© 1999 Lang Baker
State v Terrazas4 S.W.3d 720September 15, 1999 No. 1191-98 Majority opinion by Presiding Judge McCormick Links to other opinions in this case: Dissenting opinion by Judge Price Dissenting opinion by Judge Womack IN THE COURT OF CRIMINAL APPEALS OF TEXAS NO. 1191-98 THE STATE OF TEXAS v. GABRIELA TERRAZAS, Appellee ON APPELLEES PETITION FOR DISCRETIONARY REVIEW FROM THE EIGHTH COURT OF APPEALS EL PASO COUNTY McCormick, P.J., delivered the opinion of the Court in which Mansfield, Keller, Holland and Keasler, JJ, joined; Price, J., filed a dissenting opinion joined by Meyers and Johnson, JJ.; Womack, J., filed a dissenting opinion in which Johnson, J., joined. O P I N I O N Appellee was indicted for tampering with a governmental record by making false entries in an application for government benefits. After a hearing, the trial court entered an order suppressing appellees statement taken by Oscar Rodriguez, an investigator for the Texas Department of Human Services, because the statement was involuntarily made. The State appealed the order. The Court of Appeals reversed and remanded the cause for trial, holding there was no reasonable view of the record that supported the trial courts granting of the motion to suppress. State v. Terrazas, 970 S.W.2d 157 (Tex. App.El Paso 1998). We granted appellees ground for review in which she argues that the Court of Appeals failed to afford proper deference to the trial courts credibility determinations. Rodriguez testified at the hearing on the motion to suppress. According to Rodriguez, appellees ex-husband informed the Department of Human Services that their children were living with him for nine months in 1993. Rodriguez investigated the complaint and contacted appellee in January 1995. Rodriguez told her that he was reviewing her Aid to Families with Dependent Children case and food stamp case and that she needed to come to his office to clear up some problems. At the office, Rodriguez advised her that there were allegations about the custody of her children and where her children had been residing. He testified that he advised her of her rights. Rodriguez informed appellee that he had information that her children were not living with her and she was receiving government benefits, which was a violation of policy. Rodriguez testified as follows:
Rodriguez testified that benefit recipients must report changes in circumstances within ten days, such as the fact that children are not residing in the home. He said that appellee was being prosecuted for failing to report the fact that her children were not residing with her. On cross-examination by the prosecuting attorney, Rodriguez testified that he did not promise appellee anything in return for the statement, he did not threaten her, and she had the opportunity to read the statement and make changes. Appellees statement included the following:
Rodriguez testified that appellee provided that information, wrote the statement, and signed it. The trial court asked Rodriguez about what happened:
The prosecuting attorney continued the cross-examination:
At the end of the hearing, the judge stated he was suppressing appellees written statement because it was involuntary. After setting out the law regarding voluntariness of statements, the Court of Appeals stated:
Substantive constitutional law prohibits the government from using an involuntary confession against an accused with the test for voluntariness being whether the confession is the product of an essentially free and unconstrained choice by its maker. Schnecklock v. Bustamante, 412 U.S. 218, 225, 93 S.Ct. 2041, 36 L.Ed.2d 854 (1973); Alvarado v. State, 912 S.W.2d 199, 211 (Tex.Cr.App. 1995) (statement is involuntary only if there was official, coercive conduct of such a nature that any statement obtained thereby was unlikely to have been the product of an essentially free and unconstrained choice by its maker). Whether the confession is true or false is irrelevant to a voluntariness determination because it is the methods used to extract an involuntary confession that offend constitutional principles. See Lego v. Twomey, 404 U.S. 477, 92 S.Ct. 619, 624 fn 12, 625 fn 13, 30 L.Ed.2d 618 (1972). Our current statutory law set out in Article 38.22, Section 6, V.A.C.C.P., for litigating pretrial the voluntariness of a confession can be traced back to the United States Supreme Courts decision in Jackson v. Denno, 378 U.S. 368, 84 S.Ct. 1774, 1780-88, 12 L.Ed.2d 908 (1964). Jackson invalidated on Fourteenth Amendment due process grounds the New York rule for litigating the voluntariness of a confession. See Jackson, 84 S.Ct. at 1777-91; State