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Howland v State990 S.W.2d 274March 31, 1999 Nos. 788-98 thru 791-98 IN THE COURT OF CRIMINAL APPEALS OF TEXAS NOS. 0788/0789/0790/0791-98 GENE EDWARD HOWLAND, Appellant v. THE STATE OF TEXAS ON APPELLANTS PETITION FOR DISCRETIONARY REVIEW FROM THE FIRST COURT OF APPEALS BRAZORIA COUNTY Meyers, J., delivered the unanimous opinion of the Court. O P I N I O N Appellant was convicted of two aggravated sexual assaults and two acts of indecency with a child. The jury assessed punishment at 20 years imprisonment for each sexual assault and five years for each act of indecency. The convictions were affirmed. Howland v. State, 966 S.W.2d 98 (Tex. App.--Houston [1st Dist.] 1998). We granted discretionary review to address whether the Court of Appeals erred in its analysis of the applicability of article 38.37 of the Texas Code of Criminal Procedure.1 Article 38.37, Evidence of extraneous offenses or acts, provides, in relevant part:
Tex. Code crim. Proc. Ann. art. 38.37 (emphasis added). The enactment paragraph pertaining to article 38.37, provides that the article is applicable
Acts of June 5, 1995, 74th Leg., ch. 318 § 48(b) (emphasis added). The effective date of article 38.37 was September 1, 1995. At the guilt/innocence portion of trial appellant objected to the admission of certain extraneous offense evidence.2 The trial court overruled his objections, concluding the evidence was admissible under article 38.37.3 Appellant argued on appeal that because he was indicted before its effective date, article 38.37 did not apply to any part of his prosecution, even though his trial began after its effective date.4 The Court of Appeals disagreed, pointing out that in common usage, the terms proceeding and criminal proceeding are quite broad, encompassing all possible steps between official accusation and final disposition. Howland, 966 S.W.2d at 101 (citing Tigner v. State, 928 S.W.2d 540, 544 (Tex. Crim. App. 1996) and Blacks Law Dictionary). The court further concluded that the terms, viewed in the context of the entire provision, were clear and unambiguous and would not, in application, lead to an absurd result. Id. at 101-102. The court viewed the terms used in section one of article 38.37 in light of the language in the enactment paragraph:
Id. at 102 (emphasis in original). The State agrees with the holding of the Court of Appeals. The State maintains the phrase criminal proceeding, as used in the enactment paragraph, refers to an individual step in a prosecution. Id. Appellant says we should construe the phrase to mean the course of a prosecution as a whole, beginning with the indictment. Thus, the question is whether article 38.37 is applicable during any one of many phases in a prosecution so long as the particular phase at issue occurred after September 1, 1995 (the States position), or whether article 38.37 is only applicable in a case in which the charging instrument was filed after September 1, 1995 (appellants position). We begin our analysis, as in every case of statutory construction, by looking at the plain and literal language of the provision. Article 38.37 says it applies to a proceeding in a prosecution of a defendant. The enactment provision says article 38.37 is applicable to any criminal proceeding that commences on or after the effective date of this Act, regardless of whether the offense that is the subject of the proceeding was committed before, on, or after the effective date of this Act. Blacks Law Dictionary initially defines proceeding as including all of the many steps in a prosecution:
Blacks Law Dictionary 1204 (Centennial & 6th ed. 1990). Further on in its definition, Blacks recognizes that the term is susceptible to two different meanings which are, in fact, representative of the opposing positions taken by the State and appellant in this case:
Id. (emphasis added). When we replace section ones proceeding with each of these definitions, it is plain which of the two is the intended definition. Applying the first of the two definitions, section one would read something like this: This article applies to the entire course of an action at law in a prosecution of a defendant . . . Because this definition of proceeding means the same thing as or would encompass a prosecution,5 it makes no sense to refer to it as being in a prosecution. Such reading renders section one redundant and nonsensical. It makes much more sense to apply the second definition, so that section one would read something like this: This article applies to every step required to be taken in a prosecution of a defendant . . .. Applying this definition, we perceive no ambiguity in article 38.37. We agree with the Court of Appeals that section ones use of the phrase a proceeding in a prosecution, refers on its face to one of the individual or smaller steps or measures that may be taken within the larger criminal prosecution. As observed by