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Rogers v StateMay 21, 2003No. 1412-01 IN THE COURT OF CRIMINAL APPEALS OF TEXAS NO. 1412-01 BOBBY RAY ROGERS, Appellant v. THE STATE OF TEXAS ON STATES PETITION FOR DISCRETIONARY REVIEW FROM THE FIFTH COURT OF APPEALS DALLAS COUNTY Cochran, J., delivered the unanimous opinion of the Court. O P I N I O N A jury convicted Bobby Ray Rogers of murdering his estranged wife and sentenced him to life in prison. On appeal, the court of appeals reversed appellants conviction and remanded his case for a new trial.1 We granted the States petition for discretionary review to determine:1) whether the court of appeals correctly held that appellants trial request for an accident instruction was equivalent to a request for a jury instruction on voluntary conduct; and if so, 2) whether the court of appeals was then correct to apply the Almanza2 some harm standard of review.3 We find that: 1) the defensive theories contemplated by the terms accident and involuntary act are not the same; 2) the trial judge could not be expected to divine that counsel actually wanted an instruction on voluntary conduct when he requested an accident instruction; and, therefore, 3) the court of appeals incorrectly applied the Almanza some harm standard of review. Accordingly, we reverse the court of appeals and remand the case for further proceedings. I. Appellant and his estranged wife, Debra Rogers, had a rocky relationship. Approximately a year before Debras death, the couple separated, and appellant stayed with his sister, while Debra moved in with her mother. Although they were living apart, appellant and his wife continued to see each other regularly. They often argued when they were together. Appellant testified and admitted that he shot his wife, but stated that the shooting was an accident that happened during a struggle over the gun. Appellant testified that Debra called him that afternoon, saying that she was depressed and wanted to talk to him. Debra picked appellant up, they stopped to buy beer and a few groceries, and they ended up at Debras mothers house around 3 p.m. Appellant made dinner for the three of them. Afterwards, appellant and Debra went to her room to watch television. Debra watched from her bed, while appellant lay on a pallet on the floor. The couple began to argue over appellants relationship with his first wife. Debra accused him of renewing that relationship, which appellant denied. Appellant testified that he asked Debra to take him home and he went outside, but Debra did not follow. After smoking a cigarette, Appellant returned to the bedroom where Debra was still sitting on her bed. Appellant lay down again on the pallet and they both fell asleep for a little while. After they woke up, they began to argue again. According to appellant, Debra reached under the foot of the bed for her gun, saying that she was going to pop him. Appellant stated that Debra reached for the gun and I reached for it and got it and she grabbed my arm and it went off. When asked by defense counsel: Q. Did you mean to kill [your wife]?The prosecutor then cross-examined appellant: After seeing that Debra had been shot in the forehead, appellant called 911 to say that someone had been shot, then he put the gun in his pocket and drove off in Debras car. He soon stopped, went up to a neighbors house and told them I just shot my wife. He then went to another friends house, told him he had shot his wife, wanted to leave town, and asked the friend to hide Debras gun for him. When the friend refused to hide the gun, appellant dumped it in the trash behind the friends mobile home. Appellant then drove 150 miles to his brothers home and told his brother that he had shot Debra. He did not tell any of these people that the shooting was an accident. In rebuttal, the State called Deputy David Utsey, to whom appellant had later surrendered himself in Freestone County and to whom he had given a written statement. That statement included the following:
Immediately after Deputy Utseys testimony, both sides rested, and the trial judge asked defense counsel whether she had any objections to the charge. Defense counsel replied: Counsel: We have no objection. We will ask for an instruction on accident and we will ask for reasonable doubt on the extraneous offenses.On appeal, appellant contended that the trial court erred in denying his request for a jury instruction on the defense of voluntariness or accident. In a parenthetical, counsel argued that
The court of appeals stated that:
The court of appeals then concluded that appellants testimony raise[d] the issue of whether appellant voluntarily shot Debra or whether Debras own conduct precipitated the incident and that the trial court erred in not giving the requested jury instruction.7 Finding that appellant had timely objected to the charge error, the court of appeals then conducted a harm analysis under Almanzas some harm standard:8
