© 2002 Lang Baker
Martinez v StateDecember 11, 2002No. 344-02 IN THE COURT OF CRIMINAL APPEALS OF TEXAS NO. 344-02 CERJIO MARTINEZ, Appellant v. THE STATE OF TEXAS ON STATES PETITION FOR DISCRETIONARY REVIEW FROM THE EIGHTH COURT OF APPEALS EL PASO COUNTY Cochran, J., delivered the opinion of the Court in which Keller, P.J., Price, Womack, Johnson, Keasler, Hervey and Holcomb, J.J., joined. Meyers, J., concurred in the result. O P I N I O N The State indicted appellee, Cerjio Martinez, for aggravated perjury based upon the allegedly false content of his written Sworn Statement to the Grand Jury. The trial court granted appellees motion to suppress that statement because the State did not orally warn Mr. Martinez of his rights under article 20.17 of the Code of Criminal Procedure.1 The State appealed the suppression order, and the court of appeals affirmed.2 We granted review3 and hold that the court of appeals correctly declined to consider the States argument, that article 20.17 did not apply, because the State never made this argument in the trial court. Nevertheless, we reverse and remand because the States noncompliance with article 20.17, specifically its failure to orally inform Mr. Martinez of his Miranda rights, does not warrant the suppression of his written sworn statement that forms the basis of a perjury prosecution. I. In June 2000, the El Paso Times and local television channel KVIA reported that they had obtained a document that had been allegedly leaked to them by a confidential informant within the El Paso Police Department. The police department, later joined by the Texas Rangers, launched a criminal investigation into the matter. Mr. Martinez, a Deputy Chief of Police, eventually became a suspect. Texas Ranger Calvin J. Buster Collins and Lieutenant David Norman of the El Paso Police Department interviewed Mr. Martinez at police department headquarters. Mr. Martinez denied having any involvement in the leak. Lieutenant Norman later transcribed the handwritten notes he had taken during the interview into a formal Sworn Statement to the Grand Jury. Lieutenant Norman took the written statement to Mr. Martinez home. Mr. Martinez read the statement and expressed concern that the officers had not previously advised him of the article 20.17 warnings, which were written on the front page of the statement. Lieutenant Norman responded that Mr. Martinez did not have to sign the statement, but that the officers were trying to save him a trip to the grand jury. Mr. Martinez then read and edited the statement and agreed to sign a revised version before a notary. Lieutenant Norman typed the appropriate changes and later met Mr. Martinez at Mail Boxes Etc., where Mr. Martinez signed the statement and swore to its truthfulness before a notary. The State subsequently indicted Mr. Martinez for aggravated perjury, alleging that he falsely swore that he had not released any information to the media.4 The parties agree that Mr. Martinez was not given the oral warnings required under Article 20.17 for an accused or suspected person who is subpoenaed to appear before the grand jury. The parties also agree that Mr. Martinez was not actually subpoenaed to appear before the grand jury and that he did not personally appear. Mr. Martinez filed two motions to suppress his sworn statement. One characterized the document as a grand jury statement, subject to suppression for a failure to comply with article 20.17. The other motion characterized it as an involuntary written statement resulting from custodial interrogation and therefore subject to suppression for a failure to comply with article 38.22. At a hearing on these motions, the State argued that: 1) the document was a noncustodial grand jury statement, not an article 38.22 custodial confession; 2) the face of the statement, which contained the written article 20.17 warnings, showed substantial compliance with that law;5 and 3) even if the officers had not substantially complied with article 20.17, that failure did not immunize any perjury within the sworn statement. The trial court, in its oral ruling, ordered the statement suppressed based on the States failure to comply with article 20.17. The court also noted that the custodial interrogation cases cited by Mr. Martinez were not directly on point. Nevertheless, the trial court signed two written orders: one granting Mr. Martinez Jackson v. Denno motion6 to suppress the document, and one granting his motion to suppress the grand jury statement. The State appealed both suppression orders, and, for the first time, argued that article 20.17 was inapplicable because Mr. Martinez was never actually subpoenaed to appear before the grand jury. The State also argued, as it had in the trial court, that it had substantially complied with article 20.17. Finally, the State again argued that any noncompliance with article 20.17 did not require the court to suppress Mr. Martinez sworn statement in a perjury prosecution. The court of appeals found that the State had waived its argument that article 20.17 was inapplicable because it failed to raise that argument in the trial court.7 The court of appeals next agreed with the trial court that article 20.17 had not been substantially complied with, because Article 20.17(c) requires that the warnings must be given orally and the State concedes that there were no oral warnings.8 Turning to the question of exclusion, the court held that the States concession, that it failed to inform Mr. Martinez that he was a suspect before he gave testimony to the grand jury, warranted suppression under article 38.23 because the State essentially obtain[ed] evidence through illegal means.9 II. Both Texas Rule of Appellate Procedure 33.1 and Texas Rule of Evidence 103 are judge-protecting rules of error preservation. The basic principle of both rules is that of party responsibility.10 Thus, the party complaining on appeal (whether it be the State or the defendant) about a trial courts admission, exclusion, or suppression of evidence must, at the earliest opportunity, have done everything necessary to bring to the judges attention the evidence rule [or statute] in question and its precise and proper application to the evidence in question.11 As this Court has stated:
