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State v RossNovember 29, 2000No. 1618-99 Majority opinion by Judge Price Link to Concurring opinion by Judge Womack IN THE COURT OF CRIMINAL APPEALS OF TEXAS NO. 1618-99 STATE OF TEXAS v. RODNEY DEE ROSS, Appellee ON STATES PETITION FOR DISCRETIONARY REVIEW FROM THE FOURTEENTH COURT OF APPEALS AUSTIN COUNTY Price, J., delivered the opinion of the Court in which Meyers, Mansfield, Holland, and Johnson, JJ., joined. Womack, J., filed a concurring opinion in which Keller and Keasler, JJ., joined. McCormick, P.J., dissented. Appellee filed a motion to suppress evidence that alleged no probable cause for his arrest. At the hearing on the motion, the only witness to testify was the arresting Texas Alcoholic Beverage Commission (TABC) agent. Following the testimony, the judge granted the motion and did not file findings of fact. On appeal, the Court of Appeals found that the agents testimony, if believed, showed reasonable suspicion for the initial detention and probable cause for the eventual arrest.1 However, the Court of Appeals held that the trial court, sitting as trier of fact, was the sole judge of credibility and could disbelieve any or all of the agents testimony.2 The Court then applied the almost total deference standard of review and affirmed the trial court.3 We granted review to determine whether an appellate court may uphold a trial courts decision to suppress evidence as within its discretion, instead of de novo, because the trial court might have disbelieved some or all of the States uncontroverted evidence. Because the trial court is the sole judge of credibility of the witnesses and we will uphold a trial courts ruling on any theory of law applicable to the case, and because this involves an application of law to facts, the outcome of which turns on the credibility and demeanor of the witness, we will affirm the Court of Appeals. BACKGROUND Agent Darnell testified to the following events at the motion to suppress hearing. At approximately 12:50 a.m., on November 2, 1997, Agent Darnell and two other TABC agents finished inspecting a local bar. When they walked out the front door, Agent Darnell noticed the windows of a nearby pickup truck were fogged up. He looked inside the truck and saw two young children sleeping, without any blankets or coverings, in the front seat. Because the night was cold and someone could have broken into the truck, Agent Darnell sent another agent into the bar to find the owner of the pickup.4 When the owner of the pickup, Ross, came out, Agent Darnell noticed that he held on to things for balance and support, spoke with a thick tongue, had bloodshot eyes, and his breath smelled of alcohol. Agent Darnell asked appellee how he was going to get the children home, and Ross replied that he was going to drive them home. Agent Darnell then arrested appellee for public intoxication. Ross filed a motion to suppress all evidence surrounding his arrest due to a lack of probable cause. At the hearing on the motion, Agent Darnell was the only witness. Ross presented no evidence himself, although Agent Darnell was cross-examined. The trial court granted the motion to suppress without entering findings of fact or conclusions of law.5 The State appealed. The Court of Appeals affirmed, holding that it was within the trial courts discretion to grant the motion to suppress if the trial court did not believe any material portion of the States evidence.6 However, the Court noted an apparent conflict in precedent on the standard of review for suppression hearings. Under Guzman7 and Maestas,8 mixed questions of law and fact that do not turn on an evaluation of credibility and demeanor are reviewed de novo.9 A footnote in Maestas indicates that an issue does not turn on an evaluation of credibility and demeanor where the evidence is uncontroverted because the trial court does not have to decide which conflicting testimony deserves more weight.10 The Court of Appeals found that the States evidence was uncontroverted and showed both reasonable suspicion for appellees initial detention and probable cause for his arrest.11 Because granting the motion on the grounds that the facts simply did not add up to probable cause would be a misapplication of the law to the facts, the Court of Appeals reasoned that the trial court sustained the motion based on the credibility and demeanor of the witness.12 Since the trial court was the sole judge of credibility, it was within the discretion of the trial court to accept or reject Agent Darnells testimony and therefore within the discretion of the trial court to grant the motion to suppress.13 In its petition