Using this standard, the court of appeals sustained appellants point of error, reversed his murder conviction, and remanded the case for a new trial. II. The States argument in this Court breaks down into multiple parts:
We consider the States contentions in that order. A. A request for an accident instruction is not the equivalent of a request for an instruction concerning a voluntary act. The first issue, whether the absence of any voluntary conduct and the claim of accident are interchangeable, arises from a 1975 change in the Texas Penal Code. The former penal code provided for a defense of accident,11 which was properly applied in cases in which the defendant alleged that his act was not intentional.12 In Williams v. State, this Court explained that, regarding this former defense,
Thus, under the former penal code, intentional could refer to either the conscious physical commission of the bad act (the actus reus) or the mental state (the mens rea) with which the defendant committed that act. Conduct could therefore be described as accidental when the defendant claimed not to have committed any voluntary act which resulted in the harm,14 or when the defendant performed volitional acts, but argued that he acted without intent to cause the harm or result.15 Under the current penal code, however, there is no defense of accident.16 Now, the no-voluntary-conduct aspect of that former defense is addressed by Penal Code Section 6.01(a), which provides that a person commits an offense only if he voluntarily engages in conduct.17 Section 6.02(a), in turn, addresses the claim that the defendant lacked the required mental state.18 In Williams, this Court expressly recommended that practitioners not use the term accident:
Our present Section 6.01(a) was modeled after the corresponding Model Penal Code provision20 and its commentary distinguishes voluntary conduct from accidental or unintended results. Voluntary conduct focuses upon conduct that is within the control of the actor. There is sufficient difference between ordinary, human activity and a reflex or a convulsion to make it desirable that they be distinguished for purposes of criminal responsibility by a term like voluntary.21 Thus, before criminal responsibility may be imposed, the actors conduct must include[] either a voluntary act or an omission when the defendant was capable of action.22 The operative word under Section 6.01(a), for present purposes, is include. Both the Model Penal Code comments and the Practice Commentary to the 1974 Texas Penal Code stress that the voluntary act requirement does not necessarily go to the ultimate act (e.g., pulling the trigger), but only that criminal responsibility for the harm must include an act that is voluntary (e.g., pulling the gun, pointing the gun, or cocking the hammer).23 This Court has repeatedly discussed the meaning of accident and voluntary conduct to distinguish the two defensive theories.24 For example, in Adanandus v. State, we stated that:
Voluntariness, within the meaning of Section 6.01(a), refers only to ones own physical body movements.26 If those physical movements are the nonvolitional result of someone elses act, are set in motion by some independent non-human force, are caused by a physical reflex or convulsion, or are the product of unconsciousness, hypnosis or other nonvolitional impetus, that movement is not voluntary.27 The word accident, however, is a word of many meanings which covers a wide spectrum of possibilities. It generally means a happening that is not expected, foreseen, or intended.28 Its synonyms include chance, mishap, mischance, and misfortune.29 It includes, but certainly is not limited to, unintended bodily movements. But at least since this Courts decision in Williams, the word accident has not been used to refer to an involuntary act under Section 6.01(a). Thus, for purposes of section 6.01(a), an accident is not the same as, and should not be treated as the equivalent of, the absence of any voluntary act.30 The court of appeals apparently accepted, at face value, appellants contention that a claim of accident and a claim of no voluntary conduct are the same.31 We again reject this view and hold that the word voluntary does not refer to the same defensive theory as the word accident and that therefore, the court of appeals erred when it implicitly equated the two. B. Appellants request for an accident instruction was insufficient to alert the trial judge that he wanted an instruction on voluntary act. We agree with the States second contention, that even if appellant subjectively intended to ask for an instruction on voluntary conduct, the mere request for an instruction on accident, without more, was not sufficient to alert the trial judge