v. Ibarra, 953 S.W.2d 242, 252-53 (Tex.Cr.App. 1997) (McCormick, P.J., dissenting). Texas apparently followed the New York rule which authorized a trial court to suppress a confession on voluntariness grounds only if the undisputed facts showed its involuntariness; otherwise, usually when disputed fact issues on the voluntariness question existed, a trial court had no discretion but to submit the voluntariness question to the jury. Jackson, 84 S.Ct. at 1780-88; Lego, 92 S.Ct. at 622-23; Ibarra, 953 S.W.2d at 252 (McCormick, P.J., dissenting) (New York rule provided that if there existed a factual dispute on the voluntariness of a confession, trial court had no discretion but to submit the issue to the jury); see also Prince v. State, 231 S.W.2d 419, 420 (Tex.Cr.App. 1950) (trial court could suppress confession only if undisputed facts in criminal case show that confession was not and could not have been voluntarily made). The rationale of Jackson was that juries could not be trusted to decide voluntariness questions fairly and accurately. See Jackson, 84 S.Ct. at 1777-91; Ibarra, 953 S.W.2d at 252 (McCormick, P.J., dissenting). Soon after the Supreme Court decided Jackson, this Court decided Lopez v. State in which the Supreme Court had granted certiorari and then remanded to this Court in light of Jackson. Lopez v. State, 384 S.W.2d 345, 347 (Tex.Cr.App. 1964). In Lopez this Court set out court-made procedures consistent with Jackson for litigating the voluntariness of a confession. Lopez, 384 S.W.2d at 348-49. These procedures empowered a trial court to suppress a confession without submitting the issue to the jury when the evidence present[ed] a fair question as to its voluntariness, as where certain facts bearing on the issue are in dispute or where reasonable men could differ over the inference to be drawn from undisputed facts. Lopez, 384 S.W.2d at 349 (Woodley, P.J., concurring); Note: Procedure-Defendant Entitled To Hearing On Voluntariness Of Confession Before It Goes To the Jury, 43 Tex.L.Rev. 396, 396-99 (1965). In response to Jackson and Lopez our Legislature enacted what is now Article 38.22, Section 6,1 which sets out the procedures for litigating voluntariness claims in all cases[2] where a question is raised as to the voluntariness of a statement of an accused. See Ibarra, 953 S.W.2d at 252-53 (McCormick, P.J., dissenting). The typical scenario for litigating voluntariness questions usually involves a defendant presenting evidence3 that the police used unconstitutional methods to obtain a confession with the prosecution controverting this evidence with evidence that the police used constitutional methods to obtain the confession. See, e.g., Alvarado, 912 S.W.2d at 210-211 (defendant testified pretrial that police coerced his confession which the police denied); Lego, 92 S.Ct. at 628 (Brennan, J., dissenting) (typical case normally presents factfinder with conflicting testimony from the defendant and law enforcement officers about what occurred during the officers interrogation of the defendant). When a defendant presents evidence raising a voluntariness question, the prosecution must controvert that evidence and prove voluntariness by a preponderance of the evidence. See Alvarado, 912 S.W.2d at 211; Muniz v. State, 851 S.W.2d 251, 252 (Tex.Cr.App.), cert. denied, 114 S.Ct. 116 (1993) (prosecution need not rebut defendants assertions but only controvert them). However, the prosecution is not put to this burden unless a defendant presents evidence that raises a voluntariness question. See Article 38.22, Section 6, (not applicable unless a question is raised as to the voluntariness of a statement); Romero v. State, 800 S.W.2d 539, 544 fn 7 (Tex.Cr.App. 1990) (voluntariness must be put in issue by facts before it is an issue); Dunn v. State, 721 S.W.2d 325, 336 (Tex.Cr.App. 1986); compare Article 38.22, Section 7, V.A.C.C.P., (trial court not required to submit voluntariness question to jury unless issue is raised by the evidence). Since appellee won in the trial court and the trial court made no express or written fact findings, then the Court of Appeals was required to imply all necessary fact findings that would support the trial courts ruling. And the Court of Appeals was required to defer to these implied fact findings that the record supports especially when these findings are based on an evaluation of credibility and demeanor. See Guzman v. State, 955 S.W.2d 85, 89 (Tex.Cr.App. 1997). In other words, since appellee won in the trial court, the evidence must be viewed in the light most favorable to the trial courts ruling that appellees statement is involuntary. Appellee