to this Court, the State argues that there is no indication that the trial court actually disbelieved the testimony of the Agent Darnell. As such, the appellate court should assume the trial court found the facts testified to were legally insufficient to show reasonable suspicion and probable cause. Because the evidence was sufficient to prove probable cause, the State argues that the trial court should be reversed under a de novo review. Furthermore, the State argues that if we affirm the Court of Appealss decision, we will create a way for trial courts to completely insulate their motion to suppress rulings, and thus limit the States right to appeal under article 44.01(a)(5) of the Code of Criminal Procedure. DISCUSSION In a motion to suppress hearing, the trial court is the sole trier of fact and judge of the credibility of the witnesses and the weight to be given their testimony.14 Accordingly, the judge may believe or disbelieve all or any part of a witness's testimony,15 even if that testimony is not controverted.16 This is so because it is the trial court that observes first hand the demeanor and appearance of a witness, as opposed to an appellate court which can only read an impersonal record.17 Furthermore, when the trial court fails to file findings of fact, we view the evidence in the light most favorable to the trial courts ruling and assume that the trial court made implicit findings of fact that support its ruling as long as those findings are supported by the record.18 If the trial judge's decision is correct on any theory of law applicable to the case, the decision will be sustained.19 While discussing the appropriate level of appellate review, we stated in Guzman v. State:
As we pointed out in Carmouche, the typical motion to suppress case alleging a lack of probable cause will be reviewed through a bifurcated standard of review combining the first and third categories of Guzman: we will give almost total deference to a trial courts express or implied determination of historical facts and review de novo the courts application of the law of search and seizure to those facts.21 This is because in most instances, the appellate court will have facts established by the trial court, either impliedly or expressly, to which the law may be applied.22 But, not every probable cause case will be reviewed under this bifurcated standard. In a motion to suppress hearing where the only evidence presented is the testimony of the arresting officer (which, if believed, adds up to probable cause) and the trial court grants the motion without any explanation, there is not necessarily a concrete set of facts that can be implied from such a ruling. The trial court may have disbelieved the officer on at least one material fact, or the trial court may be in a situation in which it does not know what exactly the facts are, but it does know (on the basis of demeanor, appearance, and credibility) that they are not as the witness describes. In this situation, the appellate court does not necessarily have a set of historical facts to which it may apply the law. The determination of probable cause rests entirely on the credibility of the lone witness. This scenario is a mixed question of law and fact, the resolution of which turns on an evaluation of credibility and demeanor. The proper standard of review is therefore the second category of Guzman, almost total deference to the trial ruling.23 In applying these principles to the case at bar, we will review the trial courts ruling under the almost total deference standard. As no findings of fact were filed, we must view the evidence in the light most favorable to the trial courts ruling and will uphold the ruling on any theory of law applicable to the case.24 We see two possible theories upon which the trial courts ruling may rest, either the testimony of the agent was credible, but the facts established by that testimony do not constitute probable cause (or reasonable suspicion for the initial detention); or the trial court did not find the testimony of the agent to be credible. Because we agree with the Court of Appealss conclusion that Agent Darnells testimony (if believed) added up to reasonable suspicion for the initial stop and probable cause for the eventual arrest, we will not presume that the trial court impliedly found that the facts simply did not add up to reasonable suspicion or probable cause; to do so would be to presume error. The trial court, however, was free to disbelieve all of the agents testimony. As the sole trier of fact and judge of credibility, the trial court was not compelled to believe the agents testimony, even if uncontroverted, based on