that he wanted an instruction on voluntary conduct.32 In the context of all the evidence at trial, we find that appellants request was fatally ambiguous. A defendant is entitled, upon a timely request, to an instruction on any defensive issue raised by the evidence, provided that: 1) the defendant timely requests an instruction on that specific theory; and 2) the evidence raises that issue.33 To preserve possible error for appellate review, the defendant must sufficiently identify the defensive theory for which he seeks an instruction.34 But a request for an instruction on accident is no request at all.35 As discussed above, there is no longer any such defensive accident theory which requires a jury instruction. Here, not only did appellant fail to articulate exactly what he wanted, but when the trial court denied his accident request, he did not explain, object or otherwise clarify his request. It is not at all evident from the record that the trial judge understood that appellant really wanted an instruction on voluntary conduct. In fact, the record suggests that the trial judge reasonably assumed that appellant wanted an instruction on the lack of the required intent. Immediately before the State began its cross examination of appellant, the trial judge ruled that the State could offer extraneous offense evidence to rebut the defensive theory of self-defense and to rebut the defensive theory of accident (i.e., lack of intent to harm). Moreover, the evidence at trial was not such that it necessarily would have put the trial judge on notice that appellant wanted an instruction on voluntary conduct. A statement that a defendant did not intend to pull the trigger cannot be plucked out of the record and examined in a vacuum.36 If appellant wanted jury instructions on what are generally inconsistent defensive theories,37 then it was incumbent upon him to tell the trial court exactly he wanted. A defendants testimony alone may be sufficient to raise a defensive theory,38 but appellants testimony did not unambiguously develop the theory that he was the passive instrument of anothers act, i.e., that, somehow, his finger had been made to exert the requisite fourteen-and-a-half to sixteen pounds of force to squeeze the trigger and fire the gun.39 Given the fatal ambiguity of appellants request for an accident instruction and absent any attempt by counsel to clarify the issue for the trial judge, we cannot find that the trial judge erred in denying appellants request. Because we find that appellant did not request any jury charge instruction on voluntary conduct under Penal Code Section 6.01, the court of appeals erred in applying the Almanza some harm standard of review. We therefore reverse the court of appeals and remand the case for further proceedings consistent with this opinion. Cochran, J. Delivered: May 21, 2003 Publish 1 State v. Rogers, No. 05-00-00726-CR (Tex. App. Dallas May 31, 2001)(not designated for publication). 2 Almanza v. State, 686 S.W.2d 157 (Tex. Crim. App. 1984). 3 This Court granted review on the following grounds:
4 Before the prosecutor began her cross-examination of appellant, the trial court ruled, outside the jurys hearing: the Court will allow the State to ask the defendant about the aggravated assault conviction in 1984 to rebut the defensive theory of self-defense and to rebut the defensive theory of accident. The Court will allow the State to go into the facts of that conviction based upon the representations that the State has made as to what those facts are, that the complainant in that case was the defendants first wife and the similarity of that offense to this offense even though the Court has been apprised that the weapon was a knife and not a gun. (emphasis added). Appellant then testified to that incident, admitting that he had gone to his first wifes home, kicked in the door, got into a fight with her, grabbed a steak knife from the living room table, stabbed her wife in the shoulder and right hand, and then broke a bottle over her head. He was sentenced to three years in prison for this aggravated assault. The fact that appellant had assaulted and stabbed his first wife during a fight in the same manner that the State alleged appellant shot his second wife during a fight was probative of his assaultive intent to harm Debra and tended to disprove his contention that the charged offense was the result of an unintentional shooting. It would not be probative, however, to prove the commission of a voluntary act in this case unless appellant asserted that, in the prior case, as well as the present one, it was his wife who had bumped, grabbed, or otherwise performed the act that lead to her own injury. The trial judge admitted this evidence to demonstrate appellants mental intent, rather than the commission of a voluntary act. Appellant certainly never objected