And so it is that appellate courts may uphold a trial courts ruling on any legal theory or basis applicable to the case, but usually may not reverse a trial courts ruling on any theory or basis that might have been applicable to the case, but was not raised. As this Court stated in Mercado v. State,13 under Rule 33.1, the issue is not whether the appealing party is the State or the defendant or whether the trial courts ruling is legally correct in every sense, but whether the complaining party on appeal brought to the trial courts attention the very complaint that party is now making on appeal.14 This raise it or waive it forfeiture rule applies equally to goose and gander, State and defendant. The State forthrightly acknowledges that it never brought the inapplicability of Article 20.17 to the trial courts attention. On appeal, the State seeks to surmount this obstacle by advancing a rather circular argument; the State essentially argues that it did not have to tell the trial judge that Article 20.17 was inapplicable to the defendants written statement because that article is inapplicable. The record reveals, however, that the issue squarely before the trial judge concerned the content, scope, and applicability of article 20.17, and the content, scope, and applicability of the article 38.22 confession statute. In the trial court, the State articulately argued that the confession statute was inapplicable because Mr. Martinez was never in custody. Any and every legal or factual theory that the State wished to present about article 20.17 was likewise open for consideration by the trial judge, including its inapplicability. It simply cannot be said that the trial court could not or would not have considered the possible inapplicability of article 20.17, had that argument been brought to its attention. Nor can it be said that article 20.17 was so clearly inapplicable that this fact was obvious to all in the courtroom,15 and the State does not contend otherwise. The raise-it-or-waive-it forfeiture rule applies here. We agree with the court of appeals that the State may not argue for the first time on appeal that article 20.17 did not apply to Mr. Martinez statement and that, therefore, the trial court abused its discretion in suppressing the statement. The trial court cannot be held to have abused its discretion merely by ruling on the only theories of law presented to it. Therefore, we reject the States first two grounds for review. But that does not end our consideration, because the State did argue, in the trial court, that any noncompliance with article 20.17 in the taking of a written Sworn Statement to the Grand Jury does not protect or immunize allegedly perjurious statements within that document.
We turn to the States third ground for review: Is a person who allegedly commits perjury in making a statement to the grand jury entitled to suppress that sworn statement because he was not fully advised of his rights to remain silent and make no statement at all? No. A person does not have a license to lie because the constable failed to inform him of his right to remain silent. In a 1903 case, Twiggs v. State,16 this Court overturned a perjury conviction based on the defendants false testimony to a grand jurybecause the defendant had not been warned of his right to remain silent as required by statute. We stated that where he is under arrest or constraint, or held as a witness, and testifies about an offense of which he is suspected, his statements in regard to such matters cannot be used against him, unless warned.17 That case, were it still good law, would support Mr. Martinez position, and that taken by the court of appeals. Under the Twiggs reasoning, article 38.23 would require the exclusion of Mr. Martinezs statement if it were obtained in violation of article 20.17. But in Butterfield v. State,18 we noted that Twiggs was no longer good law; it had essentially been overruled by the Supreme Court19 in United States v. Wong, in which that Court held that the Fifth Amendment does not condone perjury.20 In Wong, the Supreme Court addressed, as a constitutional question, the analogous issue that is before us today as a statutory question. In that case, the defendant, who was suspected of involvement in illegal gambling, was actually called to the grand jury.21 She was given grand jury and Miranda warnings, then lied under oath to the grand jury, and was later indicted for perjury. Like Mr. Martinez, she attempted to suppress her grand jury statement. She said that she did not speak English well enough to understand her Fifth Amendment rights or the warnings she had been given.22 The Supreme Court accepted the defendants proposition that she was, in effect, never warned of her legal rights.23 She claimed that her grand jury testimony, even if knowingly false, [was] inadmissible against her as having been obtained in violation of the