credibility and demeanor. Because the evidence, if believed, would compel a denial of the motion to suppress, the record supports the second theory that the trial court did not find the agents testimony to be credible based on demeanor, appearance, and tone.25 Given the absence of any factual findings, the appellate presumption of the regularity of a trial courts judgment, and which party had the burden of proof, the trial courts implied factual findings were dispositive of the ultimate constitutional question of probable cause.26 We hold that the trial court was within its discretion in disbelieving the testimony of the agent and granting the motion to suppress. We further find that this case falls within the second category of review under Guzman and affirm the trial courts use of the almost total deference standard of review. Before addressing the States argument, we pause to address the apparent conflict as noted by the Court of Appeals concerning Maestas.27 Maestas involved a defendants motion to suppress a confession alleging a violation of the Fifth Amendment.28 The officers testimony was uncontroverted and the trial court denied the motion to suppress.29 It appears that findings of fact were not filed. We found that a de novo review was appropriate as the resolution of the issue did not turn on an evaluation of credibility and demeanor.30 In footnote eight, we said this was because the officers testimony as to what transpired was uncontroverted.31 We stated, Under different circumstances, where the police and the appellant provide conflicting testimony, resolution of this question would involve an evaluation of credibility and demeanor because the trial court would have to decide which testimony deserved more weight.32 Footnote eight is a correct statement of the law in that when faced with conflicting testimony, the trial judge will have to determine which testimony is the more credible. However, a de novo review in Maestas was appropriate because the dispositive facts were uncontroverted and there was no indication that the trial court did not believe that testimony. In other words, the trial courts ruling was consistent with the uncontroverted testimony. Because it suggests that an issue turns on credibility and demeanor only when the testimony is controverted, we expressly disavow footnote eight of Maestas.33 As former Presiding Judge Onion recently explained:
Having determined that the Court of Appealss resolution of this case was correct, we address the States arguments. The State argues that because the testimony was uncontroverted and sufficient to show probable cause, and because there is nothing in the record that indicates that the trial court actually disbelieved the testimony, reversal of the trial court through a de novo review is proper.35 We decline to do this. The theory that the trial court disbelieved the agents testimony, either in whole or in part, supports the ruling of the trial court. The State is asking us to disregard the theory that supports the trial court and adopt the theory that results in error and leads to reversal. We will not adopt a rule that presumes error when there is a viable legal theory that supports the trial courts ruling. Finally, the State argues that by not conducting a de novo review in this case, we will be limiting appeals under article 44.01(a)(5),36 and give trial courts a way to insulate their rulings on motions to suppress from review by merely not filing findings of fact. We do not accept these conclusions. Our holding does nothing to limit the States right to appeal under article 44.01(a)(5). The State is just as free to make the appeal today as it was before the decision today. If a non- prevailing party wishes to avoid the effects of these appellate presumptions, then it should attempt to get the rationale for the trial courts ruling on the record through either a verbal explanation at the hearing or express findings of fact and conclusions of law. CONCLUSION In most motion to suppress cases where probable cause is challenged, there will be historical facts found, either expressly or impliedly, to which a Guzman/Carmouche style de novo review will be applied. It is only in cases, like this one, when no findings of fact are filed, the uncontroverted testimony of the witness adds up to probable cause if believed, and the motion is nevertheless granted, will Guzmans second category of review be applied. In other words, the resolution of the issue in such cases turns completely on the credibility of the witness. The judgment of the Court of Appeals is affirmed. Delivered November 29, 2000. Publish. 1See State v. Ross, 999 S.W.2d 468, 472-73 (Tex. App.Houston [14th Dist.] 1999). 