apparently argues the Court of Appeals misapplied this standard of review by engaging in an improper review of the facts.4 Appellee claims portions of Rodriguez testimony support a finding that Rodriguez told appellee what had to be or what to put in her statement. Appellee also claims the Court of Appeals was required to disregard any other portions of Rodriguez testimony that contradicted this implied finding. And, we agree. Although we do not read the Court of Appeals opinion as disregarding this implied finding, the Court of Appeals apparently relied on other portions of Rodriguez testimony to the effect that appellee agreed at the time that these contentions were true. Terrazas, 970 S.W.2d at 162. However, as a matter of substantive constitutional law, the Court of Appeals erred to rely on this testimony in deciding the voluntariness question because this testimony is irrelevant to a voluntariness determination. See Lego, 92 S.Ct. At 624 fn 11 (truth or falsity of statement irrelevant to voluntariness determination). Based on the foregoing, the essential implied fact finding to which we must defer is that Rodriguez told appellee what had to be in her statement. However, since the ultimate resolution of the voluntariness question does not turn on this implied fact finding, we may review de novo the trial courts and the Court of Appeals legal ruling on the voluntariness question. See Guzman, 955 S.W.2d at 89 (intermediate appellate courts and this Court may review de novo mixed questions of law and fact the ultimate resolution of which does not turn on an evaluation of credibility or demeanor).5 Relying on this Courts decision in Cruz v. State, appellee argues the implied fact finding that Rodriguez told her what had to be in her statement provides a sufficient basis to support the trial courts legal ruling that appellee did not provide a voluntary statement because this statement was really Rodriguez statement and not hers. See Cruz v. State, 586 S.W.2d 861 (Tex.Cr.App. 1979). We disagree. In Cruz this Court noted the facts and circumstances were unique which the Court trusted would never again be presented. Cruz, 586 S.W.2d at 862-65. In Cruz the defendants lawyer concocted a scheme to render a voluntary statement inadmissible. Id. When this lawyer learned the defendant was a suspect in a murder case, this lawyer prepared a statement inculpating the defendant. Id. The lawyer then had the defendant sign the statement without reading it. Id. When the lawyer and the defendant went to the police station, a detective wanted to take the defendants statement. Id. The lawyer indicated that would be unnecessary and gave the detective the statement. Id. When the detective began reading the defendant his rights, the lawyer interrupted and said the defendant already knew his rights. Id. The defendant then signed the statement again without reading it. Id. The defendant later moved to suppress the statement. Id. The defendants lawyer testified his three-fold purpose was to render the statement inadmissible by having the defendant sign it without reading it, by deliberately failing to read the defendant his rights, and by making the statement his own version of what the defendant told him. Id. The trial court ruled the statement admissible. Id. However, on direct appeal this Court decided as a matter of state law that a proper predicate had not been laid for the admission of the statement primarily because the statement was not made by the accused. Id. This case clearly is not like Cruz. Even though Rodriguez told appellee what had to be in her statement, the statement nevertheless was made by appellee. There is no evidence to support a finding that Rodriguez prepared a statement which he had appellee sign without reading it. See Guzman, 955 S.W.2d at 89 (appellate courts should defer to fact findings that the record supports). More important Cruz did not decide the defendants statement in that case was involuntary6 which is the claim appellee makes in this case. We decline to extend Cruz beyond the unique facts and circumstances of that case. Viewing the evidence in the light most favorable to the trial courts ruling, we decide the Court of Appeals correctly decided the trial courts legal ruling on the voluntariness question was erroneous. Rodriguez telling appellee in a noncustodial setting what had to be in her statement is not the type of practice that has been held to be inherently coercive as to make a statement involuntary. See, e.g., Michigan v. Tucker, 417 U.S. 433, 94 S.Ct. 2357, 2360-65, 41 L.Ed.2d 182 (1974) (no one could contend the interrogation faced by the defendant bore any resemblance