or argued that the extraneous offense was inadmissible because he was claiming an involuntary act rather than an unintentional shooting. As noted by Texas commentators, the admission of such [extraneous offense] evidence may be justified as showing the absence of mistake or accident, [but] it is, in fact, being used to prove that the defendant acted with the state of mind required by the offense of which she is accused. Steven Goode, Olin Guy Wellborn III, M. Michael Sharlot, Guide to the Texas Rules of Evidence: Civil and Criminal, § 404.6.3, at 173-74 (Tex. Prac. 2d ed. 1993). See, e.g., Johnson v. State 963 S.W.2d 140, 144 (Tex. App. Texarkana 1998, pet. refd) (upholding admission of extraneous offense committed by aggravated assault defendant; [w]hen the accused claims self-defense or accident, the State, in order to show the accuseds intent, may introduce evidence of other violent acts where the defendant was an aggressor); Robinson v. State, 844 S.W.2d 925, 929 (Tex. App. Houston [1st Dist.] 1992, no pet.) (same). 5 Firearms examiner Travis Spinder had earlier testified that he conducted a trigger pull force test on Debras revolver. He explained that trigger pull force refers to the force required to pull the trigger, release it, and fire a cartridge. He stated that it would take four-and-a-half pounds of force to fire the revolver in single action mode (i.e., if the hammer were already cocked), but that it would take fourteen-and-a-half to sixteen pounds to fire the revolver in double action mode (i.e., if the hammer were not already cocked). Spinder agreed that if someone picked up that .22 caliber revolver and the hammer was not cocked, it would take at least fourteen and a half to sixteen pounds of force to fire it. 6 State v. Rogers, No. 05-00-00726-CR, slip op. at 4-5 (Tex. App. Dallas May 31, 2001)(not designated for publication). 7 Id. at 4-5. We note that the court of appeals did not address whether the term accident is the equivalent of the term involuntary. It appears that the court of appeals believed that the two terms mean the same thing. 8 Id. See Almanza, 686 S.W.2d at 171 (reversal required when defendant timely objects to jury charge error and the error is calculated to injure [his] rights). 9 The court of appeals language here is ambiguous. The phrase found appellant did not shoot his wife voluntarily, implies that the court of appeals was itself using the term voluntarily to mean without a culpable intent. If Section 6.01(a) is the issue, the jury would have to find that appellant did not commit any voluntary act to pull the trigger on the gun. 10 The States first ground for review read:
We did not grant this ground for review; thus we express no opinion on its merits. 11 Former article 39 stated that:
Tex. Penal Code art. 39 (Vernons 1925). The Legislature repealed this article when it enacted the present penal code. 1973 Tex. Gen. L. ch. 339, sec. 3. 12 Williams v. State, 630 S.W.2d 640, 644 (Tex. Crim. App. 1982). 13 Id. (citations omitted). 14 Examples of non-volitional acts are listed in Model Penal Code § 2.01 (Requirement of Voluntary Act; Omission as Basis of Liability; Possession as an Act). They include, for example, a reflex or convulsion, a bodily movement during unconsciousness or sleep, conduct during hypnosis or resulting from hypnotic suggestion, or a bodily movement that otherwise is not a product of the effort or determination of the actor, either conscious or habitual. Id. § 2.01(2)(a)-(d). As the Model Penal Code comments explain:
Id. at 214-15. 15 See, e.g., Becks v. State, 158 Tex. Crim. 204, 207, 254 S.W.2d 396, 398 (1953) ([m]urder is the voluntary or intentional killing of a person without justification or excuse ... The word voluntarily carries with it the intention to commit the offense charged). 16 Williams, 630 S.W.2d at 644. 17 Tex. Penal Code § 6.01(a) provides: A person commits an offense only if he voluntarily engages in conduct, including an act, an omission, or possession.18 Tex. Penal Code § 6.02(a) provides: [A] person does not commit an offense unless he intentionally, knowingly, recklessly, or with criminal negligence engages in conduct as the definition of the offense requires.19 Williams, 630 S.W.2d at 644. 20 See Alfred E. Brown v. State, 955 S.W.2d 276, 284 (Tex. Crim. App. 1997) (A.E. Brown) (Price, J., joined by McCormick, P.J., Keller & Mansfield, JJ., dissenting). 21 Model Penal Code §2.01, comment at 215. 22 Id. at 216. 23 Id. at 217. 24 See A. E. Brown, 955 S.W.2d at 280; McFarland v. State, 928 S.W.2d 482, 513 (Tex. Crim. App. 1996); Alford v. State, 866 S.W.2d 619, 624 (Tex. Crim. App. 1993); Adanandus v. State, 866 S.W.2d 210, 230 (Tex. Crim. App. 1993). 25 866 S.W.2d at 230 (citations omitted). 26 See Rashann Maurice Brown v. State, 89 S.W.3d 630, 633 (Tex. Crim. App. 2002) (the issue of the voluntariness of ones conduct, or bodily movements, is separate from the issue of ones mental state). 