© 2002 Lang Baker
State v MedranoFebruary 6, 2002No. 527-99 Dissenting opinion by Judge Womack Links to other opinions in this case: Majority opinion by Judge Cochran Concurring opinion by Judge Johnson IN THE COURT OF CRIMINAL APPEALS OF TEXAS NO. 527-99 THE STATE OF TEXAS v. MATTHEW MEDRANO, Appellee ON DISCRETIONARY REVIEW FROM THE EIGHTH COURT OF APPEALS EL PASO COUNTY Womack, J., filed a dissenting opinion in which Price, J., joined. I believe that the Court both overstates and understates the requirements of stare decisis in this case. A quick review of the basics is in order:
Because this Court usually fails to differentiate the kinds of law that are before it, it usually overstates the role of stare decisis by parroting platitudes from dissimilar cases. As the preceding paragraph makes clear, cases of criminal procedure are not like cases of substantive law. And this Court makes no substantive law; it has only a limited role in making procedural and evidentiary law through its opinions. I say that this Court does not make substantive criminal law because there is no common law of crimes in Texas.
The power to create and define offenses which rests within the sound discretion of the legislative branch of government, necessarily includes the power to establish and define the defenses.3 When a statutory defense applies to the facts of a criminal case, a non- statutory defense is not available.4
Therefore this Court cannot create, much less alter, a common law of criminal offenses or defenses. The common-law jurisprudence of this Court is limited to evidentiary and procedural matters and not much of that. As a general matter, Texas criminal procedure has been characterized by legislative control over substance.6 This includes a number of statutory rules of evidence, while most of the rest of our evidence law is codified in our Rules of Evidence. Most of our cases call on us to construe and apply the provisions of constitutions and statutes and rules. Todays case is such a one. The general principles of stare decisis for rules of law that the Court considers7 have little, if anything, to do with this case because we have not made a rule of law. We have only construed the rule the legislature made. When it comes to construction of criminal-procedure statutes, the demands of stare decisis may be even lower than in cases of court-made procedure because the legislature sometimes can correct a wrong decision. This is why we often attach importance to the legislatures failure to amend a statute that we have construed. The notion is that we must have got it right, since the legislature could easily have acted if we got it wrong. The Court points out that legislative inaction does not necessarily equal legislative approval.8 No one could argue the opposite, that is, that legislative action necessarily equals legislative approval. A court must examine the statute, the judicial construction, and the legislative response. The Court relies on a concurring opinion that quotes two opinions of the United States Supreme Court.9 If one reads those opinions, rather than the three sentences that are quoted, one can get an idea of the factors that can be considered. In Helvering v. Haddock,10 the Supreme Court did not renounce its prior construc tion of a statute as we do today. The problem was not with the first construction; it was with two later opinions that were contrary to the principle of the first. The Court adhered to the construction it had first made, and rejected the argument that Congress had tacitly approved the two later cases.
In terms of the present statute, the analogous situation would be that after our Roberts decision we had held that the statute did not authorize the State to appeal an order suppressing contraband because contraband is not evidence. Legislative inaction would not prevent us from overruling the later holding and returning to our original construction. The other case from which the majority quotes is Girouard v. United States,12 in which the Court overruled three prior decisions that the oath of citizenship required the immigrant to agree to bear arms for the United States. The statute contained no such language. Bills to overrule those decisions had been introduced in Congress but never reported out of committee. The Court declined to attach importance to the statutes not being amended because the case could be resolved by reference to an action that Congress had taken later.