to the historical practices at which the right against compulsory self- incrimination was aimed, a recurrence of the Inquisition and the Star Chamber, even if not in their stark brutality); Davis v. North Carolina, 384 U.S. 737, 86 S.Ct. 1761, 1770, L.Ed.2d (1966) (defendants will overborne by sustained pressures upon him such as repeated interrogations over sixteen days without being advised of rights and without being allowed to see anyone or make telephone calls); Note: Evidence-Criminal Law-Constitutional Law-Due Process-Confessions- Judge and Jury-Determination of Preliminary Fact of Voluntariness of Confession, 3 Baylor L.Rev. 561, 563-65 (1951) (inherently coercive practices are: subjection to persistent and protracted questioning, threats of mob violence, unlawful detention incommunicado without advice of counsel or friends, and taking at night to lonely and isolated places for questioning). Finally, appellee also appears to argue the trial courts ruling suppressing her statement should be upheld because the trial court was not required to believe any of Rodriguez testimony. Appellee seems to claim the prosecution with the burden to prove voluntariness by a preponderance of the evidence carried the risk of nonpersuasion on the voluntariness question in the event the trial court did not believe any of Rodriguez testimony. We agree that the trial court did not have to believe any of Rodriguez testimony. See Guzman, 955 S.W.2d at 89. However, this does not require suppression of appellees statement. The prosecution is not put to its burden to prove voluntariness by a preponderance of the evidence until a defendant presents some evidence raising a question of voluntariness. See Article 38.22, Section 6; Romero, 800 S.W.2d at 544 fn 7; Dunn, 721 S.W.2d at 336. We have already essentially decided that Rodriguez testimony, viewed in the light most favorable to the trial courts ruling, did not raise a voluntariness question, and appellee presented no other evidence that raised a voluntariness question. Under these circumstances, the prosecution never assumed the burden to prove voluntariness or to controvert evidence of involuntariness, so it never assumed the risk of nonpersuasion on the voluntariness question in the event the trial court did not believe any of Rodriguez testimony. See Muniz, 851 S.W.2d at 252 (prosecution need not rebut defendants assertions of involuntariness, but only controvert them). We also note that in these circumstances appellee would not be entitled to a jury instruction on voluntariness. See Article 38.22, Section 7; Butler v. State, 872 S.W.2d 227, 236 (Tex.Cr.App. 1994), cert.denied, 115 S.Ct. 1115 (1995) (before requested jury instruction on voluntariness is required, some evidence must be presented to jury which raises the issue of voluntariness). For essentially the same reasons appellee was not entitled to a favorable ruling from the trial court on the voluntariness question in the event the trial court did not believe any of Rodriguez testimony. Finally, questions have been raised on whether Article 38.22, Section 6, even applies to this case and whether this Court should sua sponte remand this case to the trial court for findings of fact and conclusions of law. For example, our decision in Nenno suggests Article 38.22 applies only to custodial statements. See Nenno, 970 S.W.2d at 556, Footnote 2 of this Opinion. However, Article 38.22, Section 6, literally applies to all cases where a question is raised as to the voluntariness of a statement of an accused. Nenno is overruled to the extent it decides Article 38.22, Section 6, applies only to custodial statements. In addition, Article 38.22, Section 6, requires the trial court to enter an order containing its findings of fact and conclusions of law only if it decides the statement was voluntarily made. Since the trial court in this case decided appellees statement was involuntary, then it was not required to enter an order containing its findings of fact and conclusions of law. Assuming Article 38.22, Section 6, required the trial court to enter such an order, we are not inclined to exercise our discretion to remand this case sua sponte to the trial court for findings of fact and conclusions of law. Neither party has complained about the absence of findings and conclusions. And, nothing in Jackson v. Denno requires them. The right to findings and conclusions is a statutory right which is forfeited by a partys failure to insist upon its implementation. See Marin v. State, 851 S.W.2d 275, 278-79 (Tex.Cr.App. 1993). Judge Prices dissenting opinion claims the voluntariness determination turns on an evaluation