputation or specific act evidence is admissible to show a victims character and demonstrate that either the defendant had a reasonable fear of the victim, or the victim was, in fact, the aggressor. However, this common law rule, as it developed, cannot be reconciled with the specific language of the relevant rules of evidence. While Rule 404(a)(2) allows the admission of evidence concerning a victims character or pertinent character traits, Rule 405(a) limits the permissible method of proof to reputation or opinion testimony.5 Proving who was the aggressor in a claim of self-defense is not dependent exclusively upon the character of the victim, however. Therefore, our analysis of this issue cannot end upon reaching this conclusion concerning character evidence. It is necessary to look at the remainder of Rule 404. If evidence is otherwise admissible, Rule 404(b) permits evidence of specific instances of crimes, wrongs, or acts to be introduced for purposes other than to show character. Such evidence is admissible if the evidence has relevance apart from its tendency to prove the character of a person in order to show that he acted in conformity therewith. Gilbert v. State, 808 S.W.2d 467, 471-72 (Tex.Crim.App. 1991). Legal scholars have referred to Rule 404(b) as an inclusionary rule in which evidence of other wrongs, crimes, or acts is allowed so long as it is not offered to prove character or propensity to act or behave in a certain fashion. Goode, et al., Guide to the Texas Rules of Evidence: Civil and Criminal § 405.2 (2nd ed. 1993). Nothing in the language of the rule would lead one to believe that it is a rule intended solely as a benefit for the State to be applied against the defendant, despite the fact the overwhelming number of cases [do] involve introduction of [extrinsic crimes, wrongs, or acts] evidence by the prosecution. Fed. R. Evid. 404, Advisory Committees Notes. Federal courts, in fact, have upheld a defendants ability to use Rule 404(b) to admit evidence for purposes other than to show character. The 5th Circuit Court of Appeals has held that a defendants right to present a vigorous defense require[s] the admission of the proffered testimony [under Fed. R. Evid. 404(b)]. U.S. v. McClure, 546 F.2d 670, 673 (5th Cir. 1977) (a systematic campaign of threats and intimidation against other persons is admissible Rule 404(b) to show lack of criminal intent on the part of defendant). A jury cannot properly convict or acquit absent the opportunity to hear proffered testimony bearing upon a theory of defense and weigh its credibility along with other evidence in the case. Ibid. Just as Rule 404(b) helped establish the defendants defense in U.S. v. McClure, Rule 404(b) helps carry out the twin aims of the Dempsey rule -- to show either the defendants reasonable apprehension, or, as in this case, that the victim was the aggressor. Appellants purpose in offering Glens testimony was not to prove Rackleys character, but rather to prove Rackleys intent or motive to cause him harm on the night in question. Thus, the evidence of this uncommunicated threat by Rackley, allegedly made only a month or two before Rackleys death, had relevance beyond its tendency to demonstrate Rackleys character. A reasonable jury could have believed this evidence shed light upon Rackleys state of mind when he arrived at appellants house on the night in question, and, as long as it was otherwise admissible, appellant possessed the right to present it for the jurys consideration. The proffered evidence tended to make the existence of a consequential fact more probable. See Rule 401. In other words, the statement by Rackley that the animosity that existed within his family may have to cause [him] to kill the little son of a bitch some day was probative of his state of mind and possibly indicated a motive or demonstration of intent behind the confrontation that evening. In sum, Glens testimony concerning Rackleys threat was probative of whether he was, in fact, the aggressor and admissible for other purposes besides demonstrating character and actions in conformity therewith. See Tex. R. Crim. Evid. 404(b). The trial court abused its discretion in excluding the evidence. We reverse the judgment of the Court of Appeals and remand this case to that court so it can conduct a harm analysis consistent with Texas Rule of Appellate Procedure 44.2. DELIVERED: DECEMBER 7, 1998 PUBLISH 1 Unless otherwise indicated, all references to rules are to those in the Texas Rules of Criminal Evidence. 2 Texas Rules of Criminal Evidence 404 & 405 read in relevant part: Rule 404
* * * 2) Character of Victim - In a criminal case and subject to Rule 412, evidence of a pertinent character trait of the victim of the crime offered by an accused. . . . * * *
Rule 405
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