constitutional privilege against self- incrimination.24 She also argued that, absent those constitutional warnings, a witness is placed in the dilemma of engaging in either self-incrimination or perjury, a situation so inherently unfair as to require suppression of perjured testimony.25 A unanimous Supreme Court rejected these contentions because the Fifth Amendment privilege does not condone perjury.26 Quite simply, perjury is not a permissible alternative when state officials fail to give a grand jury target appropriate constitutional warnings against self-incrimination.27 If the failure to provide constitutionally-based warnings to a grand jury target does not result in the suppression of a perjurious statement, it is difficult to imagine how or why the failure to provide oral, as well as written, statutory warnings would or should result in the suppression of perjury. Nevertheless, in Butterfield, this Court did not decide whether its holding, that a perjurious statement cannot be suppressed because of the violation of a persons Fifth Amendment rights, might be different under an article 38.23 statutory analysis.28 But long before Butterfield, this Court held that a defendant may not excuse or immunize any alleged perjury because the questioning was improper under article 20.17. In Yarbrough v. State,29 this Court quoted the United States Supreme Court:
Thus, [o]nce the appellant chose to answer the questions presented, he was not at liberty to answer them falsely. Perjury is not a permissible way to object to the States questions.31 Although the court of appeals cited to Yarbrough for the proposition that it is clear that when a witness chooses to answer questions presented by the grand jury, even if those questions are propounded in violation of Article 20.17, the witness is not at liberty to lie, it nonetheless held that suppression of Mr. Martinez written statement was proper under article 38.23.32 That holding is incorrect. Consistent with Yarbrough and Butterfield, as well as with a plethora of federal cases, we hold that, even if grand jury statements are taken in violation of Article 20.17, the witness is not at liberty to lie under oath. A state officials noncompliance with statutory requirements does not confer a privilege to commit perjury. In this case, Mr. Martinez sworn statement is the alleged crime itself; it is the corpus delicti of perjury. As Professor Wigmore stated, the perjured utterance is not evidence or testimony to a crime but is the very act of crime itself.33 The corpus delicti of the crime of perjury is not merely evidence of some pre-existing crime which might be subject to suppression under art. 38.23. A state officials failure to implement or abide by certain statutory requirements does not accord protection to the person who thereafter lies under oath. Appellees argument, carried to its extreme logical conclusion, would provide legal protection to the murderer of a police officer, who proves that the officer detained him without articulable suspicion prior to the murder. Under appellees theory, evidence of that killing would have to be suppressed under article 38.23 because the murder occurred after and because of the officers initial illegal conduct. That theory is not the law. In Mayorga v. State,34 four members of this Court recognized that article 38.23 deals with exclusion of illegally obtained evidence of a prior crime. It does not provide any protection to commit a new crime, like that of perjury in a sworn statement to the grand jury, and then to exclude any evidence of that new crime because the constable violated the law first.35 The Supreme Court, in Murphy v. Waterfront Commn,36 stated that not even the cruel trilemma of self-accusation, perjury, or contempt permits the person who might be unconstitutionally compelled to speak to speak falsely.37 No matter how cruel the dilemma or trilemma, the commission of the crime of perjury is not an acceptable response. We therefore reverse the court of appeals and remand the case to that court for proceedings consistent with this opinion. Cochran, J. Delivered: December 11, 2002 Publish 4The indictment alleged that Mr. Martinez falsely swore that the following statements were true: I have never heard anyone discussing anything about releasing any information to any unauthorized persons or the media . . . . As far as people from outside our (El Paso Police) (D)epartment discussing releasing information, I have not heard anyone . . . talking about this.5 See, e.g., Andino v. State, 645 S.W.2d 615, 619, 623 (Tex. App. Austin 1983, no pet.) (noting that perjury is not protected by a failure to comply strictly with art. 20.17 even assuming that strict compliance is necessary, but holding that substantial and not strict compliance with art. 20.17 was all that was required in the present case). 6 Jackson v. Denno, 378 U.S. 368, 391 (1964) (holding that a defendant is entitled to a fair determination of the voluntariness of his confession outside the presence of the jury). The court of appeals did not address the grant of this second motion in its opinion. See Martinez, slip op. at 11, n.4. 7Martinez, slip op. at 7 (finding waiver under State v. Mercado, 972 S.W.2d 75, 77 (Tex. Crim. App. 1998)). 8Martinez, slip op. at 9. 