of credibility and demeanor. Terrazas, S.W.2d at Slip op. at 2. This dissenting opinion claims the controversy at issue here is not that the statement was made, but rather what was meant by the statement. More aptly put, what did Rodriguez mean when he made the statement, and given the circumstances of the questioning, what did [appellee] think Rodriguez meant when she heard the statement. Id. Assuming these considerations are relevant to a voluntariness determination, the meaning of Rodriguez statement to appellee telling her what had to be in her statement seems plain on its face not susceptible to differing interpretations, and the dissenting opinion suggests no interpretation of or inference from Rodriguez statement that would support a finding of involuntariness or improper overreaching by Rodriguez that overbore appellees will. And, since appellee did not avail herself of her opportunity to testify at the suppression hearing, we will not speculate on what she thought Rodriguez meant when she heard the statement. See Guzman, 955 S.W.2d at 89 (requiring appellate courts to defer to trial courts implied findings that the record supports). Viewing the evidence in the light most favorable to the trial courts ruling as required by Guzman, we have decided Rodriguez telling appellee what had to be in her statement did not constitute wringing the statement out of appellee against her will. This essentially is the issue upon which this case turns. It is possible reasonable minds might differ on this issue but the state action in this case does not rise anywhere near to the level of the police misconduct and overreaching in the involuntary confession cases cited in this opinion and the authorities upon which these cases relied. And the dissent does not cite a single controlling case holding on facts similar to these that the defendants statement was involuntary. This further causes the Court to believe it has reached a fair result in this case and one in accordance with the law. The dissenting opinion appears to concede the lack of state action that would support a finding of overreaching or misconduct by Rodriguez that overbore appellees will. Terrazas, S.W.2d at Slip op. at 3. Rather the dissenting opinion seems to focus almost entirely on the characteristics of the accused such as the age of the accused, the accuseds lack of education or low intelligence[7] and the lack of any advice to the accused of [her] constitutional rights. Id. The dissenting opinion apparently claims these characteristics together with the details of the interrogation support a finding of involuntariness. Id. However, factors bearing on the characteristics of the accused are irrelevant in the absence of any state action that would support a finding of police misconduct or overreaching. See Colorado v. Connelly, 479 U.S. 157, 107 S.Ct. 515, 520-21, 93 L.Ed.2d 473 (1986) (involuntary confession cases focus on crucial element of police overreaching).8 As the dissenting opinion fails to identify any crucial element of police overreaching in this case, it is unnecessary to consider any characteristics of the accused which the record would support. In summary, viewing the evidence in the light most favorable to the trial courts ruling as required by Guzman, we decide Rodriguez telling appellee what had to be in her statement does not support a finding or legal conclusion of involuntariness or state action that overbore appellees will. This case is not much different from an officer taking a defendants oral statement, reducing it to writing and then having the defendant sign the statement. We also decide the prosecution never assumed the burden to prove voluntariness because appellee failed to present any evidence raising a question of voluntariness or supporting a finding of involuntariness that the prosecution was required to controvert. The argument that we should uphold the trial courts ruling because the trial court did not have to believe any of Rodriguez testimony would permit suppression of statements and confessions when there is no evidence to support a finding of involuntariness. This is not the rule either as a matter of state law or federal constitutional law. Our decision in this case does not, as the dissenting opinion claims, require the trial court as a matter of law to [have believed] all of Rodriguez testimony. Terrazas, S.W.2d at Slip op. at 5. The judgment of the Court of Appeals is affirmed. McCormick, Presiding Judge (Delivered September 15, 1999) This information is made available as a free public service for your personal, non-commercial use. 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