2See id. at 470. 3See id. at 474. 4Agent Darnell testified that he was concerned that the offense of endangering a child was being committed. 5The trial court gave no indication as to the basis for its ruling. The transcript merely reads, The Court grants the motion to suppress. Ct. R. at 36. 6See Ross, 999 S.W.2d at 474. 7Guzman v. State, 955 S.W.2d 85, 89 (Tex. Crim. App. 1997). 8Maestas v. State, 987 S.W.2d 59, 62 n.8 (Tex. Crim. App. 1999). 9See Guzman, 955 S.W.2d at 89. 10See Maestas, 987 S.W.2d at 62 n.8. 11See Ross, 999 S.W.2d at 471-73. 12See id. at 473-74. 13See id. 14See State v. Ballard, 987 S.W.2d 889, 891 (Tex. Crim. App. 1999). 15See Garcia v. State, 15 S.W.3d 533, 535 (Tex. Crim. App. 2000); Allridge v. State, 850 S.W.2d 471, 492 (Tex. Crim. App. 1991); Meek v. State, 790 S.W.2d 618, 620 (Tex. Crim. App. 1990). See also, State v. Fecci, 9 S.W.3d 212, 221 (Tex. App.San Antonio 1999, no pet. h.). 16See Mattias v. State, 731 S.W.2d 936, 940 (Tex. Crim. App. 1987). 17See Garcia, 15 S.W.3d at 535; Villarreal v. State, 935 S.W.2d 134, 138 (Tex. Crim. App. 1996); Romero v. State, 800 S.W.2d 539, 543 (Tex. Crim. App. 1990). 18See Carmouche v. State, 10 S.W.3d 323, 328 (Tex. Crim. App. 2000). 19See Romero, 800 S.W.2d at 543. 20955 S.W.2d 85, 89 (Tex. Crim. App. 1997). 21See Carmouche, 10 S.W.3d at 327; Guzman, 955 S.W.2d 88 n.3 & 90-91. 22For example, even if there is only the testimony of the officer, which adds up to probable cause if believed, and the trial court denies the motion without express findings of fact, there will be two implied fact findings: the officers testimony was credible and the facts are as the officer testified. See e.g., Guzman, 955 S.W.2d at 88 n.3 & 90-91. 23See Loserth v. State, 963 S.W.2d 770, 772-73 (Tex. Crim. App. 1998); Guzman, 955 S.W.2d at 89 (Our decision is also meant to reaffirm the longstanding rule that appellate courts should show almost total deference to a trial courts findings of fact, especially when those findings are based on an evaluation of credibility and demeanor . . .). 24See Romero, 800 S.W.2d at 542. 25We reiterate that the nature of demeanor and credibility is not such that it would readily appear in the record. Demeanor and credibility assessments are based in large part on visual and audio observations and are not usually found in the record. A presence or absence of contradiction or inconsistency in the record is not therefore dispositive. 26Villarreal v. State, 935 S.W.2d 134, 140 (Tex. Crim. App. 1996). 27987 S.W.2d 59 (Tex. Crim. App. 1999). 28See id. at 61. 29See id. at 61 & 62 n.8. 30See id. at 62. 31See id. at 62 n.8. 32Id. In its entirety, the footnote reads:
33We note that in Oles v. State, 993 S.W.2d 103, 106 (Tex. Crim. App. 1999), we stated that the instant case presents us with a question of law based on undisputed facts, thus we apply a de novo review. Oles involved a motion to suppress test results from clothing. The defendant was lawfully arrested but his clothing was tested for an unrelated crime and there was no visible evidence on the clothing that would link the defendant to the second crime. The trial court denied the motion. The testimony was uncontroverted and the trial courts ruling was not contrary to the testimony. Oles simply did not state the implied premise that the trial court found the testimony to be credible. Because the trial court found the testimony credible, it made its decision based on the facts testified to. As this gave the appellate court a concrete set of facts, through the presumption that arises when no findings of fact are filed, the appellate court could do a de novo review. 34State v. Fecci, 9 S.W3d 212, 222 (Tex. App.San Antonio 1999, no pet. h.) 35States Brief on the Merits at 5 (The Court of Appeals should therefore have assumed that the trial court believed the States evidence, conducted a de novo review, and held that the trial courts granting of Rosss motion to suppress could only have resulted from misapplying the law to the facts. ). 36Tex. Code Crim. Proc. Ann. art. 44.01(a)(5) (Vernon 2000). This information is made available as a free public service for your personal, non-commercial use. While every effort has been made to provide accurate material at this site, it is provided "as is" and no representations are made that it is free of mistakes or inaccuracies. This file was derived from the text posted on the web site of the Texas Court of Criminal Appeals, by the automatic operation of conversion software, and may contain errors. Baker's Legal Pages are a public service of Freelance Enterprises, Inc.
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