9See Tex. Code Crim. Proc. art. 20.17(a). The court of appeals focused on the States failure to tell Mr. Martinez that he was a suspect as the legal violation requiring suppression, rather than the States failure to orally warn Mr. Martinez as purportedly required by section (c). In fact, the statute states that the article 20.17(a) warnings apply when a person physically appears before the grand jury as set out in section (c). Article 20.17(c) states: If an accused or suspect is subpoenaed to appear before a grand jury prior to any questions before the grand jury, the person accused or suspected shall be orally warned as follows ... The explicit statutory prerequisites to any oral warnings are: 1) that a person is subpoenaed to appear before the grand jury; 2) that person is a suspect or accused; 3) that person does appear before the grand jury; 4) before the person may be asked any questions in the grand jury room, he must be given certain warnings. Because appellant was never subpoenaed to the grand jury and did not appear before that body, the necessity to give oral warnings never arose. 10 Rule 33.1(a) of the Texas Rules of Appellate Procedure reads: As a prerequisite to presenting a complaint for appellate review, the record must show that: (1) the complaint was made to the trial court by a timely request, objection, or motion that: (A) stated the grounds for the ruling that the complaining party sought from the trial court with sufficient specificity to make the trial court aware of the complaint, unless the specific grounds were apparent from the context; and (B) complied with the requirements of the Texas Rules of Civil or Criminal Evidence or the Texas Rules of Civil or Appellate Procedure; and (2) the trial court: (A) ruled on the request, objection, or motion, either expressly or implicitly; or (B) refused to rule on the request, objection, or motion, and the complaining pa rty objected to the refusal. Likewise, Texas Rule of Evidence 103 provides, in part, that [e]rror may not be predicated upon a ruling which admits or excludes evidence unless a substantial right of the party is affected, and [i]n case the ruling is one admitting evidence, a timely objection or motion to strike appears of record, stating the specific ground of objection, if the specific ground was not apparent from the context. 11 1 Stephen Goode, et al., Texas Practice: Guide to the Texas Rules of Evidence: Civil and Criminal, § 103.2, at 14 (2d ed. 1993). 12 Saldano v. State, 70 S.W.3d 873, 887 (Tex. Crim. App. 2002) (footnote omitted). As Judge Campbell has explained:
Young v. State, 826 S.W.2d 141, 149 (Tex. Crim. App. 1991) (Campbell, J., dissenting). 13 972 S.W.2d 75 (Tex. Crim. App. 1998). 14 Id. at 78. 15 See Tex. R. App. Proc. 33.1(a)(1)(A) (excusing the failure to make a specific objection when the specific grounds were apparent from the context). In any event, the court of appeals addressed the issue on the merits and found that article 20.17 did apply to Mr. Martinez written statement:
Martinez, slip op. at 8.
Likewise, in Harris v. New York, 401 U.S. 222 (1971), the Court held that a statement taken in violation of Miranda v. Arizona, 384 U.S. 436 (1966), may be used to impeach a defendants credibility. Rejecting the contention that such impeachment violates the Fifth Amendment, the Court said: [e]very criminal defendant is privileged to testify in his own defense, or to refuse to do so. But that privilege cannot be construed to include the right to commit perjury. . . . Having voluntarily taken the stand, petitioner was under an obligation to speak truthfully and accurately, and the prosecution here did no more than utilize the traditional truth-testing devices of the adversary process. 401 U.S. at 225-26.
Id. This Court then quoted the lower court opinion, which had explained the rationale for the rule that article 38.23 excludes only illegally obtained evidence of a prior crime, rather than evidence of a new crime committed after the unlawful state official conduct.
Id. at 946 (quoting State v. Mayorga, 876 S.W.2d 176, 178 (Tex. App. Dallas 1994); see also Chavez v. State, 9 S.W.3d 817, 820 (Tex. Crim. App. 2000) (Keller, P.J., concurring) (noting that art. 38.23 refers to the exclusion of evidence which existed before the action that consists of obtaining it by a state official, thus evidence is not obtained in violation of the law when illegal activity creates the evidence); Cooper v. State, 956 S.W.2d 95, 97-98 (Tex. App. Tyler 1997, pet. refd) (holding that the alleged illegality of defendants arrest could not serve, under art. 38.23, as a means to exclude evidence that he thereafter committed aggravated assault on arresting officers; [t]he evidence of the aggravated assault was not obtained in violation of the law). 36 378 U.S. 52, 55 (1964). 37See United States v. Apfelbaum, 445 U.S. 115 (1980)(immunized grand jury testimony may be introduced in a subsequent prosecution for perjury to prove that the witness lied before the grand jury in other testimony given at the same time); Glickstein v. United States, 222 U.S. 139 (1911) (Subdivision 9 of § 7 of the Bankruptcy Act of 1898 and the immunity afforded by it are not applicable to a prosecution for perjury committed by the bankrupt, when examined under it; otherwise the immunity clause would be a mere license to commit perjury). This information is made available as a free public service for your personal, non-commercial use. While every effort has been made to provide accurate material at this site, it is provided "as is" and no representations are made that it is free of mistakes or inaccuracies. This file was derived from the text posted on the web site of the Texas Court of Criminal Appeals, by the automatic operation of conversion software, and may contain errors. Baker's Legal Pages are a public service of Freelance Enterprises, Inc.
© 2002 Lang Baker |