27 See Tex. Penal Code § 6.01, Practice Commentary (stating that 1970 proposed code contained a definition of voluntary act to exclude from criminal responsibility involuntary and unconscious action such as convulsion, reflex, and coma, and noting that this definition a bodily movement performed consciously as a result of effort or determination was deleted from enacted code, but concluding that the willed act requirement remains, probably as an element of due process). 28 Websters New World Dictionary 8 (2d college ed. 1996). 29 Rogets II: The New Thesaurus 11 (3d ed. 1995). 30 See A. E. Brown v. State, 955 S.W.2d at 280; McFarland v. State, 928 S.W.2d at 513; Alford v. State, 866 S.W.2d at 624; Adanandus v. State, 866 S.W.2d at 230. As Professor Kadish explains, When a person claims the involuntary-act defense he is conceding that his own body made the motion but denies responsibility for it. Sanford H. Kadish, Excusing Crime, 75 Cal. L. Rev. 257, 259 (1987). As one commentator observes, Professor Kadishs point can be seen if one considers the difference in meaning of the following two sentences: (1) I raised my arm; and (2) My arm came up. Both statements suggest that a bodily movement has occurred. Yet, the difference in language expresses our intuitive understanding of the difference between a voluntary act (as described in the first sentence) and an involuntary one (the second sentence).Joshua Dressler, Understanding Criminal Law § 9.02[C] at 72 (2d ed. 1995). In the first, the actor consciously performed a volitional act. In the second, the actor performed no conscious or volitional conductthe arm may have come up because someone else moved it; it jerked upward as a reflex reaction when someone hit the elbow; the actor moved his arm while asleep or unconscious; or, more esoterically, the arm moved as a result of hypnotic suggestion or some other non-conscious, non-volitional physical impetus. 31 This is not the first time in which courts have confused these disparate concepts. See George v. State, 681 S.W.2d 43, 43 (Tex. Crim. App. 1984). Summarizing the court of appeals disposition of that case, Judge Clinton observed that the court of appeals:
Id. There, as here, the apple of an accident is not the orange of involuntary conduct. 32 We assume, for the sake of argument, that appellant subjectively intended, as he now claims, to ask for an instruction on voluntary conduct under Section 6.01(a). 33 Mendoza v. State, 88 S.W.3d 236, 239 (Tex. Crim. App. 2002); Granger v. State, 3 S.W.3d 36, 38 (Tex. Crim. App. 1999); Hamel v. State, 916 S.W.2d 491, 493 (Tex. Crim. App. 1996). 34 The request for a particular instruction need not be perfect. Williams v. State, 630 S.W.2d 640, 643 (Tex. Crim. App. 1982)(Although a specially requested charge may be defective, it still may serve to call the courts attention to the need to charge on a defensive issue); Austin v. State, 541 S.W.2d 162, 166 (Tex. Crim. App. 1976). However, the request must be adequate to give the trial judge, in the midst of trial, a clear understanding of the particular subject of the instruction. 35 Numerous courts of appeals have held that a request for an instruction on accident is not a request for an instruction on voluntary conduct. See, e.g., Kimbrough v. State, 959 S.W.2d 634, 639 (Tex. App. Houston [1st Dist.] 1995, pet. refd); Molitor v. State, 827 S.W.2d 512, 522 (Tex. App. Austin 1992), pet. dismd, 862 S.W.2d 615 (Tex. Crim. App. 1993); Harvey v. State, 821 S.W.2d 389, 390-91 (Tex. App. Houston [14th Dist.] 1991, pet. refd); Richardson v. State, 816 S.W.2d 849, 851 (Tex. App. Fort Worth 1991, no pet.); Graf v. State, 807 S.W.2d 762, 767 (Tex. App. Waco 1990, pet. refd). 36 See Godsey v. State, 719 S.W.2d 578, 584 (Tex. Crim. App. 1986). 37 The assertion that one acted in self-defense ( i.e., I intentionally and knowingly caused the victims death because he was about to use deadly force on me) is generally inconsistent with an assertion that one did not act voluntarily (i.e., I did not consciously perform any act that led to the victims death). 38Williams, 630 S.W.2d at 643; Warren v. State, 565 S.W.2d 931, 933-34 (Tex. Crim. App. 1978). 39 See note 5 supra. This information is made available as a free public service for your personal, non-commercial use. While every effort has been made to provide accurate material at this site, it is provided "as is" and no representations are made that it is free of mistakes or inaccuracies. This file was derived from the text posted on the web site of the Texas Court of Criminal Appeals, by the automatic operation of conversion software, and may contain errors. Baker's Legal Pages are a public service of Freelance Enterprises, Inc.
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