There is no ready analogy for the present statute because the decision that the Supreme Court overruled had added a requirement to the statutory language, while our Roberts decision declined to add or excluding to the statute. The point is that the Supreme Court opinion from which the majority extracts a quote today was decided on the basis of subsequent legislative action, not inaction. It is not helpful for deciding the case before us now. To my mind, the evaluation of legislative silence should take into account whether the judicial construction increased or decreased the scope of the statute, and the difficulty of a legislative correction. A construction that decreased the scope of a statute is more defensible than one that increased its scope, for the same reason that remittitur is more defensible than additur; that is, the verdict or statute that is under review carries approval of every lesser component that is included in the face value, but there has been no such approval of any greater value. And if the statute could easily be set right by clarifying language, the legislative choice not to do so has more significance for me. In 1996 we held that Code of Criminal Procedure article 44.01s authorizing an interlocutory appeal by the State from a ruling that grants a motion to suppress evidence does not extend to all rulings that exclude evidence. We said that suppressing evidence connoted a ruling that the evidence was illegally obtained, while excluding evidence connoted a ruling that the evidence was inadmissible for other reasons.14 Today the Court says this holding was wrong because the legislature modeled art. 44.01 after the corresponding federal provision generally,15 a statute that permits an appeal by the government from suppression or exclusion of evidence. I want to point out four things. First, drafting a statute to apply only to suppressing is an odd way of modeling on the federal statute that specifies both suppressing and excluding.16 Second, our 1996 decision was based on the language of the statute, which is more important than the intentions and interpretations of witnesses who supported the act, which are the primary support for todays decision. It is the law that governs, not the intent of the lawgiver,17much less the intent of the lawgivers committee witnesses. But this is only to rehash the 1996 decision of the Court. In 2002 the more important points are my third and fourth: Todays construction of the ambiguous word increases the scope of the statute, applying it to excluding evidence as well as to suppressing it. And if that is the correct scope of the statute, the legislature had but to amend the statute by inserting the words or excluding. Three sessions of the legislature have intervened since our decision, with no action. In this case, that is significant. If this case were the opposite (if the statute had read suppressing or excluding evidence, and we had held that it did not apply to the excluding of evidence) legislative inaction might mean little or nothing. What could the legislature do to express more clearly that the statute applied to the excluding of evidence? But when the statute says it applies only to suppressing evidence and this Court held that suppressing does not mean every excluding of evidence, the remedy is quick and easy. If we have misconstrued a statute that is stated clearly, what can the legislature do? Reenact the statute with the additional phrase, and we really mean it? When we have misconstrued a criminal-procedure statute that is unambiguous, stare decisis has its least force. In such a case we should be more free to overrule our earlier decision. A recent example was our reconsideration of the statute that limited appeals from negotiated pleas of guilty. The statute said that before a defendant in such a case could appeal, he must have permission of the trial court, except on those matters which have been raised by written motion filed prior to trial.18 In 1996 we held that defendants in such cases who neither had permission of the trial court nor were appealing matters raised by written pre- trial motions, could appeal the voluntariness of their pleas.19 Our addition of this third class of appeals was contrary to the clear language of the statute. The legislature would have been hard pressed to amend the statute to make it more clear than it was, since it already said that only two classes of plea-bargained convictions could be appealed. I agreed with the Court that in such a case, stare decisis notwithstanding, the decision would no longer be followed.20 If we were considering the meaning of Article 44.01(a)(5) for the first time, I might hold that the statute means what the Court says today. But to do so after the legislature has failed three times to correct our construction is contrary, not so much to the rule of stare decisis as to the Division of Powers Article of the Constitution.21 Are we not effectively amending this statute to read as its federal counterpart reads, when the Legislature that enacted it did not do so and three successive Legislatures have chosen not to do so? I do not think this action is compelled by the language of the statute, and I would not undertake it. The Courts other argument that suppress evidence means suppress or exclude evidence is by reference to Code of Criminal Procedure article 28.01, which provides the procedure for a pretrial hearing like the one that was held in this case. Section 1 of the article says, The pretrial hearing shall be to determine any of the [eleven] following matters: (6) Motions to suppress evidence. The Court reasons thus: pretrial hearings are to determine motions to suppress evidence; the motion that was filed in this case was decided at a pretrial hearing; therefore it must have been a motion to suppress evidence.22 If the Courts argument were valid, there would be an equally valid argument that would rely on Roberts rather than overruling it: Pretrial hearings are to determine motions to suppress evidence; this was a motion to exclude evidence, not to suppress evidence (Roberts v. State); therefore the trial court erred to decide the motion at a pretrial hearing. Neither argument is valid, because the first premise is insufficient to justify the conclusion. Although pretrial hearings are for motions to suppress evidence (and the other matters that are listed in Article 28.01, section 1), they are not for only those matters. There are two reasons. On its face, the statutory list is not exclusive, so the pretrial hearing is not limited to the eleven items on the list.23 Even if it were exclusive, one item on the list is (2) Pleadings of the defendant, which include any other motions or pleadings permitted by law to be filed.24 It was, therefore, proper for the appellee to file and the court to decide a motion to exclude, not suppress, evidence.25 So the Courts conclusion that the pretrial motion must be a motion to suppress is invalid. I confess that the Courts holding, that Article 44.01(a)(5) authorizes an interlocutory appeal of a decision to exclude evidence, is tempting. The five assistant district attorneys who are quoted in the opinion26 made strong arguments why the State should be allowed to appeal pretrial rulings excluding evidence. But the statute that was enacted did not allow it, and it still does not. We have no authority to change the statute. I respectfully dissent. En banc. This information is made available as a free public service for your personal, non-commercial use. While every effort has been made to provide accurate material at this site, it is provided "as is" and no representations are made that it is free of mistakes or inaccuracies. This file was derived from the text posted on the web site of the Texas Court of Criminal Appeals, by the automatic operation of conversion software, and may contain errors. Baker's Legal Pages are a public service of Freelance Enterprises, Inc.
© 2002 Lang Baker |