one court of appeals justice, by making article 38.37 applicable to a proceeding in a prosecution, the rule itself expressly distinguishes between a proceeding and a prosecution in a way that implies there can be more than one proceeding in a given case. Haney, 977 S.W.2d at 649-50 (Livingston, J., joined by Brigham, J., concurring). Construed in light of this reading of section one, the enactment paragraphs reference to any criminal proceeding logically refers to any of the many steps that might occur within the process of a prosecution.6 We really cannot articulate our reading of these terms and provisions any differently or better than articulated by the Court of Appeals, which gave a clear and logical explanation. Infra at 3 (quoting Court of Appeals explanation of terms).7 Accordingly, we hold that article 38.37 is applicable to any one of many isolated proceedings within a prosecution, so long as the proceeding at issue occurred after September 1, 1995. The judgment of the Court of Appeals is affirmed. MEYERS, J. Delivered March 31, 1999 1 In his ground for review appellant claims the Court of Appeals erroneously determined that TEX. CODE CRIM. PROC. ANN. ART. 38.37 § 2 applied in these cases. We granted review to settle a split among courts of appeals regarding applicability of article 38.37 to cases where the indictment was returned prior to the statutes effective date. Compare Haney v. State, 977 S.W.2d 638 (Tex. App.--Ft. Worth 1998)(holding article 38.37 only applies to criminal prosecutions begun on or after effective date); Snellen v. State, 923 S.W.2d 238 (Tex. App.-- Texarkana 1996, pet. refd)(noting article 38.37 not applicable because indictment filed before effective date) and Yzaguirre v. State, 957 S.W.2d 129 (Tex. App.--Amarillo 1996)(noting article 38.37 not applicable since proceeding commenced with return of indictment before effective date of article), revd on other grounds, 957 S.W.2d 38 (Tex. Crim. App. 1997) with Howland v. State, 966 S.W.2d 98 (Tex. App.--Houston [1st Dist.] 1998)(construing article 38.37 to be applicable to all possible steps in prosecution) with Hinds v. State, Nos. 05-95-01520-CR & 05- 95-01551-CR slip op. (Tex. App.--Dallas Jan. 12, 1998)(applying article 38.37 to cases tried in October 1995, without discussing applicable date issue). 2 Appellant objected to the evidence under Rules of Criminal Evidence 403 and 404(b). The State argued its admissibility in part under article 38.37. 3 The trial court also found the evidence admissible under Rule 403. The Court of Appeals opinion deals with the application of both article 38.37 and Rule 403, but our review addresses only the applicability of article 38.37. 4 Appellants indictments were filed on April 7, 1995, arraignment was held on August 31, 1995, voir dire examination took place on December 4, 1995, and trial on the merits began on December 4, 1995. 5 Blacks defines prosecution in part as a criminal action. 6 We recognize that the phrase criminal proceeding might, taken alone, be interpreted as an entire course of a prosecution. However, this phrase takes on a different meaning when construed in light of the language utilized in the article itself and in light of the use of the term any preceding it. 7 This reading is not inconsistent with our interpretation of the phrase criminal proceeding in connection with another Code provision. See Tigner v. State, 928 S.W.2d 540 (Tex. Crim. App. 1996). Code of Criminal Procedure article 38.22 section two provides in part that no statement made as a result of custodial interrogation shall be admissible against the accused in a criminal proceeding unless . . .. The question at issue in Tigner was whether the phrase a criminal proceeding, as utilized in the context of that provision, encompassed voir dire. The State argued that a criminal proceeding should not be construed to commence until jeopardy attaches. The State also advanced the argument that the phrase was intended to mean only the trial on the merits. We noted that the term proceeding is very broad, pointing to Blacks definition of the term as including all possible steps in an action from its commencement to the execution of judgment . . . all the steps or measures adopted in the prosecution or defense of an action. Tigner, 928 S.W.2d at 544. Rejecting the States arguments, we reasoned that if the legislature had intended the provision to be narrowly applicable, it would not have used such a broad term, or would have included more restrictive language, as done elsewhere in the Code. We ultimately concluded the term was ambiguous as used in the context of article 38.22, however, because a literal reading of the term does not denote which step or steps constitute the proceeding for the purpose of this statute. Id. at 545. After considering extratextual factors such as floor debates, we concluded the term encompassed voir dire:
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